EDGAR EMERY GRIFFIS, APPELLANT,
v.
FLORIDA FISH & WILDLIFE CONSERVATION COMMISSION, APPELLEE

Fla. 1st DCA | 2011-03-28
No. 1D10-3492
PADOVANO and CLARK, JJ., concur.
57 So. 3d 929 Florida District Court of Appeal, First District (2011) Caution
Cited by 1 case

AI-generated. These summaries, headnotes, and key points are machine-generated and may contain errors or omissions. Always verify against the full opinion text below. Not legal advice.

Synopsis

The Florida Fish & Wildlife Conservation Commission revoked Edgar Griffis's commercial saltwater fishing privileges and imposed a $5,000 penalty based on a no-contest plea to grand theft. The First District Court of Appeal reversed, holding that the statutory penalty for "a charge of theft of or from a trap" did not apply because Griffis pleaded no contest to a generic theft charge, not the specific trap-related offenses originally charged.


Holding

The statute does not apply because the charge to which Griffis pleaded was not the specified trap-related offense. Statutory penalties must be construed strictly in favor of the person against whom the penalty is imposed, and an administrative agency's authority to revoke licenses is limited to grounds enumerated in the statute. A defendant cannot be convicted of a crime not charged, and similarly, an administrative penalty cannot be imposed for conduct not included in the specific charge to which the defendant pled.


Headnotes

[1] Statutes imposing a penalty must be construed strictly in favor of the party against whom the penalty is imposed and cannot be extended by construction.

[2] An administrative agency's authority to revoke a license is restricted to the grounds enumerated in the statute and cannot be applied for causes not clearly within the st…

Previewing 2 of 6 headnotes on this case. FLexlaw’s editorially structured points of law — every proposition, pinpointed — are reserved for members.

Join FLexlaw to unlock all legal intelligence

Key Quotes

“[s]tatutes imposing a penalty must always be construed strictly in favor of the one against whom the penalty is imposed and are never to be extended by construction.”

Establishes the fundamental rule that penalty statutes are narrowly construed in favor of the person penalized, requiring strict statutory compliance.

Previewing 1 of 4 key quotes on this case — the court’s exact language, pinpointed for members.

Join FLexlaw to unlock all legal intelligence

Facts & Procedural History

Griffis was charged with two counts of molesting blue crab traps, unlawful removal of blue crab trap contents, and grand theft. Following plea negotia…

The full statement of facts, procedural history, and disposition for this case are member content.

Join FLexlaw to unlock all legal intelligence

© FLexlaw, Inc. — AI-generated enrichments are proprietary. All rights reserved.


Opinion of the Court
SCHWARTZ, ALAN R., Senior Judge.

SCHWARTZ, ALAN R., Senior Judge.

The Fish & Wildlife Commission revoked the commercial saltwater fishing privileges of appellant, Edgar E. Griffis, and assessed a $5,000 administrative penalty pursuant to section 379.366(4)(b), Fla. Stat. (2009), which provides in pertinent part:

Any commercial harvester receiving a judicial disposition other than dismissal or acquittal on a charge of theft of or from a trap as prohibited by this paragraph shall, in addition to the penalties specified in s. 379.407 and this section, permanently lose all saltwater fishing privileges, including any saltwater products licenses, blue crab endorsements, and blue crab trap tags allotted to him or her by the commission, [e.s.]

Griffis appeals. We reverse.

The basis of the administrative action was that Griffis had pled no contest in the Brevard County circuit court to count IV of an amended information which in its entirety alleged two counts of molesting blue crab traps (counts I and II), one of unlawful removal of blue crab trap contents (count III), and one of grand theft (count IV).1 After plea negotiations, the *931assistant state attorney nolle prossed counts I, II, and III—which if properly pursued, might have invoked the Commission’s authority under section 379.366(4)(b). In return for that action and a sentence of one year probation and a withhold of adjudication, appellant pled no contest to the remaining count IV, a vanilla charge which alleged a generic theft of “personal property” in the broadest terms and without specific reference to the offenses prohibited by section 379.366 or anything like them.

