LETOURNEAU
v.
COMMISSIONER OF SOCIAL SECURITY
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The court held that the ALJ's decision denying disability benefits was not supported by substantial evidence because the ALJ failed to adequately consider the claimant's mental impairments at step two and in the RFC assessment.
Plaintiff Tracey W. Letourneau appealed the denial of her claims for disability insurance benefits and supplemental security income, alleging disabili…
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KILOLO KIJAKAZI, Acting Commissioner of Social Security,
Defendant. /
OPINION AND ORDER1
I. Status
Tracey W. Letourneau (“Plaintiff”) is appealing the Commissioner of the Social Security Administration’s (“SSA(’s)”) final decision denying her claims for disability insurance benefits (“DIB”) and supplemental security income (“SSI”). Plaintiff’s alleged inability to work is the result of major depressive disorder, generalized anxiety disorder, degenerative disc disease and spondylosis, fibromyalgia, hypertension, and “[u]nknown [a]rthritis [k]nees.” Transcript of Administrative Proceedings (Doc. No. 11; “Tr.” or “administrative transcript”), filed April 18, 2022, at 112-13, 125-26, 147, 163, 365, 422.
217-29 (DIB); Tr. at 162-77, 179, 180, 182, 204-16 (SSI).3 On April 13, 2021, an Administrative Law Judge (“ALJ”) held a hearing, during which she heard from Plaintiff, who was represented by counsel, and a vocational expert (“VE”).4 See Tr. at 38-69 (hearing transcript); Tr. at 306 (appointment of representative document). During the hearing, Plaintiff amended her alleged onset disability date to October 9, 2019. Tr. at 43-44. On April 27, 2021, the ALJ issued a Decision finding Plaintiff not disabled through the date of the Decision. See Tr. at 10-22.5
42 U.S.C. §§ 405(g) and 1383(c)(3) by timely filing a Complaint (Doc. No. 1) seeking judicial review of the Commissioner’s final decision. On appeal, Plaintiff argues the residual functional capacity (“RFC”) assigned by the ALJ “was not supported by substantial evidence because she failed to find [Plaintiff’s] mental health impairments severe at Step2 of her [D]ecision.” Plaintiff’s Memorandum of Law (Doc. No. 14; “Pl.’s Mem.”), filed June6, 2022, at 8; see id. at 8-13 (emphasis omitted). On July 21, 2022, Defendant filed a Memorandum in Support of the Commissioner’s Decision (Doc. No. 15; “Def.’s Mem.”) responding to Plaintiff’s argument. Then, as permitted, Plaintiff on August 4, 2022 filed Plaintiff’s Reply to Defendant’s Memorandum in Support of the Commissioner’s Decision (Doc. No. 18; “Reply”). After a thorough review of the entire record and consideration of the parties’ arguments, the undersigned finds that the Commissioner’s final decision is due to be reversed and remanded for reconsideration of Plaintiff’s mental impairments. II. The ALJ’s Decision When determining whether an individual is disabled,6 an ALJ must follow the five-step sequential inquiry set forth in the Regulations, determining as appropriate whether the claimant (1) is currently employed or engaging in substantial gainful activity; (2) has a severe impairment; (3) has an impairment or combination of impairments that meets or medically equals one listed in the
Regulations; (4) can perform past relevant work; and (5) retains the ability to perform any work in the national economy. 20 C.F.R. §§ 404.1520, 416.920; see also Simon v. Comm’r, Soc. Sec. Admin.,7 F. 4th 1094, 1101-02 (11th Cir. 2021) (citations omitted); Phillips v. Barnhart, 357 F. 3d 1232, 1237 (11th Cir. 2004).
