THE STATE OF FLORIDA, PETITIONER,
v.
JORGE SANTIAGO CRUZ, RESPONDENT

Fla. 3d DCA | 2003-07-30
No. 3D03-579
Before SCHWARTZ, C.J., and GREEN and WELLS, JJ.
851 So. 2d 249 Florida District Court of Appeal, Third District (2003) Positive Treatment
Cited by 2 cases

AI-generated. These summaries, headnotes, and key points are machine-generated and may contain errors or omissions. Always verify against the full opinion text below. Not legal advice.

Synopsis

The State petitioned for certiorari review of a trial court's order excluding a confidential informant's testimony based on alleged prosecutorial misconduct in failing to disclose the informant's prior arrests and criminal history. The appellate court held that the trial court failed to conduct a required Richardson hearing and that the sanction of witness exclusion was too severe absent clear evidence of purposeful deception, thus quashing the exclusion order.


Holding

The trial court departed from the essential requirements of law by excluding the confidential informant's testimony without conducting a required Richardson hearing to inquire into whether the state's violation was inadvertent or willful and what effect it had on the defendant's trial preparation. Witness exclusion is a severe sanction that should be reserved for extreme circumstances and requires adequate inquiry into alternative remedies; the record did not reflect purposeful deception sufficient to support total exclusion.


Headnotes

[1] Certiorari review is appropriate for a non-final pretrial order excluding a witness's testimony when the state has no right to a direct appeal if the defendant is acquitt…

[2] A trial court has discretion to determine if a discovery violation prejudices a defendant, but this discretion must be exercised after an adequate inquiry into the surrou…

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Key Quotes

“When a trial court is made aware of a possible discovery violation by the state within the course of the proceedings, the court has discretion to determine if such violation will prejudice the defendant at trial... However, the court's discretion can be properly exercised only after the court has made an adequate inquiry into all of the surrounding circumstances.”

Establishes the legal standard that trial courts must follow when confronted with alleged discovery violations, requiring an adequate inquiry before exercising discretion.

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Facts & Procedural History

Jorge Santiago Cruz was charged with attempted trafficking in cocaine and conspiracy to sell cocaine. The defense requested Brady/Kyles discovery mate…

The full statement of facts, procedural history, and disposition for this case are member content.

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Opinion of the Court
GREEN, J.

GREEN, J.

The state seeks common law certiorari review of a non-final order excluding the testimony of a confidential informant at trial. We conclude that the lower court’s order departed from the essential requirements of law. Accordingly, we grant the petition and quash the order under review.

Jorge Santiago Cruz was charged with one count of attempted trafficking in cocaine and one count of conspiracy to sell, manufacture, or deliver cocaine. His defense counsel filed a request for certain information about the confidential informant (“Cl”) used in this case pursuant to Kyles v. Whitley, 514 U.S. 419, 115 S.Ct. 1555, 131 L.Ed.2d 490 (1995), and Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963).

Specifically, the defense requested that the identity of the Cl, any materials that would detail or document the Cl’s career as an informant, including payment records, performance reports, etc., be disclosed. The assistant state attorney replied to defendant’s request in letter form and stated that the identity of the Cl had previously been disclosed in a discovery exhibit, and that the Cl had never been under contract as an informant with the Miami-Dade Police Department in this case or any other case of which the state was aware. The state attorney also stated that she did not have access to the requested Kyles/Brady materials because the Cl was provided to the Miami-Dade Police Department through the FBI. After deposing the two lead detectives and the Cl in Cruz’s case, defense counsel requested a continuance alleging that the state attorney’s letter in response to the Kyles/Brady request was misleading and wrong. The defense claimed that the Cl had, in fact, been arrested in Miami-Dade County and placed on probation, and that the Cl had also been arrested in New Jersey on federal charges. In their depositions, the lead detectives stated that the Cl had been used by the department in the past, and that the Cl was possibly “working off’ his state probation by cooperating with Miami-Dade police. Defense counsel claimed that he expressly relied on the state attorney’s assertion that the Cl had no priors, and requested additional time to secure information regarding the Cl’s history.

The defense moved to exclude the Cl’s testimony and to suppress any statements made by the Cl due to the state attorney’s misrepresentations that she had no knowledge of the Cl’s past, when the Cl had previously been a state defendant. The defense claimed that any records concerning the Cl in the FBI’s possession were in the constructive possession of the state, and that the state was therefore obligated to turn those documents over to defense counsel in response to his Kyles/Brady request.1 At the hearing on the matter, defense counsel also claimed that the Cl made a compact with the federal government to become an informant, and was lent to the state to help them make a case against Cruz.

