FLEMING

v.

COMMISSIONER OF SOCIAL SECURITY

OPINION AND ORDER1

I. Status

Patrice C. Fleming (“Plaintiff”) is appealing the Commissioner of the Social Security Administration’s (“SSA(’s)”) final decision denying her claim for disability insurance benefits (“DIB”). Plaintiff’s alleged inability to work is the result of a “knee condition,” a torn rotator cuff, carpal tunnel in both hands, and high blood pressure. See Transcript of Administrative Proceedings (Doc. No. 13; “Tr.” or “administrative transcript”), filed April 21, 2020, at 73-74, 84-85, 208 (capitalization and emphasis omitted). Plaintiff filed an application for DIB on   1 The parties consented to the exercise of jurisdiction by a United States Magistrate Judge. See Notice, Consent, and Reference of a Civil Action to a Magistrate Judge (Doc. No. 12), filed April 21, 2020; Reference Order (Doc. No. 15), entered April 23, 2020. December⁶, 2016,2 alleging an onset disability date of September 12, 2016. Tr. at 168. The application was denied initially, Tr. at 72, 73-82, 83, upon reconsideration, Tr. at 84-95, 96, 97, and upon “informal remand,” Tr. at 98; see Tr. at 709-23, 724. On January⁸, 2019, an Administrative Law Judge (“ALJ”) held a hearing, during which he heard testimony from Plaintiff, who was represented by counsel, and a vocational expert (“VE”). See Tr. at 35-71. Plaintiff was fiftyfour years old at the time of the hearing. Tr. at 41. On March⁶, 2019, the ALJ issued a Decision finding Plaintiff not disabled through the date of the Decision. See Tr. at 15-25.

Thereafter, Plaintiff sought review of the Decision by the Appeals Council. See Tr. at 165. The Appeals Council received additional evidence in the form of a brief authored by Plaintiff’s counsel and medical records from Plaintiff’s treating orthopedic physician (spanning January 28, 2019 to March

11, 2019). Tr. at 2, 4, 5; see Tr. at 296-97 (brief); Tr. at 31-34 (medical records).³ On October 30, 2019, the Appeals Council denied Plaintiff’s request for review, Tr. at 1-3, thereby making the ALJ’s Decision the final decision of the

September 21, 2020, Defendant filed a Memorandum in Support of the Commissioner’s Decision (Doc. No. 20; “Def.’s Mem.”) addressing Plaintiff’s arguments. After a thorough review of the entire record and consideration of the parties’ respective memoranda, the undersigned finds that the

Commissioner’s final decision is due to be affirmed. II. The ALJ’s Decision When determining whether an individual is disabled,⁴ an ALJ must follow the five-step sequential inquiry set forth in the Code of Federal Regulations (“Regulations”), determining as appropriate whether the claimant (1) is currently employed or engaging in substantial gainful activity; (2) has a severe impairment; (3) has an impairment or combination of impairments that meets or medically equals one listed in the Regulations; (4) can perform past relevant work; and (5) retains the ability to perform any work in the national economy. 20 C.F.R. § 404.1520; see also Phillips v. Barnhart, 357 F. 3d 1232, 1237 (11th Cir. 2004). The claimant bears the burden of persuasion through step four, and at step five, the burden shifts to the Commissioner. Bowen v. Yuckert, 482 U.S. 137, 146 n.5 (1987). Here, the ALJ followed the five-step sequential inquiry. See Tr. at 17-25. At step one, the ALJ determined Plaintiff “has not engaged in substantial gainful activity since September 12, 2016, the alleged onset date.” Tr. at 17 (emphasis and citation omitted). At step two, the ALJ found that Plaintiff “has the following severe impairments: reconstructive surgeries of weightbearing joints; disorders of the muscle, ligament, and fascia; diabetes mellitus; essential

Tr. at 19 (emphasis omitted). At step four, the ALJ found that Plaintiff “is capable of performing past relevant work as a Grocery Clerk . . . .” Tr. at 23 (emphasis omitted). The ALJ then made alternative findings at step five. Tr. at 23-25. After considering Plaintiff’s age (“52 years old . . . on the alleged disability date”), education (“at least a high school education”), work experience, and RFC, the ALJ relied on the VE’s testimony and found that “there are other jobs that exist in significant numbers in the national economy that [Plaintiff] also can perform,” such as “Ticket Seller,” “Office Helper,” and “Parking Lot Cashier.” Tr. at 23-24. The ALJ concluded Plaintiff “has not been under a disability . . . from September 12, 2016[ ] through the date of th[e D]ecision.” Tr. at 25 (emphasis and citation omitted).