The claimant bears the burden of persuasion through step four, and at step five, the burden shifts to the Commissioner. Bowen v. Yuckert, 482 U.S. 137, 146 n.5 (1987). Here, the ALJ followed the five-step inquiry through step four, where she ended the inquiry based upon her findings at that step. See Tr. at 13-22. At step one, the ALJ determined that Plaintiff “has not engaged in substantial gainful
III. Standard of Review
This Court reviews the Commissioner’s final decision as to disability pursuant to 42 U.S.C. §§ 405(g) and 1383(c)(3). Although no deference is given to the ALJ’s conclusions of law, findings of fact “are conclusive if . . . supported by ‘substantial evidence.’” Doughty v. Apfel, 245 F. 3d 1274, 1278 (11th Cir. 2001) (citing Falge v. Apfel, 150 F. 3d 1320, 1322 (11th Cir. 1998)). “Substantial evidence is something ‘more than a mere scintilla, but less than a preponderance.’” Dyer v. Barnhart, 395 F. 3d 1206, 1210 (11th Cir. 2005) (quoting Hale v. Bowen, 831 F. 2d 1007, 1011 (11th Cir. 1987)). The substantial evidence standard is met when there is “such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.” Falge, 150 F. 3d at 1322 (quoting Richardson v. Perales, 402 U.S. 389, 401 (1971)); see also Biestek v. Berryhill, 139 S. Ct. 1148, 1154 (2019); Samuels v. Acting Comm’r of Soc. Sec., 959 F. 3d 1042, 1045 (11th Cir. 2020) (citation omitted). It is not for this Court to reweigh the evidence; rather, the entire record is reviewed to determine whether “the decision reached is reasonable and supported by substantial evidence.” Cornelius v. Sullivan, 936 F. 2d 1143, 1145 (11th Cir. 1991) (citation omitted). The decision reached by the Commissioner must be affirmed if it is supported by substantial evidence—even if the evidence preponderates against the Commissioner’s findings. Crawford v. Comm’r of Soc. Sec., 363 F. 3d 1155, 1158-59 (11th Cir. 2004) (per curiam).
IV. Discussion
Plaintiff contends the ALJ erred at step two in finding that she does not have a severe mental impairment, and then failing to incorporate any mental restrictions in the RFC. Pl.’s Mem. at 8-13; Reply at 2-4. Responding, Defendant argues that the ALJ’s step-two findings and RFC findings are supported by substantial evidence. Def.’s Mem. at 5-18.
Step two of the sequential evaluation process requires the ALJ to determine whether a claimant suffers from a severe impairment. See 20 C.F.R. § 404.1520(a)(4)(ii). At this step, “[a]n impairment can be considered as not severe only if it is a slight abnormality which has such a minimal effect on the individual that it would not be expected to interfere with the individual’s ability to work[.]” Brady v. Heckler, 724 F. 2d 914, 920 (11th Cir. 1984). “This step is a ‘threshold inquiry’ and ‘allows only claims based on the most trivial impairments to be rejected.” Schink v. Comm’r of Soc. Sec., 935 F. 3d 1245, 1265 (11th Cir. 2019) (per curiam) (quoting McDaniel v. Bowen, 800 F. 2d 1026, 1031 (11th Cir. 1986)). “[T]he ‘severity’ of a medically ascertained disability must be measured in terms of its effect upon ability to work, and not simply in terms of deviation from purely medical standards of bodily perfection or normality.” McCruter v. Bowen, 791 F. 2d 1544, 1547 (11th Cir. 1986). In the context of a Social Security disability benefits case, a condition is severe if it affects a claimant’s ability to maintain employment. See id. A claimant has the burden of proving that impairments are severe. See Bowen, 482 U.S. at 146 n.5 (recognizing the claimant’s burden of proof at step two to show “a medically severe impairment or combination of impairments”). Further, the impairment either “must have lasted or must be expected to last for a continuous period of at least 12 months.” 20 C.F.R. § 404.1509; see also Walker v. Comm’r, Soc. Sec. Admin., 835 F. App’x
538, 542 (11th Cir. 2020) (unpublished). A severe impairment interferes with a claimant’s ability to perform “basic work activities.” See Bowen, 482 U.S. at 141; Simon v. Comm’r, Soc. Sec. Admin.,7 F. 4th 1094, 1101 (11th Cir. 2021) (citing 20 C.F.R. § 404.1520(c)). The
Regulations provide six examples of “basic work activities”: “(1) Physical functions such as walking, standing, sitting, lifting, pushing, pulling, reaching, carrying, or handling; (2) Capacities for seeing, hearing, and speaking; (3) Understanding, carrying out, and remembering simple instructions; (4) Use of judgment; (5) Responding appropriately to supervision, co-workers, and usual work situations; and (6) Dealing with changes in a routine work setting.” 20 C.F.R. § 404.1522; see also Walker, 835 F. App’x at 541-52. “The finding of any severe impairment, based on either a single impairment or a combination of impairments, is enough to satisfy step two because once the ALJ proceeds beyond step two, he is required to consider the claimant’s entire medical condition, including impairments the ALJ determined were not severe.” Burgin v. Comm’r of Soc. Sec., 420 F. App’x 901, 902 (11th Cir. 2011) (unpublished).
