MARION COLLIER, APPELLANT,
v.
STATE OF FLORIDA, APPELLEE

Fla. 4th DCA | 2003-10-15
No. 4D00-3196
GUNTHER and GROSS, JJ, concur., KLEIN, J., concurs specially with opinion.
857 So. 2d 943 Florida District Court of Appeal, Fourth District (2003) Caution
Cited by 5 cases

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Synopsis

Marion Collier appeals his commitment as a sexually violent predator under Florida's Jimmy Ryce Act, challenging the admissibility of the SVR-20 risk assessment tool used by expert witnesses. The court holds that the State failed to meet its burden of demonstrating the general scientific acceptance of SVR-20 under the Frye test, and because the experts' opinions relied entirely on this inadmissible technique, their testimony must be excluded, rendering the error non-harmless.


Holding

The SVR-20 is not Frye admissible because the State failed to establish its general acceptance in the relevant scientific community by a preponderance of the evidence. The experts' testimony based on SVR-20 is therefore also inadmissible. The error is not harmless because SVR-20-based testimony was the only evidence presented regarding Collier's likelihood to re-offend.


Headnotes

[1] The proponent of scientific evidence must demonstrate its general acceptance in the relevant scientific community by a preponderance of the evidence.

[2] A testifying expert's opinion testimony is inadmissible if it is based, in discernible part, on a technique that is not admissible under the Frye standard.

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Key Quotes

“the burden to demonstrate the general scientific acceptability of SVR-20 rests with the State. The State failed to meet this burden, because the only evidence proffered at the Frye hearing was the testimony of Dr. Bursten, without additional support from case law or other sources to demonstrate the acceptability of SVR-20.”

Establishes that the State's burden under Frye requires more than expert testimony alone and that relying solely on one expert's testimony is insufficient.

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Facts & Procedural History

Collier pled guilty to rape in Virginia in 1981 and was later convicted of cocaine possession in Florida. As his release from prison approached in 200…

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Opinion of the Court
PER CURIAM.

PER CURIAM.

Marion Collier was committed to the Department of Children and Families under the Jimmy Ryce Act. See §§ 394.910-394.931, Fla. Stat. (1999). He appeals this commitment on four grounds, but we only need address the Frye issue. See Frye v. United States, 293 F. 1013 (D.C.Cir.1923).

Collier pled guilty to a rape in Virginia in 1981. Subsequent to his release from prison, Collier moved to Florida and was convicted and imprisoned for cocaine possession. As his release from prison was impending in 2000, the State filed a petition to declare Collier a “sexually violent predator.” A trial was held to determine whether Collier met the prerequisites necessary to classify him as a “sexually violent predator” and commit him for treatment.

As part of the proceedings, Collier requested, and was granted, a Frye hearing to address the admissibility of the SVR-20 (Sexual Violence Risk-20) assessment tool employed by testifying expert witnesses to evaluate his mental state. Dr. Peter Bur-sten, a psychologist, testified at the hearing that he used SVR-20 when evaluating Collier but could have evaluated him without using the tool. He additionally admitted that SVR-20 is considered an experimental method of recidivism assessment to a degree, and that some in the psychological science field question its use. As a result, Bursten could not state that SVR-20 had gained general acceptance in the relevant scientific community. Based partly on his use of SVR-20, Bursten indicated that he found Collier was a high-risk to sexually re-offend.

The trial court admitted the SVR-20 and related testimony for trial, and at the jury trial, Collier renewed his Frye objection when Bursten and fellow psychologist, Dr. Gregory De-Clue, testified regarding the SVR-20.

The standard of review applicable to determinations of Frye admissibility is de novo. Arnold v. State, 807 So. 2d 136, 141 (Fla. 4th DCA 2002) (citing Brim v. State, 695 So. 2d 268 (Fla.1997)). De novo review by this court entails analyzing the record and prior judicial opinions, for example, “to decide whether the scientific principles and procedures relied upon to create such evidence are generally accepted by a relevant scientific community both at the time of the trial and today.” Brim v. State, 779 So. 2d 427, 428 (Fla. 2d DCA 2000) (citing Hadden v. State, 690 So. 2d 573, 578 (Fla.1997)).

In addition, the burden of proving the general acceptance of a particular technique and its application to the case at hand lies with the proponent of the evidence and is a preponderance of the evidence. Ramirez v. State, 651 So. 2d 1164, 1168 (Fla.1995).

Case precedent establishes that in meeting this burden, the party offering the evidence may not simply rely on the statements of the expert witness who testifies regarding the technique, but must also present cases and other independent evidence demonstrating the scientific acceptability of the technique. See Hadden, 690 So. 2d at 578; Flanagan v. State, 625 So. 2d 827, 828 (Fla.1993).

The testifying expert’s pure opinion testimony is not subject to the Frye test, but if that opinion is in discernible part based on a technique that is not Frye admissible, the testimony is also inadmissible. See Hadden, 690 So. 2d at 579-581.

In the case at bar, the State offered SVR-20 as a means to establish Collier’s likelihood to re-offend.

