HERIBERTO GARCIA, APPELLANT,
v.
STATE OF FLORIDA, APPELLEE
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The Fourth District Court of Appeal reversed Garcia's cocaine trafficking conviction and remanded for a new trial, holding that the trial court violated procedural rules by failing to transcribe an in-camera hearing regarding a confidential informant and by excluding the defense from the hearing, making appellate review impossible.
No. The trial court erred by failing to have a court reporter present to transcribe the in-camera hearing as required by Florida Rules of Criminal Procedure Rule 3.220(m). The affidavit alone is insufficient for appellate review because it is a unilateral recollection that cannot satisfy the requirement for a stipulated statement, which requires participation by both parties.
[1] An in-camera hearing concerning the disclosure of a confidential informant must be transcribed by a court reporter to create a record for appellate review.
[2] A trial court's unilateral reconstruction of an in-camera hearing, without the participation of the defense and a court reporter, is an insufficient basis for appellate r…
Previewing 2 of 4 headnotes on this case. FLexlaw’s editorially structured points of law — every proposition, pinpointed — are reserved for members.
Join FLexlaw to unlock all legal intelligence“Rule 3.220(m), Florida Rules of Criminal Procedure, states that a "record shall be made" of an in-camera hearing.”
Establishes the mandatory procedural requirement for recording in-camera hearings
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Join FLexlaw to unlock all legal intelligenceGarcia was charged with trafficking in cocaine over 400 grams and conspiracy to traffic in cocaine. Prior to trial, he moved to disclose the confident…
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PER CURIAM.
We reverse and remand for a new trial. The appellant was charged and convicted for trafficking in cocaine over 400 grams and conspiracy to traffic in cocaine over 400 grams. Prior to trial, he filed a motion for disclosure of the confidential informant. The trial court ordered an in-camera hearing with the informant. After the hearing, it denied the appellant’s motion for disclosure.
The appellant appealed from the trial court’s order. This court remanded the case for the trial court to prepare an affidavit setting forth who was present, the findings that were made, and the trial court’s conclusions, at the in-camera hearing. The trial court filed an affidavit stating that only the trial judge, prosecutor and informant were present at the in-camera hearing, and listing some of its recollections of the hearing. On appeal, the appellant argues that the trial court’s reconstruction of what took place at the in-camera hearing is an insufficient basis for review since the defense, the clerk and the court reporter were excluded from the hearing. We agree.
Rule 3.220(m), Florida Rules of Criminal Procedure, states that a “record shall be made” of an in-camera hearing. Rule 9.200(a)(1), Florida Rules of Appellate Procedure, defines “record” to include original documents, exhibits, and the transcript of the proceedings. We believe that the trial court erred in not having a court reporter present to transcribe the record of the in-camera hearing, as required by rule 3.220(m). Without a transcription of the hearing, it is impossible to discern exactly what occurred.
Furthermore, a stipulated statement or reconstruction pursuant to Rules 9.200(a)(3) and (b)(4), Florida Rules of Appellate Procedure, is not plausible under the circumstances of this case. Those rules contemplate participation by both parties, which cannot be achieved here because the defense was excluded from the in-camera hearing. For that reason, the trial court’s affidavit is an insufficient ground for review since it is an unilateral recollection.
In Lucero v. State, 564 So. 2d 158, 158 (Fla. 3d DCA 1990), the court concluded:
However, on appeal, we cannot properly determine the relevant facts forming the basis of the trial judge’s conclusion or determine whether there was an abuse of discretion because the in-camera hearing was not transcribed. See Felton v. State, 534 So. 2d 911 (Fla. 3d DCA 1988); Wester v. State, 368 So. 2d 938 (Fla. 3d DCA 1979).
See also Simmons v. State, 200 So. 2d 619 (Fla. 1st DCA 1967) (new trial ordered since no transcript was available and the defense was unable to participate in reconstruction). Accordingly, we reverse this case and remand it for a new trial.
REVERSED AND REMANDED FOR FURTHER PROCEEDINGS CONSISTENT HEREWITH.
DOWNEY, J., and WALDEN, JAMES H., (Retired) Associate Judge, concur. GARRETT, J., dissents with opinion.
GARRETT, Judge,
dissenting.
I would affirm. Before trial, both code-fendant Feanny, now deceased, and appellant Heriberto Garcia [Garcia] filed motions for disclosure of the identity of the state’s confidential informant. They alleged that disclosure was necessary to properly prepare their defenses. The trial judge held an in camera hearing. Only the trial judge, an assistant state attorney and the confidential informant were present. The trial judge denied the motions. After Garcia appealed his conviction for trafficking and conspiracy to traffic in cocaine, this court granted Garcia’s motion “to relinquish jurisdiction for reconstruction” so that the trial judge could prepare an affidavit as to what took place in camera.1 The trial judge responded by filing an affidavit2 and attached a document entitled “Proposed Questions for Confidential Informant.” The document was prepared by Feanny’s attorney and contained a list of questions that Feanny wanted the trial judge to ask the confidential informant. During the hearing, the trial judge had jotted down the confidential informant’s answers to the questions next to each question on the document.
