THE FLORIDA BAR, COMPLAINANT,
v.
STEPHEN K. JOHNSON AND CLYDE ELLIS, RESPONDENTS

Fla. | 1975-02-28
No. 44970
ADKINS, C. J., and BOYD, DEKLE and ERVIN (Retired), JJ., concur., OVERTON, J., dissents with opinion., ROBERTS and McCAIN, JJ., dissent.
313 So. 2d 33 Florida Supreme Court (1975) Positive Treatment
Cited by 2 cases

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Synopsis

The Florida Supreme Court reversed a Referee's finding that two attorneys violated the Canons of Legal Ethics by allegedly offering to drop criminal and civil charges against a former state attorney in exchange for arranging transfer of a federal narcotics charge to state court. The Court found no evidence supporting the alleged offer and that the respondent attorneys were convicted of conduct for which they were never properly charged.


Holding

The Court quashed the Referee's finding of guilt as to Count I because there was absolutely no evidence that the respondents made the alleged offer; instead, the former state attorney's own attorney admitted he made the offer. The Court also held that respondents should not be reprimanded for wrongdoings for which they were never charged and of which the Referee made no finding of guilt.


Headnotes

[1] A reprimand cannot be based on allegations for which a party was never charged or found guilty.

[2] A finding of guilt must be supported by evidence, and a finding without evidence is quashed.

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Key Quotes

“there is absolutely no evidence that the Respondents made the alleged offer. In fact, the attorney for the former state attorney readily admits that he, and not the Respondents, made such an offer.”

Establishes the fundamental factual basis for reversal: no evidence supported the core finding of guilt.

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Facts & Procedural History

Stephen K. Johnson and Clyde Ellis were charged with two counts of violating the Canons of Legal Ethics. The Referee found them guilty of Count I, whi…

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Opinion of the Court
PER CURIAM.

PER CURIAM.

This cause came before the Court for review of a Referee’s report recommending a public reprimand and payment of costs because of alleged violations of the Canons of Legal Ethics.

The complaint filed against Respondents contained two counts. The Referee found the Respondents guilty only of Count I which alleged that the Respondents communicated an offer to the former state attorney whereby criminal and civil charges initiated by Respondents’ client against the same' former state attorney would be dropped by the client if the former state attorney would arrange to have a federal narcotics charge against that same client transferred from federal to state court.

It is unnecessary to decide whether such offer constitutes improper plea bargaining since there is absolutely no evidence that the Respondents made the alleged offer. In fact, the attorney for the former state attorney readily admits that he, and not the Respondents, made such an offer. During the course of the proceedings before the Referee, testimony over matters for which the Respondents were never charged was let in over the objection of the Respondents. Allegations were made that the Respondents contacted the former state attorney to report that they would provide information from “street people” concerning the person who had murdered a former county sheriff, provided the former state attorney would contact a federal judge on behalf of their client and recommend leniency.

The record is replete with contradictions as to who initiated the original contacts and the content of the matter discussed therein. One of the contradictions suggests that the Respondents merely asked that in return for the use of their best efforts to find out who killed the sheriff, they would appreciate whatever the state attorney could do within the framework of the law to get probation for their client. Because Respondents were not charged with wrongdoing in regard to this matter, no determination was made by the Referee to resolve the conflict in the testimony. We do not think the Respondents should be reprimanded for wrongdoings for which they were never charged, nor found by the Referee to be guilty of committing.

We assume that this prosecution was not conducted by The Florida Bar because two young attorneys happened to utilize unconventional methods in defending what has been termed “hippy” clients. While conceding the unorthodoxy of their means, they are certainly not guilty of that for which they are charged. Since there is no evidence to sustain the Referee’s finding that the Respondents communicated an offer to the former state attorney to drop pending charges in return for the transfer of the case from the federal to the state court, the finding is quashed and costs are assessed against The Florida Bar. It is so ordered.

ADKINS, C. J., and BOYD, DEKLE and ERVIN (Retired), JJ., concur. OVERTON, J., dissents with opinion.

ROBERTS and McCAIN, JJ., dissent.

Dissent
OVERTON, Justice

OVERTON, Justice

(dissenting).

I do not agree that this proceeding should be quashed. I am also concerned that there is an appearance of selective prosecution concerning this incident.


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Citator

Cited By

  • In re Fla. Bd. of BAR Exam'rs. In re H.H.S., 373 So. 2d 890 (Fla. 1979)
    …re Schonfeld, 336 So. 2d 77 (Fla. 1976), where an attorney had been convicted of failure to file, sentenced to sixty days imprisonment, and fined $1,000, this Court approved and published public reprimand as appropriate discipline. In In re Snyder, 313 So. 2d 33 (Fla.1975), this Court approved and imposed public reprimand as appropriate discipline for conviction of failure to file income tax returns after plea of guilty to one count of an information charging three county of failure to file. To the same ef…
    1 / 2

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