Any error in identifying severe impairments at step two is harmless if “the ALJ considered all of [the] impairments in combination at later steps in the evaluation process.” Burgin, 420 F. App’x at 903 (citation omitted); see Schink, 935 F. 3d at 1268 (a step two error “could be harmless if the ALJ nevertheless proceeded in the sequential evaluation, duly considered [the claimant’s] mental impairment when assessing his RFC, and reached conclusions about [the claimant’s] mental capacities supported by substantial evidence”); Heatly, 382 F. App’x at 825 (stating that an “ALJ is required to demonstrate that [he or she] has considered all of the claimant’s impairments, whether severe or not, in combination”); Bowen v. Heckler, 748 F. 2d 629, 635 (11th Cir. 1984) (finding that an ALJ must make “specific and well-articulated findings as to the effect of the combination of impairments”).
The RFC assessment “is the most [a claimant] can still do despite [his or her] limitations.” 20 C.F.R. § 404.1545(a)(1). It is used at step four to determine whether a claimant can return to his or her past relevant work, and if necessary, it is also used at step five to determine whether the claimant can perform any other work that exists in significant numbers in the national economy. 20 C.F.R. § 404.1545(a)(5). In assessing a claimant’s RFC, the ALJ “must consider limitations and restrictions imposed by all of an individual’s impairments, even those that are not ‘severe.’” SSR 96-8P, 1996 WL 374184 at *5; see also Pupo v. Comm’r, Soc. Sec. Admin., 17 F. 4th 1054, 1064 (11th Cir. 2021) (citing Schink,
935 F. 3d at 1268); Swindle v. Sullivan, 914 F. 2d 222, 226 (11th Cir. 1990) (stating that “the ALJ must consider a claimant’s impairments in combination”) (citing 20 C.F.R. § 404.1545; Reeves v. Heckler, 734 F. 2d 519, 525 (11th Cir. 1984)).
Here, in making the step-two findings, the ALJ specifically found that Plaintiff’s diagnoses of “depression and anxiety, considered singly and in combination, do not cause more than minimal limitation in [Plaintiff’s] ability to perform basic mental work activities,” and therefore “they are non-severe.”
Tr. at 13. The ALJ went on to discuss in detail the four broad functional areas of mental functioning set forth in 20 C.F.R. Part 404, Subpart P, Appendix1, otherwise known as the “paragraph B criteria.” Tr. at 13-14. Although the evidence on Plaintiff’s mental functioning is not overwhelming in terms of its content, the undersigned cannot uphold as supported by substantial the ALJ’s discussion of “no more than a mild limitation” in the areas of “understanding, remembering, or applying information” and “concentrating, persisting, and maintaining pace.” Tr. at 13,
14.