Rule 3.220(m), Florida Rules of Criminal Procedure, authorizes in camera proceedings and requires that a record be made. Because no court reporter attended the hearing, no transcript exists. However, a record can be perfected without a transcript. When no transcript is available a statement of the proceedings may be prepared. Fla.R.App.P. 9.200(b)(4).
It is not a necessary prerequisite to appellate review that the record on appeal contain a verbatim transcript of the evidence and events transpiring at the [hearing]. On the contrary, a summarized statement in narrative form may furnish a substantially accurate account of the rulings of the trial judge and the basis on which they were involved. Such statement may be prepared from notes kept by counsel; from the judge’s notes; from the recollection of counsel; the judge and witnesses as to what occurred. ...
Bannerman v. Wainwright, 283 So. 2d 124, 125 (Fla. 1st DCA 1973). The trial judge’s affidavit and the attached document with his notes constituted a record of the hearing. Garcia relies on Lucero v. State, 564 So. 2d 158 (Fla. 3d DCA 1990) (appellate court had no basis to decide appeal if no transcript of in camera hearing exists). However, in Lucero it appears that no one attempted to recreate the record.
At oral argument, Garcia argued that a reconstruction of the record could not take place because his trial attorney was not present at the in camera hearing. Although rule 9.200(b)(4) states “appellant may prepare a statement of the evidence or proceedings,” I respectfully suggest that such wording does not preclude an appellee from also preparing the statement. To adopt Garcia’s argument would permit him to prevent the reconstruction of the authorized ex parte hearing that he had no right to attend.
. This court’s assigned motion panel agreed with the state’s argument that "under the circumstances of this case all that needs to be done is for this Court to relinquish jurisdiction so that the trial court may prepare an affidavit....”
. The body of the trial judge’s affidavit reads:
1. An in camera hearing was held on October 20, 1988.
2. Present at the in-camera hearing was my myself, the Assistant State Attorney, Marlene Wells, and the Confidential Informant.
3. That questions were asked of the Confidential Informant concerning his participation and involvement in this drug transaction.
4. Co-Defendant, Feanny, by and through his attorney, Mr. Hilliard Moldof, had propounded a series of questions to be asked of the Confidential Informant at the in-camera hearing. (Please see attached).
5. That said questions were asked and the Confidential Informant properly responded to the questions.
6. No questions were submitted by Defendant, Garcia to be asked of the Confidential Informant at the in-camera hearing.
7. The Confidential Informant was present for the March 23, 1988 meeting at co-Defendant, Patricia Vial’s house when Defendant, Feanny and Garcia negotiated the cocaine transaction; Patricia Vial was to testify at trial and did testify at trial concerning this meeting.
8. The Confidential Informant was present for the March 24, 1988 money show with co-Defendant Patricia Vial. Both Detective Dan Losey and Patricia Vial were to testify and did testify at trial concerning this taped recorded conversation. The tape of this meeting was also introduced into evidence at trial.
9. The Confidential Informant was present for the March 25, 1988 [sic] when the drug transaction took place; however, the Confidential Informant did not enter into the negotiations. Police officers present as well as co-Defendant, Patricia Vial, were to testify and did testify at trial concerning this taped, recorded conversation. The tape of this meeting was also introduced into evidence at trial.
10. That based on the Confidential Informants’ answers, I determined that the Confidential Informant did not trick anyone, was not guaranteed to receive any reward or benefit from his assistance, and that the Confidential Informant was not involved to the extent that disclosure of his/her identity was necessary and I therefore denied the Defendants’ Motion to Disclose the Confidential Informant.
Cases With Similar Vibessemantic neighbors from the corpus
Citator
Cited By
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Brown v. State, 65 So. 3d 629 (Fla. 4th DCA 2011)…he record shall consist of the original documents, all exhibits that are not physical evidence, and [*631] any transcript(s) of proceedings filed in the lower tribunal.” This court read rules 9.200(a)(1) and 3.220(m)(3) together in Garcia v. State, 578 So. 2d 325 (Fla. 4th DCA 1991). In Garda, a defendant charged with drug offenses moved before trial to disclose a confidential informant. Id. at 326. The trial court ordered an in camera hearing with the Cl, after which the court denied the defendant’s motion.…
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Carbaugh v. State (Fla. 4th DCA 2022)…r proposed amendments shall be filed with the lower tribunal for settlement and approval. . . . “[A] stipulated statement or reconstruction pursuant to [Rule 9.200(b)(5)] . . . contemplate[s] participation by both parties . . . .” Garcia v. State, 578 So. 2d 325, 326 (Fla. 4th DCA 1991). Here, Appellant had numerous opportunities to provide his own reconstruction of the transcript or to object to the State’s reconstruction. Appellant provided no independent recollection, though he was given an opportunity…
Authorities Cited
- Harris v. Jewett, 200 So. 2d 619 (Fla. 3d DCA 1967)
- Simmons v. State, 200 So. 2d 619 (Fla. 1st DCA 1967)
- Wester v. State, 368 So. 2d 938 (Fla. 3d DCA 1979)
- Bannerman v. Louie L. Wainwright, 283 So. 2d 124 (Fla. 1st DCA 1973)
- Lucero v. State, 564 So. 2d 158 (Fla. 3d DCA 1990)
- Felton v. State, 534 So. 2d 911 (Fla. 3d DCA 1988)