III. Standard of Review

This Court reviews the Commissioner’s final decision as to disability pursuant to 42 U.S.C. § 405(g). Although no deference is given to the ALJ’s conclusions of law, findings of fact “are conclusive if . . . supported by ‘substantial evidence.’” Doughty v. Apfel, 245 F. 3d 1274, 1278 (11th Cir. 2001) (citing Falge v. Apfel, 150 F. 3d 1320, 1322 (11th Cir. 1998)). “Substantial evidence is something ‘more than a mere scintilla, but less than a preponderance.’” Dyer v. Barnhart, 395 F. 3d 1206, 1210 (11th Cir. 2005) (quoting Hale v. Bowen, 831 F. 2d 1007, 1011 (11th Cir. 1987)). The substantial evidence standard is met when there is “such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.” Falge, 150 F. 3d at 1322 (quoting Richardson v. Perales, 402 U.S. 389, 401 (1971)); see also Biestek v. Berryhill, 139 S.Ct. 1148, 1154 (2019); Samuels v. Acting Comm’r of Soc. Sec., 959 F. 3d 1042, 1045 (11th Cir. 2020) (citation omitted). It is not for this Court to reweigh the evidence; rather, the entire record is reviewed to determine whether “the decision reached is reasonable and supported by substantial evidence.” Cornelius v. Sullivan, 936 F. 2d 1143, 1145 (11th Cir. 1991) (citation omitted). The decision reached by the Commissioner must be affirmed if it is supported by substantial evidence—even if the evidence preponderates against the Commissioner’s findings. Crawford v. Comm’r of Soc. Sec., 363 F. 3d 1155, 1158-59 (11th Cir. 2004) (per curiam).

IV. Discussion

As noted above, Plaintiff challenges the ALJ’s reliance on the opinions of the state agency medical consultants and the Appeals Council’s failure to remand the matter for consideration of new evidence. These arguments are addressed in turn below.

A. Opinions of State Agency Medical Consultants

1. Parties’ Arguments Plaintiff contends the ALJ erred in giving great weight to the opinions of the state agency medical consultants: James G. Brown Ph.D., dated April 14, 2017; Bettye Stanley, D.O., dated April 15, 2017; Ryan Mendoza, Ph.D., dated April 12, 2018; and Jay Shaw, M.D., dated April 18, 2018. See Pl.’s Br. at 11- 13;5 Tr. at 89-90 (Dr. Brown); Tr. at 90-95 (Dr. Stanley); Tr. at 709-23 (Dr. Mendoza); Tr. at 724 (Dr. Shaw). According to Plaintiff, these opinions “were based on [Plaintiff’s] left shoulder’s status prior to 2018” because none of the state agency medical consultants had the opportunity to review “2018 progress notes.” Pl.’s Br. at 9; see also id. at 11.

2. Applicable Law6

The Regulations establish a hierarchy among medical opinions⁷ that provides a framework for determining the weight afforded each medical opinion. See 20 C.F.R. § 404.1527. Essentially, “the opinions of a treating physician are entitled to more weight than those of a consulting or evaluating health professional,” and “[m]ore weight is given to the medical opinion of a

examining physicians’ opinions are entitled to little weight when they contradict opinions of examining physicians and do not alone constitute substantial evidence.” Id. at 1260 (citing Sharfarz v. Bowen, 825 F. 2d 278, 280 (11th Cir. 1987) (per curiam)). The following factors are relevant in determining the weight to be given to a physician’s opinion: (1) the “[l]ength of the treatment relationship and the frequency of examination”; (2) the “[n]ature and extent of [any] treatment relationship”; (3) “[s]upportability”; (4) “[c]onsistency” with other medical evidence in the record; and (5) “[s]pecialization.” 20 C.F.R. § 404.1527(c)(2)-(5); see also 20 C.F.R. § 404.1527(f); Walker v. Soc. Sec. Admin., Comm’r, 987 F. 3d 1333, 1338 (11th Cir. 2021); McNamee v. Soc. Sec. Admin., 164 F. App’x 919, 923 (11th Cir. 2006) (citation omitted) (stating that “[g]enerally, the opinions of examining physicians are given more weight than those of non-examining physicians[;] treating physicians[’ opinions] are given more weight than [non-treating physicians;] and the opinions of specialists are given more weight on issues within the area of expertise than those of nonspecialists”).

