IN RE ESTATE OF DANIEL A. UDELL, DECEASED. MARY UDELL BACHRACH ET AL., APPELLANTS,
v.
SYLVIA B. ROSE, INDIVIDUALLY AND AS GUARDIAN AD LITEM OF TRACI SHANBRUN, DEBORAH SHANBRUN AND CATHY SHANBRUN, AND BANK OF PALM BEACH & TRUST COMPANY, EXECUTOR, APPELLEES
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The court affirmed the probate judgment against appellants who challenged the validity of a will and codicil, holding that the trial court properly allowed the executor's attorney to testify despite invocation of Florida's dead man's statute, as the attorney's future compensation was based on quantum meruit rather than a contingent interest in the litigation outcome.
The court held that the trial court properly permitted Middleton to testify because the disqualifying interest under the dead man's statute requires a legal, certain, and immediate interest in the outcome of the cause, and future quantum meruit attorney's fees earned through legal work performed do not constitute such a disqualifying interest, distinguishing such fees from contingent fee arrangements tied to litigation outcome.
[1] A witness's potential future attorney's fees in the administration of an estate do not constitute a disqualifying interest under the dead man's statute when such fees are…
[2] An attorney representing the executor in the administration of an estate, but not in a will contest, is not barred by the dead man's statute from testifying regarding tra…
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Join FLexlaw to unlock all legal intelligence“the disqualifying interest provided in the statute must be some legal, certain, and immediate interest in the event of the cause”
Establishes the legal standard for what constitutes a disqualifying interest under the dead man's statute
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Join FLexlaw to unlock all legal intelligenceElwyn Middleton, Esquire, had represented the decedent for many years and drafted or participated in drafting all pertinent documents, including a cod…
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DOWNEY, Judge.
We have reviewed the briefs of counsel, the appendices, and the’entire record and fail to find any adequate demonstration of reversible error. The major points raised by appellants are based upon a sharp dispute of fact and our search of the record reveals competent substantial evidence to support the findings of the trial judge.
The only point warranting discussion concerns the propriety of permitting counsel for the executor in the administration of the estate to testify over the objection that § 90.05, F.S., commonly known as the dead man’s statute, barred counsel from testifying. Parenthetically we note that counsel for the executor in the administration of the estate does not represent the executor in this litigation.
Elwyn Middleton, Esquire, had represented the decedent for many years during his lifetime. Middleton either drafted or participated in the draftsmanship of all of the pertinent documents involved herein. The executor named in the codicil, which is the focal point of this appeal, employed Middleton’s firm to handle the legal aspects of the estate administration. Accordingly, when Middleton was called as a witness on behalf of the appellees (who were the proponents of the will and codicil whose probate appellants sought to revoke) to testify as to transactions and communications between the decedent and himself pertaining to the preparation of the documents in question, the appellants objected. It was their contention that as attorneys for the executor, Middleton’s firm would be paid substantial fees in the future administration of the estate. But if the appellants were successful, the executor named in the codicil would be removed, and with the executor, Middleton’s firm. Therefore, Middleton stood to gain or lose, depending upon the outcome of the litigation and was not competent as a witness in the face of the dead man’s statute.
In Meyer v. Fogg, 7 Fla. 292, 68 Am. Dec. 441 (1857), a case analogous to the present case, the court held that an executor did not have such “interest” in the outcome of the case so as to preclude him from testifying unless he was a beneficiary of the estate and that mere entitlement to the executor’s commission would not render him incompetent under the dead man’s statute.
In a case whose facts are similar, In re Estate of Fordyce, 130 Ill.App.2d 755, 265 N.E. 2d 886 (1971), the court held that a lawyer who had prepared a will submitted for probate and who was representing the executor in the administration of the estate but not in the will contest in which he proposed to testify was not barred from testifying by the Illinois dead man’s statute because the disqualifying interest provided in the statute must be some legal, certain, and immediate interest in the event of the cause. The court went on to hold that the future attorney’s fees which the lawyer might be paid by the executor in the future administration of the estate did not fall within the purview of that disqualifying interest.
The evidence in the present case reflects that any attorney’s fees to be paid by the executor to Middleton’s firm would be based upon quantum meruit. Thus, they would be earned as a result of legal work performed by the firm and were not dependent upon the outcome of the suit, as would be the case if the payment of fees was based upon a contingent fee contract. We therefore conclude that the trial court properly permitted Mr. Middleton to testify.
The judgment appealed from is affirmed.
CROSS and MAGER, JJ., concur.
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In re The Est. of Helena Hatcher v. Dodd, 439 So. 2d 977 (Fla. 3d DCA 1983)…percentage of the value of the personal property in the estate as a fee for his services as personal representative. If the Miami will is found to be the valid one, Mr. Catsonis takes nothing. It is this situation which makes In Re Estate of Udell, 324 So. 2d 703 (Fla. 4th DCA 1975), cert. denied, 336 So. 2d 108 (Fla.1976), relied on by appel-lees, inapposite. In that case, the attorney who had drafted the will, and who continued to represent the executor of the estate after the testator died, was allowed to…
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In re The Est. OF Emily Paulk v. Lindamood, 503 So. 2d 368 (Fla. 1st DCA 1987)…ror in the trial court’s admission of the testimony of the attorney who drafted the challenged testamentary documents. The attorney was not an interested person within the contemplation of section 90.602, Florida Statutes. See In re Estate of Udell, 324 So. 2d 703 (Fla. 4th DCA 1975), cert. denied, 336 So. 2d 108 (Fla.1976). Finally, we approve the trial court’s decision to exclude the testimony of the rebuttal witness who had not been listed as a witness, and who was not disclosed to the objecting parties p…
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In re The Est. OF Rosa Lee Pearce, 481 So. 2d 69 (Fla. 4th DCA 1985)…ews v. Hines, 444 F.Supp. 1201 (M.D.Fla.1978). He had no legal, certain, immediate, and vested interest in the cause that would bar him from testifying. Id.; see also In re Estate of Hatcher, 439 So. 2d 977 (Fla. 3d DCA 1983); In re Estate of Udell, 324 So. 2d 703 (Fla. 4th DCA 1975), cert. denied, 336 So. 2d 108 (Fla.1976); In [*72] re Lynagh’s Estate, 111 So. 2d 256 (Fla. 2d DCA 1965). Accordingly, the Order Granting Leave to File Amended Inventory is affirmed. LETTS and WALDEN, JJ., concur.…
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- Meyer v. Muscow B. Fogg, 7 Fla. 292 (Fla. 1857)