IN RE ESTATE OF JOHN M. L. RUTHERFURD, DECEASED
AI-generated. These summaries, headnotes, and key points are machine-generated and may contain errors or omissions. Always verify against the full opinion text below. Not legal advice.
The executrix of an estate appeals a probate judge's award of $75,500 in attorney's fees to the estate's attorney and the denial of her request for a continuance to obtain local counsel. The appellate court reversed, holding that the trial judge abused its discretion in refusing the continuance under the special circumstances presented, where the estate's attorney became adverse to the executrix and she was unable to obtain local representation despite substantial efforts.
The court held that the trial judge abused its discretion in refusing the continuance under the special circumstances of this case. Where an attorney becomes adversarial to the personal representative by claiming compensation and the matter is submitted to the court for resolution, the personal representative should be allowed adequate time to obtain counsel and for that counsel to prepare a defense. The case was reversed and remanded for re-trial of the fee claim.
[1] A trial court abuses its discretion by denying a continuance when a party, unable to obtain local counsel due to the nature of the case and the reputation of opposing cou…
[2] A personal representative should be allowed adequate time to obtain counsel and for that counsel to prepare when the personal representative's attorney becomes an adversa…
Previewing 2 of 5 headnotes on this case. FLexlaw’s editorially structured points of law — every proposition, pinpointed — are reserved for members.
Join FLexlaw to unlock all legal intelligence“Where, in the course of a probate proceeding, a personal representative's attorney becomes his adversary by reason of the personal representative's opposition to the amount of compensation claimed by the attorney and the submission of the issue to the court for resolution, the personal representative should be allowed adequate time to obtain counsel and for counsel to prepare for defense of the claim.”
Establishes the core principle that when an estate's attorney claims fees, the personal representative is entitled to time to obtain counsel to defend against that claim
Previewing 1 of 3 key quotes on this case — the court’s exact language, pinpointed for members.
Join FLexlaw to unlock all legal intelligenceThe law firm O'Connell & Cooper represented Katherine C. Rutherfurd as executrix of her deceased husband's $2.3 million estate beginning in April 1971…
The full statement of facts, procedural history, and disposition for this case are member content.
Join FLexlaw to unlock all legal intelligence© FLexlaw, Inc. — AI-generated enrichments are proprietary. All rights reserved.
Explore caselaw by topic → Browse Extraordinary Services cases and more on FLexlaw
FARRINGTON, OTIS, Associate Judge.
The Executrix of the Estate of M. L. Rutherfurd, deceased, appeals an award by the probate judge of an attorney’s fee of $75,500 to the attorney for the executrix, which was allocated as $49,500 for ordinary services and $26,000 for extraordinary services. The executrix is the widow of the deceased and the sole beneficiary of the estate.
Appellant-executrix contends the probate judge erred in denying her request for a continuance of the hearing on the petition for allowance of attorney’s fees until she could obtain local counsel to represent her at the hearing and that the fee awarded was excessive. We find that refusal of the probate judge to grant the requested continuance was an abuse of discretion under the peculiar circumstances of this case, and reverse. To clarify these peculiar circumstances and the issues involved at the hearing on the petition for attorney’s fees, we will briefly review the probate proceedings.
The law firm of O’Connell & Cooper, P. A., commenced its legal services for appellant on April 15, 1971, by filing in the County Judge’s Court of Palm Beach County, Florida, the petition of Katherine C. Rutherfurd to probate the will of John M. L. Rutherfurd, deceased. Phillip D. O’Connell, Sr., of that law firm assumed major responsibility for performing the legal services in the administration proceeding.
Numerous problems developed during the probate proceeding. Katherine C. Ruther-furd largely ignored her responsibility as executrix of the estate. Mr. O’Connell called and wrote letters explaining what was necessary to be done, but generally could not obtain her cooperation. Against the advice of her attorney, she attempted to give, and in fact effected delivery of, a valuable yacht, property of the estate which had never been distributed to her individually, to Florida Atlantic University. Litigation over the yacht resulted, which was settled by an agreed sale of the yacht with recovery for the estate of $95,426 as its share of the division of the proceeds. She never signed the inventory, although an inventory was filed which was signed only by Mr. O’Connell as her attorney.