An ALJ is required to consider every medical opinion. See 20 C.F.R. § 404.1527(c) (stating that “[r]egardless of its source, we will evaluate every medical opinion we receive”). While “the ALJ is free to reject the opinion of any physician when the evidence supports a contrary conclusion,” Oldham v. Schweiker, 660 F. 2d 1078, 1084 (5th Cir. 1981) (citation omitted); see also 20

C.F.R. § 404.1527(c)(2), “the ALJ must state with particularity the weight given to different medical opinions and the reasons therefor,” Winschel v. Comm’r of Soc. Sec., 631 F. 3d 1176, 1179 (11th Cir. 2011) (citing Sharfarz, 825 F. 2d at 279); Moore v. Barnhart, 405 F. 3d 1208, 1212 (11th Cir. 2005); Lewis v. Callahan, 125 F. 3d 1436, 1440 (11th Cir. 1997).

3. Analysis

After summarizing the evidence of record, see Tr. at 20-23, the ALJ stated he gave “great weight” to the opinions of Dr. Brown and Dr. Stanley, finding that they were “consistent with and supported by subsequent opinions” from

Dr. Mendoza and Dr. Shaw. Tr. at 22-23.8 The ALJ also gave “great weight” to Dr. Mendoza’s and Dr. Shaw’s opinions. Tr. at 23. The undersigned finds no error in the ALJ’s assessment of the above opinions. The Decision makes clear that the ALJ did not rely solely on the opinions of the state agency medical consultants and that he considered the evidence as a whole. The ALJ discussed the evidence of record—including evidence postdating the opinions—and permissibly found that the state agency

Tr. at 868 (March 2018 treatment note indicating Plaintiff had full range of motion “without restriction” in her cervical spine and her “[l]eft shoulder exam identifies mild weakness in her rotator cuff exam but this is minimal,⁴+/5”);9 Tr. at 867 (September 2018 treatment note indicating that Plaintiff had been

“com[ing] in intermittently for cortisone injections” for her left shoulder and that “[t]he last one was in March[ and] lasted up until² months ago”). To the extent Plaintiff relies on her subjective symptoms to argue the ALJ’s assessment of the state agency medical consultants’ opinions is not supported by substantial evidence, see Pl.’s Br. at 11-13, the ALJ found that Plaintiff’s subjective complaints were “not entirely consistent with the medical evidence and other evidence in the record,” Tr. at 20, and Plaintiff does not challenge this finding.

B. Appeals Council Evidence

1. Parties’ Arguments Plaintiff contends the ALJ erred in declining to remand the matter to the

ALJ for consideration of new evidence (the new medical records from Plaintiff’s treating orthopedic physician) that was in “clear conflict with the ALJ’s   9 The March 2018 treatment note postdates only Dr. Brown’s and Dr. Stanley’s opinions. assumption [ ]that [Plaintiff’s] left shoulder condition was under good control[.]” Pl.’s Br. at 15. Responding, Defendant argues the Appeals Council appropriately declined to remand the matter because the evidence submitted to the Appeals Council would not have “changed the administrative result.” Def.’s Mem. at 9.