Therefore, the burden to demonstrate the general scientific acceptability of SVR-20 rests with the State. The State failed to meet this burden, because the only evidence proffered at the Frye hearing was the testimony of Dr. Bursten, without additional support from case law or other sources to demonstrate the acceptability of SVR-20.

Additionally, even if an expert’s testimony alone were sufficient to establish Frye admissibility, Bursten’s testimony still would not have met the State’s burden because he admitted that the SVR-20 remained in a somewhat experimental phase and that some in the psychological science community questioned its use. Clearly, the State failed to establish SVR-20’s general acceptance in the relevant scientific community by a preponderance of the evidence.

Furthermore, Bursten and De-Clue’s opinion testimony regarding Collier’s mental state is also not admissible. This is because both psychologists admitted employing the SVR-20 to reach a diagnosis and the SVR-20 is not Frye admissible. Thus, the trial court erred by admitting the SVR-20 evaluation as well as the experts’ testimony because the experts relied on the SVR-20 results.

The State argues that we must consider whether the error, in this case the admission of SVR-20 and related testimony, was harmless. See Hadden, 690 So. 2d at 581. Harmless error analysis requires a consideration of whether the evidence erroneously admitted could have influenced the jury’s decision. See Goodwin v. State, 751 So. 2d 537, 542 (Fla.1999). In the case at bar, the only testimony to the effect that Collier would likely re-offend was that of Bursten and DeClue, and as a result, the jury did not hear any expert testimony establishing Collier’s mental state that was untouched by SVR-20.

Therefore, it cannot be said with any assurance that the error in admitting the SVR-20-based testimony in the case at bar did not influence the jury.

Therefore, we conclude that the error is not harmless. As a result, we reverse Collier’s classification and commitment as a “sexually violent predator” under the Jimmy Ryce Act.

Additionally, Collier raised the issue of whether the trial court erred by failing to give a jury instruction as to whether Collier had “serious difficulty controlling his behavior.” Although this question is mooted by our decision regarding the SVR-20, and not reached as a consequence, it is fair to note that this question is one which this Court has recently certified to be of great public importance. See Gray v. State, 854 So. 2d 287 (Fla. 4th DCA 2003).

REVERSED AND REMANDED for new trial.

GUNTHER and GROSS, JJ, concur. KLEIN, J., concurs specially with opinion.

Concurrence
KLEIN, J.,

KLEIN, J.,

concurring specially.

I agree with the majority opinion. As to the failure to give the “serious difficulty controlling his behavior” jury instruction, addressed in the last paragraph, I would suggest it be given on retrial. Our supreme court in Westerheide v. State, 831 So. 2d 93 (Fla.2002), concluded that the instruction given, although it did not use the words “serious difficulty,” conveys this meaning. Id. at 109. There is no downside to the giving of the instruction, and the upside is that it could obviate the need for a new trial if the United States Supreme Court, which adopted the “serious difficulty in controlling behavior” standard of proof in Kansas v. Crane, 534 U.S. 407, 122 S.Ct. 867, 151 L.Ed.2d 856 (2002), ultimately requires such an instruction, or the split decision in Westerheide is overruled by the Florida Supreme Court.


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Citator

Cited By

  • In re Commitment OF Gary Burton. Gary Burton v. State, 884 So. 2d 1112 (Fla. 2d DCA 2004)
    …has recently recognized a variety of these tests as sufficiently reliable to pass the Frye test. See Roeling v. State, 880 So. 2d 1234 (Fla. 1st DCA 2004). See also Jackson v. State, 833 So. 2d 243, 246 (Fla. 4th DCA 2002); but see Collier v. State, 857 So. 2d 943, 945-46 (Fla. 4th DCA 2003) (holding SVR-20 test and testimony based upon it inadmissible based upon psychologist’s admission that test was "somewhat experimental” and questioned by some in psychological science community). . The statute does not s…
    1 / 2
  • Ortega-Mantilla v. State, 898 So. 2d 1164 (Fla. 3d DCA 2005)
    …mless error test requires a showing that “there is a reasonable possibility that the error affected the verdict.”). See, e.g., Williams v. State, 841 So. 2d 531 (Fla. 2d DCA 2003) (applying DiGuilio to civil commitment proceeding); Collier v. State, 857 So. 2d 943, 946 (Fla. 4th DCA 2003) (same). Therefore, this argument presents no basis for reversal of the order. HI The appellant next asserts that the trial court erred in allowing the State to qualify as an expert Dr. Karen Parker, the Clinical Director f…
  • Matos v. State, 899 So. 2d 403 (Fla. 4th DCA 2005)
    …fic evidence may not simply rely on the statements of the expert witness who testifies regarding the technique, but must also present cases and other independent evidence demonstrating the scientific acceptability of the technique. Collier v. State, 857 So. 2d 943, 945 (Fla. 4th DCA 2003). As the court explained the review process in Ramirez: When applying the Frye test, a court is not required to accept a “nose count” of experts in the field. Rather, the court may peruse disparate sources — e.g., expert tes…

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