A son of the deceased filed a petition to revoke the order of probate and remove Mrs. Rutherfurd as executrix, alleging defective execution or attestation of will, undue influence practiced by Mrs. Rutherford on the decedent, and incompetence of the decedent at the time of execution of the will; also, this son filed a petition to remove Mrs. Rutherfurd as executrix, alleging insanity, habitual drunkenness, failure to file an inventory, wasting and maladministration. At the suggestion of Mr. O’Connell, Mrs. Rutherfurd employed a personal attorney to protect her individual interests in these proceedings, although Mr. O’Connell actively participated on behalf of the estate. The petitions were disposed of by settlement after a four-day trial on the petition to revoke the order of probate was aborted by declaration of a mistrial, when the probate judge recused himself on motion made by Mr. O’Connell on behalf of the estate and the personal attorney on behalf of Mrs. Rutherfurd individually. The settlement provided for payment by Mrs. Rutherfurd personally of the sum of $110,000 to be paid to the children of the decedent by former marriage, and for dismissal of the petitions to revoke the order of probate and to remove the executrix. Mr. O’Connell arranged for distribution of monies from the estate to Mrs. Rutherfurd for her use in effecting this settlement.
Shortly after the probate was commenced, Mrs. Rutherfurd left Florida. Thereafter, Mr. O’Connell was unable to maintain direct communication with her; he was mainly required to contact her through her New York attorney, Mr. San Filippo, who apparently was fully authorized to act on behalf of Mrs. Rutherfurd in all matters involving the estate.
On October 26, 1972, O’Connell & Cooper, P. A., filed its petition for attorney’s fees with certificate of service by mail on the executrix, Katherine C. Rutherfurd, and her New York attorney, Augustin J. San Filippo. On October 31, 1972, O’Connell & Cooper, P. A., filed a document entitled, “List of Services Rendered for the Estate” over the signature of Phillip D. O’Connell, Sr., detailing the services rendered the estate. The final paragraph of this document which indicates the amount claimed reads as follows:
“The gross value of the estate for income tax purposes was $2,390,848.22. Two houses passed by operation of law, and these amounted to $328,137.19, leaving the amount of $2,062,711.03 as the amount to be used in determining the attorney’s fees. In addition, I have calculated the minimum income of the estate during its administration to be $80,000, making a total of $2,142,711.03. Based upon the minimum fee schedule of the Palm Beach County Bar Association, the minimum attorneys’ fees would be $49,-540.00, plus a valuation for the additional extra-ordinary services.”
On November 13, 1972, O’Connell & Cooper, P. A., served Augustin J. San Fi-lippo and Mrs. Katherine Rutherfurd by mail with notice of a hearing on the petition for allowance of attorney’s fees scheduled for December 4, 1972.
The hearing was held on December 15, 1972, after being rescheduled by Mr. O’Connell at the request of Mr. San Filip-po. When the hearing commenced, Mr. San Filippo appeared for the executrix and orally moved for a continuance.
As grounds for his request, Mr. San Fi-lippo pleaded that he had been trying ever since the petition for attorneys’ fees was initiated to obtain local counsel without success; that he had contacted over 15 lawyers in Palm Beach County and each one turned him down primarily because they had such a high regard for Mr. O’Connell, or were friends of Mr. O’Connell and just didn’t want to appear against him. Mr. San Filippo stated that he also had high personal and professional regard for Mr. O’Connell but felt that with adequate representation and preparation he could establish on behalf of the executrix that application of the minimum fee schedule of the Palm Beach County Bar Association to the assets of the estate as a basis for determining the fee for ordinary services of the attorney for the executrix would be unfair and inequitable because “the major part of the work was done by me and my associates and law partners in New York.”
Mr. O’Connell opposed the request for a continuance, stating that he had tried to get the matter set in October but had acceded to Mr. San Filippo’s request for more time. Mr. O’Connell stated to the court:
“. . . I waited through November and didn’t get anything done and finally in November we set it down for December 4th. Then Mr. San Filippo called and requested, wrote me a letter and I called back. I postponed it and he said give me another week or ten days. We made it for the 15th rather than the 4th and gave him 11 additional days that he requested. This is nothing new, Your Honor, we have had almost six months of this trial to get before Your Honor.”