2. Applicable Law

When the Appeals Council is presented with evidence that was not before the ALJ, the Appeals Council must consider the evidence if it is “new, material,

and relates to the period on or before the date of the hearing decision, and there is a reasonable probability that the additional evidence would change the outcome of the decision.” 20 C.F.R. § 404.970(a)(5). In addition, a claimant must show good cause for submitting new evidence to the Appeals Council. See 20

C.F.R. § 404.970(b). Evidence may be chronologically relevant even if it postdates the ALJ’s decision. See Washington v. Soc. Sec. Admin., Comm’r, 806 F. 3d 1317, 1322 (11th Cir. 2015). In Washington, for instance, the United States Court of

Appeals for the Eleventh Circuit held that an examining psychologist’s opinions were chronologically relevant “even though [the psychologist] examined [the claimant approximately seven] months after the ALJ’s decision.” Id. This was because the psychologist reviewed the claimant’s treatment records from the period before the ALJ’s decision; because the claimant told the psychologist he had suffered from the conditions at issue “throughout his life” (which obviously would include the relevant time period); and because there was “no assertion or evidence” that the claimant’s condition worsened “in the period following the ALJ’s decision.” Id. In Stone v. Soc. Sec. Admin., 658 F. App’x 551, 553 (11th Cir. 2016), on the other hand, the Court found that newly submitted medical records were not chronologically relevant. In doing so, the Court observed that the circumstances were “significantly different” from those in Washington because the new records in Stone “demonstrate[d] a worsening” of the relevant symptoms after the ALJ’s decision. Id. at 554. Similarly, in Hargress v. Soc. Sec. Admin., Comm’r, 883

F. 3d 1302, 1309-10 (11th Cir. 2018), the Court found that progress notes postdating the ALJ’s decision did “not relate to the period before the ALJ’s . . . decision” and “nothing in these new medical records indicates the doctors considered [the claimant’s] past medical records or that the information in them relates to the period at issue, which materially distinguishes this case from Washington.” Hargress, 883 F. 3d at 1309-10. Further, the Court found that a treating physician’s opinion postdating the ALJ’s decision was not chronologically relevant because, even though the physician opined that the limitations dated back to 2013 (prior to the ALJ’s decision), “nothing in the form [completed by the physician] or any other documents indicated that [the physician] evaluated [the claimant’s] past medical records when forming that opinion,” and the physician “did not treat [the claimant] in 2013.” Id. at 1310. At the end of the day, although the Appeals Council is “not required to give a . . . detailed explanation or to address each piece of new evidence individually,” id. at 1309 (citing Mitchell v. Comm’r, Soc. Sec. Admin., 771 F. 3d 780, 784 (11th Cir. 2014)), if the Appeals Council “erroneously refuses to consider evidence, it commits legal error and remand is appropriate,”

Washington, 806 F. 3d at 1320.10

3. Analysis

In requesting review of the Decision by the Appeals Council, Plaintiff submitted medical records from Plaintiff’s treating orthopedic physician: a

January 28, 2019 surgery report and two follow-up treatment notes (dated March¹¹, 2019 and February¹¹, 2019). See Tr. at 2, 31-34.11 The Appeals

Upon review, the undersigned agrees with the Appeals Council that there is no reasonable probability that the new medical records would change the outcome of the Decision. The surgery report merely describes the surgery performed on January 28, 2019. See Tr. at 33-34. The February 2019 treatment note indicates that Plaintiff was “[d]oing well without issues” and that her

“[r]ange of motion [was] limited as expected.” Tr. at 32. The March 2019 treatment note also states Plaintiff was “doing well” and “ha[d] no real complaints,” other than “still [having] some issues sleeping for the most part.” Tr. at 31. According to the note, “[t]his has been pretty much the way it has been for the last few weeks.” Tr. at 31. Plaintiff also reported “a lot of posterior pain due to capsulitis,” but Plaintiff’s capsulitis was found to be moderate. Tr. at 31. Plaintiff was given “weight restrictions of no more than³ pounds,” offered a “corticosteroid injection in the posterior capsule to help with capsulitis,” and “[i]nstructed on icing techniques and modification of activity.” Tr. at 31. There is no indication that the weight restriction was a long-term one. Accordingly, the Appeals Council did not err in declining to remand the matter to the ALJ for consideration of the new medical records.

V. Conclusion

After a thorough review of the entire record, the undersigned finds that the ALJ’s Decision is supported by substantial evidence. Accordingly, it is ORDERED: 1. The Clerk of Court is directed to enter judgment pursuant to sentence four of 42 U.S.C. § 405(g), AFFIRMING the Commissioner’s final decision.

2. The Clerk is further directed to close the file.

DONE AND ORDERED in Jacksonville, Florida on March 19, 2021.

Ket JAMES R. ain United States Magistrate Judge bhe Copies to: Counsel of Record