In making the finding about understanding, remembering, or applying information, the ALJ did not discuss or refer to two different evaluators who noted she has issues with short-term memory. Compare Tr. at 13, with Tr. at 530, 543. Indeed, the ALJ later found Plaintiff had “no attention or concentration deficits, and recent and remote memory were grossly intact.” Tr. at 15. In making the finding about concentration, persistence, and pace, the ALJ stated, erroneously, that “[t]he record is devoid of any evidence indicating problems with attention or concentration.” Tr. at 14. In fact, the record contains multiple subjective complaints by Plaintiff to medical providers in these areas and observations by medical providers about problems in these areas. See, e.g., Tr. at 508, 519, 523. One consultative psychologist even noted that Plaintiff had been “diagnosed with Attention Deficit Hyperactivity Disorder as a child and continues to have problems with that condition.” Tr. at 544. Further, the ALJ “note[d] that [Plaintiff] has not sought out ongoing mental health treatment at low-cost or no cost facilities,” Tr. at 14, but the record reflects Plaintiff sought treatment with BayCare Behavioral Health Outpatient clinic specifically for her mental impairments from at least April 2019 through November 2019, Tr. at 497-524.8 The ALJ rarely mentioned the
i.e., that they do not cause even a “slight abnormality which has such a minimal effect on the individual that it would not be expected to interfere with the individual’s ability to work[.]” Brady, 724 F. 2d at 920. But, even if the ALJ did not err at step two with respect to the mental impairments, the ALJ’s election not to assign any work-related limitations based upon the mental impairments in Plaintiff’s RFC cannot be upheld as supported by substantial evidence. In evaluating Plaintiff’s claim at later steps, the ALJ did not discuss the mental health evidence or otherwise make any findings about whether Plaintiff had any mental limitations. Given that the ALJ was required to consider all of Plaintiff’s impairments, severe and non-severe, in assessing her RFC, the ALJ’s failure to do so here constitutes error necessitating remand. See, e.g., SSR 96- 8P, 1996 WL 374184 at *5; see also Schink, 935 F. 3d at 1268.
The matter must be reversed and remanded for further consideration of Plaintiff’s mental impairments. V._ Conclusion In light of the foregoing, it is ORDERED: 1. The Clerk of Court is directed to enter judgment pursuant to sentence four of 42 U.S.C. § 405(g), as well as § 1383(c)(8), REVERSING the Commissioner’s final decision and REMANDING this matter with the following instructions: (A) Reconsider the evidence relating to Plaintiff's mental impairments; and (B) Take such other action as may be necessary to resolve these claims properly.
2. The Clerk is further directed to close the file.
DONE AND ORDERED in Jacksonville, Florida on March 16, 2023.
ama. K. KAS
JAMES R. KLINDT
United States Magistrate Judge kaw Copies: Counsel of Record
Cases With Similar Vibessemantic neighbors from the corpus
Citator
Authorities Cited (19 total)
- Richardson v. Perales, 402 U.S. 389 (U.S. 1971)
- Bowen v. Yuckert, 482 U.S. 137 (U.S. 1987)
- Crawford v. Comm'r OF Soc. Sec., 363 F.3d 1155 (11th Cir. 2004)
- Phillips v. Barnhart, 357 F.3d 1232 (11th Cir. 2004)
- Hans Schink v. Comm'r OF Soc. Sec., 935 F.3d 1245 (11th Cir. 2019)
- Biestek v. Berryhill, 139 S. Ct. 1148 (U.S. 2019)
- Doughty v. Apfel, 245 F.3d 1274 (11th Cir. 2001)
- Auturo O. Simon v. Comm'r, Soc. Sec. Admin., 1 F. 4th 908 (11th Cir. 2021)
- Hale v. Bowen, 831 F.2d 1007 (11th Cir. 1987)
- Samuels v. Acting Comm'r of Soc. Sec., 959 F.3d 1042 (11th Cir. 2020)