The following colloquy ensued between the judge and Mr. San Filippo:
“THE COURT: I think that the only thing we can do at this particular time is, I think under the rules we can under certain circumstances permit you to question even though I think you should probably have local counsel. I will allow you to cross-examine the witnesses or question anyone that is going to testify here today and I think that is about all we can do in your capacity as an attorney.1 “MR. SAN FILIPPO: If Your Honor pleases, I am not prepared to cross-examine any witnesses. I have assumed all along I would have counsel and that my local counsel would prepare this case and ascertain who the witnesses are and maybe take depositions. I am totally unprepared and I didn’t except I would be trying this or defending my client in this proceeding on this date.
“THE COURT: Well, this is the first time I have ever heard anyone say I couldn’t find a lawyer to represent them.
“MR. SAN FILIPPO: I am afraid that Your Honor - has to accept my word for that. In that regard I submit a list of lawyers I contacted which includes also who recommended them.”
The probate judge denied the application for a continuance and the hearing proceeded. Three local attorneys testified as expert witnesses on behalf of appellee. They each testified that the ordinary services of the attorneys for the executrix should be valued by application of the Palm Beach County Bar Association minimum fee schedule; these attorneys valued the extraordinary services at amounts ranging from $34,000 to $50,000. The probate judge allowed Mr. San Filippo to cross-examine the witnesses, which he attempted to do although continuing to protest his unpreparedness. His efforts to cross-examine Mr. O’Connell and the three attorneys appearing as expert witnesses for appellee were unproductive. No witnesses were presented on behalf of the executrix.
If this had been an ordinary adversary situation with each party represented by counsel of record, the probate judge would have been amply justified in denying the request for a continuance. No pleadings had been filed in opposition to the petition for attorney’s fees. Except in unusual circumstances, an application for a continuance should be served prior to the scheduled time of trial, should be in writing, and should be supported by affidavit as to the factual basis for the request. In most cases a trial judge should insist on compliance with such procedural requirements so as to thwart frivolous efforts for delay and to expedite resolution of the issues in dispute.
However, in special circumstances, special concessions should be made. When it appears that rigid enforcement of procedural requirements would defeat the great object for which they were established, the trial judge should relax them, if it can be done without injustice to any of the parties. Ford v. Ford, 150 Fla. 717, 8 So. 2d 495 (1942); Courtney v. Central Trust Co., 112 Fla. 298, 150 So. 276 (1933).
Where, in the course of a probate proceeding, a personal representative’s attorney becomes his adversary by reason of the personal representative’s opposition to the amount of compensation claimed by the attorney and the submission of the issue to the court for resolution, the personal representative should be allowed adequate time to obtain counsel and for counsel to prepare for defense of the claim. If requested, reasonable time for discovery should be allowed. Although by reason of the provisions of the Florida Probate Law 2 the claim is tried before the probate judge as incidental to the probate proceedings, the determination of a disputed fee claim is analogous to a suit by the attorney against the personal representative for the amount of fee claimed.
In the case sub judice, the claim of the attorney was for a substantial amount. The personal representative and the New York attorney assisting her were strangers in the County Judge’s Court of Palm Beach County. Appellant was faced with a formidable task in opposing the fee claim of a popular local attorney of outstanding reputation in the community and bar, and in questioning the propriety of considering the minimum fee schedule of the Palm Beach Bar Association as conclusive of the reasonableness of an attorney’s fee for the probate of an estate in Palm Beach County.
The motion for attorney’s fees had been filed approximiately seven weeks and the notice of hearing had been served on appellant approximately one month prior to the date of hearing. Despite considerable effort, appellant had been unable to obtain local counsel, which is not surprising since her cause was not one likely to generate great enthusiasm among Palm Beach County attorneys.
