RICHARD D. BRASSELL ET AL., APPELLANTS,
v.
ALEXANDER H. BRETHAUER AND DONNA L. BRETHAUER, HIS WIFE, APPELLEES

Fla. 4th DCA | 1974-12-13
No. 74-324
Writ granted, order quashed, and cause remanded with directions., OWEN, C. J., and CROSS, J., concur.
305 So. 2d 217 Florida District Court of Appeal, Fourth District (1974) Positive Treatment
Cited by 5 cases

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Synopsis

The court held that a lawyer's notice of intention to interview jurors must contain specific factual allegations demonstrating reasonable grounds to believe the verdict is subject to legal challenge, not merely a vague suspicion. The court granted certiorari, quashed the trial court's order allowing jury interviews based on an inadequate notice, and remanded for an amended notice containing sufficient factual support.


Holding

A notice of intention to interview jurors must contain a recitation of known facts giving rise to reason to believe grounds for legal challenge exist. A vague assertion that the verdict is suspected to be improper is insufficient; the notice must set forth specific facts demonstrating reasonable grounds for the belief that the verdict is subject to attack.


Headnotes

[1] A lawyer may interview discharged jurors to determine if the verdict is subject to legal challenge only if the lawyer has reason to believe that grounds for such challeng…

[2] A notice of intention to interview jurors must set forth the specific facts giving rise to the belief that the verdict is subject to legal challenge.

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Key Quotes

“Both before and during the trial, a lawyer should avoid conversing or otherwise communicating with a juror on any subject, whether pertaining to the case or not. Subject to any limitations imposed by law it is a lawyer's right, after the jury has been discharged, to interview the jurors solely to determine whether their verdict is subject to any legal challenge provided he has reason to believe that ground for such challenge may exist, and further provided that prior to any such interview made by him or under his direction, he shall file in the cause, and deliver a copy to the trial judge and opposing counsel, a notice of intention to interview such juror or jurors setting forth in such notice the name of each such juror.”

Establishes the governing ethical rule requiring lawyers to have reason to believe grounds for challenge exist and to file notice before interviewing jurors

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Facts & Procedural History

Plaintiffs Brassell et al. lost a personal injury jury verdict and sought to interview jurors. They filed a notice of intention to interview jurors pu…

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Opinion of the Court
DOWNEY, Judge.

DOWNEY, Judge.

Alexander H. Brethauer and Donna L. Brethauer, his wife, as plaintiffs below, suffered an adverse jury verdict in a personal injury action. Shortly thereafter they filed a motion for a new trial and a notice of intention to interview jurors pursuant to the provisions of EC 7-29 of the Code of Professional Responsibility. The defendants, Richard D. Brassell and others, thereupon filed an objection to the notice of intention to interview on the grounds, among others, that the notice (a) stated that “the plaintiffs merely suspect that the verdict is improper and do not have any reasonable grounds in fact upon which to base their mere suspicions that the verdict was improper,” and (b) failed to name the jurors to be interviewed. After a hearing upon said objection the trial court entered an order finding that Canon 7, Disciplinary Rule 7-108 (D) and Ethical Consideration 7-29, of the Code of Professional Responsibility, 32, F.S.A., did not provide any function for the court to perform except to receive a copy of the notice of intention to interview. Plaintiffs then filed notice that they would take the deposition of each juror and procured the issuance of witness subpoenas for said jurors. Defendants sought a protective order quashing the notice to take depositions. The trial court denied the protective order and confirmed the issuance of the witness subpoenas so that plaintiffs might determine whether the verdict was subject to any legal challenge.

Since no final judgment has been rendered in this cause, defendants’ attempt to obtain review of the trial court’s ruling by interlocutory appeal is improvident. However, in view of the inability to effectively rectify the error after the entry of a final judgment, we have treated the matter as a petition for writ of certiorari.

The primary question involves the adequacy of the notice of intention to interview. Ethical Consideration 7-29 provides, inter alia:

“Both before and during the trial, a lawyer should avoid conversing or otherwise communicating with a juror on any subject, whether pertaining to the case or not. Subject to any limitations imposed by law it is a lawyer’s right, after the jury has been discharged, to interview the jurors solely to determine whether their verdict is subject to any legal challenge provided he has reason to believe that ground for such challenge may exist, and further provided that prior to any such interview made by him or under his direction, he shall file in the cause, and deliver a copy to the trial judge and opposing counsel, a notice of intention to interview such juror or jurors setting forth in such notice the name of each such juror. The scope of the interview should be restricted and caution should be used to avoid embarrassment to any juror and to avoid influencing his action in any subsequent jury service.” (Emphasis added.)

Plaintiffs’ notice in pertinent part stated that “As grounds, the Plaintiffs suspect the verdict is improper, is contrary to the law and the evidence, was rendered under some misunderstanding of the law and the evidence by the jurors, and was rendered on consideration of matters other than the law and evidence.”