The state denied these assertions and argued that the deposition testimony of the lead detectives failed to establish the formation of a compact agreement. The trial court granted defendant’s motion and excluded the Cl’s testimony based upon on prosecutorial misconduct and/or lack of due diligence. The state now seeks certiorari review.

Certiorari review of a non-final pretrial order is appropriate in a case such as this in which, if the defendant is acquitted, the state has no right to a direct appeal. State v. Pettis, 520 So. 2d 250, 253-54 (Fla.1988); see also State v. Brown, 782 So. 2d 526, 527 (Fla. 1st DCA 2001)(granting certiorari review of interlocutory order excluding state witness from testifying at trial).

When a trial court is made aware of a possible discovery violation by the state within the course of the proceedings, the court has discretion to determine if such violation will prejudice the defendant at trial. Richardson v. State, 246 So. 2d 771, 775 (Fla.1971).

However, the court’s discretion can be properly exercised only after the court has made an adequate inquiry into all of the surrounding circumstances. Id. The court should inquire as to “ ‘whether the state’s violation was inadvertent or wilful, whether the violation was trivial or substantial, and most importantly, what effect, if any, did it have upon the ability of the defendant to properly prepare for trial.’ ” Id. (quoting Ramirez v. State, 241 So. 2d 744, 747 (Fla. 4th DCA 1970)); see also Carnivale v. State, 271 So. 2d 793, 795 (Fla. 3d DCA 1973)(also quoting Ramirez).

It is the trial court’s affirmative duty to conduct this “Richardson hearing.” See C.D.B. v. State, 662 So. 2d 738, 741 (Fla. 1st DCA 1995)(stating that “nce put on notice of a [discovery] violation, the trial court has an affirmative obligation to conduct a hearing without the defendant specifically requesting one.”). The trial court in the present case made no such effort to seek out the circumstances surrounding the state’s alleged discovery violation.

The trial judge’s ruling on defendant’s motion to exclude the Cl’s testimony was based strictly on the defendant’s argument that the state attorney’s letter regarding the Kyles/Brady information was misleading, and that the depositions of the two lead detectives in the case evidenced the formation of a compact agreement between the state and federal governments regarding the use of the Cl. No inquiry was made as to whether the state attorney’s assertions were made inadvertently or willfully, or whether they prohibited the defendant’s ability to properly prepare for trial.

Without any such evidence, the trial court erred in excluding the Cl’s testimony.

Furthermore, “[t]he severe sanction of witness exclusion ... should be a last resort and reserved for extreme or aggravated circumstances, particularly when the excluded testimony relates to critical issues or facts and the testimony is not cumulative.” Austin v. State, 461 So. 2d 1380, 1381 (Fla. 1st DCA 1984); see also Donaldson v. State, 656 So. 2d 580, 580-81 (Fla. 1st DCA 1995)(stating that witness exclusion should be invoked only after trial court has conducted adequate inquiry as to whether any other reasonable alternatives exist to overcome or mitigate possible prejudice). Since the record does not reflect any purposeful deception on the part of the state attorney, this case does not present circumstances severe enough to support total exclusion of the Cl’s testimony.

Because the trial court did not initiate a full Richardson hearing on this matter, and because there was no information evidencing a discovery violation severe enough to support the trial court’s total exclusion of the Cl’s testimony, we find that the trial judge departed from the essential requirements of the law. Certio-rari is granted and the order under review is quashed. The cause is remanded for further proceedings consistent with this opinion.

Petition granted.

. The defense also attempted to obtain information regarding the Cl from the FBI by issuing a subpoena duces tecum to the agency requesting documents relating to the Cl’s work for the federal government. The FBI, however, refused to accept service of the subpoena.


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Citator

Cited By

  • State v. Rambaran, 975 So. 2d 519 (Fla. 3d DCA 2008)
    …8) (stating [*523] that important to the fair administration of criminal justice in this state is the ability of the State to petition the district courts of appeal for certiorari review of pretrial orders rendered in criminal cases); State v. Cruz, 851 So. 2d 249, 251 (Fla. 3d DCA 2003) (granting State’s petition for writ of certiorari where the trial court excluded the testimony of a confidential informant as a sanction for prosecutorial misconduct or lack of due diligence, finding that “cer-tiorari review…

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