Although Mr. O’Connell had arranged a continuance of the hearing at the request of appellant from the originally noticed date of December 4, 1972 to the hearing of December 15, 1972, there had been no prior application by appellant to the probate court for a continuance. It does not appear that the granting of the requested continuance would have caused any injury or great inconvenience to Mr. O’Connell or his expert witnesses, since all were local attorneys.
Under the peculiar circumstances of this case, we find that it was an abuse of discretion for the trial judge to refuse to grant appellant’s request to continue the hearing. The probate judge should have continued the hearing on attorney’s fees for a reasonably limited time sufficient to enable appellant to employ an attorney familiar with Florida probate practice and authorized to practice in Florida courts to assist her in the preparation and presentation of the defense she seeks to assert against appellee’s claim for attorney’s fees. Since she was well able to pay for an attorney’s services, it is likely she would have been able to employ a qualified member of The Florida Bar to represent her within a reasonable time. Appellant has been able to obtain attorneys authorized to practice in Florida (although not members of the Palm Beach County Bar) to present this appeal.
By this opinion we do not intend to indicate any opinion as to the reasonableness of the fee awarded or as to the merits of the defense sought to be asserted against the amount of fee claimed.
Reversed and remanded for re-trial of appellee’s claim for attorney’s fees.
WALDEN and DOWNEY, JJ., concur. . It was unclear from this statement by the judge whether Mr. San Filippo would be permitted to participate fully as attorney for the attorney for the executrix at this hearing or would be limited to cross-examination of appellee’s witnesses. His acting as attorney at the hearing was prohibited by paragraph 2 of article II of the Integration Rule of The Florida Bar since there was no association of an active member of The Florida Bar appearing with him at the hearing.
. Section 734.01(2), Florida Statutes.
Cases With Similar Vibessemantic neighbors from the corpus
Citator
Cited By
-
Mills v. Martinez, 909 So. 2d 340 (Fla. 5th DCA 2005)…hen it appears that rigid enforcement of procedural requirements would defeat the great object for which they were established, the trial judge should relax them, if it can be done without injustice to any of the parties.” In re Rutherfurd’s Estate, 304 So. 2d 517, 520 (Fla. 4th DCA 1974). “Generally, where the word ‘shall’ refers to some required action preceding a possible deprivation of a substantive right, the word is given its literal meaning.” Stanford v. State, 706 So. 2d 900, 902 (Fla. 1st DCA 1998)…
-
Grip Dev., Inc. v. Coldwell Banker Residential Real Est., Inc., 788 So. 2d 262 (Fla. 4th DCA 2000)…ocedure. See Fla. R.Civ.P. 1.010 (1996). ('These rules shall be construed to secure the just, speedy, and inexpensive determination of every action.').” [e.s.] Hanzelik, 687 So. 2d at 1365. As we also succinctly stated in In re Rutherfurd's Estate, 304 So. 2d 517 (Fla. 4th DCA 1974): "However, in special circumstances, special concessions should be made. When it appears that rigid enforcement of procedural requirements would defeat the great object for which they were established, the trial judge should rel…
-
Feather v. In re Est. of Harry D. Sanko, 390 So. 2d 746 (Fla. 5th DCA 1980)…7). . The shortness of the time period is no doubt why rule 5.040 requires inclusion in the notice of the consequences of failure to timely file defenses thereto. . Stanley v. Bellis, 311 So. 2d 393 (Fla. 4th DCA 1975); In Re Estate of Rutherford, 304 So. 2d 517 (Fla. 4th DCA 1974); In Re Estate of Tomlinson, 186 So. 2d 89 (Fla. 1st DCA 1966). See In Re Estate of Ulm, 345 So. 2d 1099 (Fla. 2d DCA 1977). See also Fla.R.Civ.P. 1.090(b); McWhorter v. McWhorter, 122 So. 2d 504 (Fla. 2d DCA 1960). . See Fla.R.C…
Previewing 3 of 7 citing cases — full citator treatment, depth of discussion, and citing context are member features.
Join FLexlaw to unlock all legal intelligenceAuthorities Cited
- Courtney v. Cent. Tr. Co., 112 Fla. 298 (Fla. 1933)
- Ford v. Ford, 150 Fla. 717 (Fla. 1942)