It is apparent that plaintiffs’ notice contains nothing but a vague assertion that plaintiffs suspect the verdict in question is subject to legal challenge. However, we think a fair reading of the rule requires the notice to contain a recitation of the known facts giving rise to the “reason to believe that ground for such challenge may exist.” Otherwise, why serve notice on the court and opposing counsel? If the facts recited demonstrate a reasonable ground to believe the verdict is subject to attack, counsel may proceed to effectuate the interview. On the other hand, if the facts do not show reasonable grounds for such belief, then opposing counsel is entitled to have the interview enjoined. Absent the requirement of a factual allegation in the notice the subjective conclusion of the loser in every trial would warrant a jury interview.

It used to be common practice for counsel to interview jurors at the end of a trial, both to find out “what went wrong” and for the general education of counsel. However, in 1966 upon petition of the Florida Bar the Supreme Court of Florida amended Canon 23 (the predecessor of Canon 7) so as to terminate indiscriminate interviewing of jurors by requiring that a lawyer have “reason to believe” and that he file notice of his intention to interview. In Re Canon of Ethics Governing Attorneys, Fla.1966, 186 So. 2d 509. It is interesting to note that the rule proposed by the Florida Bar did not contain the provision requiring the filing of written notice prior to any interview. That provision was gratuitously added by the Supreme Court. See Opinion 66-47, Selected Opinions of the Committee on Professional Ethics of The Florida Bar, 1959-1967. It seems clear that the purpose of the amendment was to preserve the right to interview jurors only where such interview is justified by facts that indicate the verdict is faulty. Our view is consistent with, though somewhat more explicit than, Opinion 69-17, Selected Opinions of the Professional Ethics Committee of The Florida Bar, 1968-1970. There the committee had been asked the following question and proposed the following answer:

Question: “Must the written notice of intention to interview set forth the reason or reasons why I believe that ground for challenge of the verdict may exist?”

Answer: “Two members dissenting, the Committee feels that the intent of the amendment to the Canon is at least sufficiently clear to require that some appropriate statement of the basis for the challenge of the jury verdict be placed in the notice. Accordingly, we answer the second question in the affirmative.”

In the present case the trial court envisioned its function as simply one of receiving the notice for filing. However, it is the duty of the courts to see to it that the Canons of Professional Responsibility are complied with. 7 C.J.S. Attorney and Client § 58; cf. Dudley v. Wilson, 152 Fla. 752, 13 So. 2d 145 (1943); Millican v. Hunter, Fla.1954, 73 So. 2d 58. Therefore defendants’ objection having been called to the court’s attention, it was the court’s responsibility to determine whether plaintiffs in fact had reason to believe the verdict was defective or whether they merely had high hopes of stumbling upon some basis for attacking the verdict.

Accordingly, we grant the petition for writ of certiorari, quash the order under review, and remand the cause with directions to allow plaintiffs to file an amended notice of intention to interview jurors, setting forth the facts upon which they rely for the belief that the verdict in question is subject to challenge.

OWEN, C. J., and CROSS, J., concur.


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Citator

Cited By

  • Dover Corp. v. Dean, 473 So. 2d 710 (Fla. 4th DCA 1985)
    …iew of the eases on the subject demonstrates that interviewing jurors after trial is no perfunctory exercise, but rather requires a showing of something more than conjecture and speculation by the movant as to what went wrong. Brassell v. Brethauer, 305 So. 2d 217 (Pla. 4th DCA 1974); National Indent. Co. v. Andrews, 354 So. 2d 454 (Fla. 2d DCA 1978); Kasper Instruments, Inc. v. Maurice, 394 So. 2d 1125 (Fla. 4th DCA 1981); Ortega v. Perrini & Sons, Inc., 371 So. 2d 203 (Fla. 2d DCA 1979). As we said in Brass…
  • Bammac, Inc. v. Grady, 500 So. 2d 274 (Fla. 1st DCA 1986)
    …phenson, 384 So. 2d 1357 (Fla. 5th DCA 1980). Counsel for both sides are equally candid in acknowledging the duty of the courts to see that the code or rules of professional responsibility, by whatever name, are complied with. Brassell v. Brethauer, 305 So. 2d 217 (Fla. 4th DCA 1974); Pantori, Inc. v. Stephenson, supra. Not so clear, however, is the question whether it is necessary for this court to find a breach by claimant’s counsel of a specific provision of the rules before condemning the practice complai…
  • Orange Cnty. v. Fuller, 502 So. 2d 1364 (Fla. 5th DCA 1987)
    …So. 2d 831 (Fla. 1986); Kirkland v. Robbins, 385 So. 2d 694 (Fla. 5th DCA 1980), rev. den. 397 So. 2d 779 (Fla.1981); National Indemnity Co. v. Andrews, 354 So. 2d 454 (Fla. 2d DCA 1978), cert. den. 359 So. 2d 1210 (Fla.1978); Brassell v. Brethauer, 305 So. 2d 217 (Fla. 4th DCA 1974). Unless there are sufficient allegations of juror misconduct relating to matters which are extrinsic to the verdict, inquiry into the deliberations of a jury is prohibited. This long-standing rule protects jurors who have perform…

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