We hold that this fact pattern does not qualify under section 379.366(4)(b), since it was patently not “a judicial disposition other than dismissal or acquittal on a charge of theft of or from a trap as prohibited by this paragraph.... ” Our decision is required by an amalgam of several well-established rules:

1. The law is well-settled that “[sjtatutes imposing a penalty must always be construed strictly in favor of the one against whom the penalty is imposed and are never to be extended by construction.” See Holmberg v. Dep’t of Natural Res., 503 So.2d 944, 947 (Fla. 1st DCA 1987); see also State ex rel. Volusia Jai-Alai, Inc., 304 So.2d at 477 (holding that “an administrative agency’s authority to suspend or revoke licenses is restricted to the grounds enumerated in the statute[,]” and determining that statute authorizing sanctions against corporate officers, directors, and employees could not be applied to penalize stockholders, even if such application would further its legislative purpose).

2. Even more specifically, as the court said in In re Weathers, “[wjhere a board or officer is granted the right and power to revoke a license for certain named reasons, causes, or crimes, set out in the statutes, a license may not be revoked for any other or different cause or causes not clearly within the provisions of the statutes-” 159. Fla. 390, 31 So.2d 543, 544 (1947) (quoting Ky. State Bd. of Dental Exam’rs v. Crowell, 220 Ky. 1, 294 S.W. 818, 819 (1926)); see by analogy Mitchel v. Cigna Prop. and Cas. Ins. Co., 625 So.2d 862, 864-65 (Fla. 3d DCA 1993) (obligation to pay damages caused by striking a coral reef in violation of section 258.083, Florida Statutes (1991), not excluded from liability coverage as a “penalty,” because it was ordered as “restitution” under the general provisions of section 775.089, Florida Statutes (1991), rather than imposed as a “civil penalt[y] for damage to coral reefs *932in state waters” imposed under sections 253.04(1), and (3)).

3. “[A] defendant may not be convicted of a crime that has not been charged by the State.” Jaimes v. State, 51 So.3d 445 (Fla.2010). See Pittman v. State, 22 So.3d 859, 862 (Fla. 3d DCA 2009) (Defendant chárged with sexual battery could not be convicted of lewd or lascivious battery as a lesser-included offense, where nothing in the information alleged that the victim was 12 or older but less than 16, although such evidence was admitted at trial); Cogbill v. State, 940 So.2d 537, 539 (Fla. 1st DCA 2006) (“where an offense can be committed in more than one way, instructing the jury on an alternate theory not charged in the information constitutes fundamental error”); Rose v. State, 507 So.2d 630, 632 (Fla. 5th DCA 1987) (“It is elementary that the conviction of a crime not charged violates constitutional due process.”).

Putting these principles together yields the inevitable conclusion that section 379.366(4)(b), cannot apply because the charge to which the appellant pled was not one specified in section 379.366(4)(b).

We make two additional observations.

First, the Commission relied below entirely on the effect of the plea. For reasons unknown, it did not even allege or attempt to prove by admissible evidence that Griffis indeed actually tampered with someone' else’s blue crab trap.

Second, and perhaps more importantly, there can be no doubt that the manner in which the Brevard County criminal case was resolved to the satisfaction of both the State Attorney and the defendant was driven by the mutual and obvious intent to avoid exactly the result reached below. The Commission’s' action thus has created the appearance, if not the reality, of a governmental “gotcha” in which one agency of the State broke another’s word. State v. Frazier, 697 So.2d 944, 945 (Fla. 3d DCA 1997) (“the prosecution, having reaped the benefits of the agreement by securing the guilty plea, must be held to its detriments ... the state, above all parties, must keep its word.”); see Velazquez v. State, 870 So.2d 863 (Fla. 3d DCA 2004) (“[T]he state, above all parties, must keep its word.” (quoting Frazier, 697 So.2d at 945)); Echevarria v. State, 845 So.2d 340, 341 (Fla. 3d DCA 2003) (same); State v. Hargis, 328 So.2d 479, 481 (Fla. 1st DCA 1976) (Rawls, J., dissenting) (“If ... ‘men must turn square corners when they deal with the Government,’ it is hard to see why the Government should not be held to a like standard of rectangular rectitude when dealing with its citizens.” (citing Daniell v. Sherrill, 48 So.2d 736 (Fla.1950), quoting “Mr. Justice Holmes ... 48 Harvard Law Review, 1299”)); see also McKay v. Great Am. Ins. Co., 876 So.2d 666, 673 (Fla. 4th DCA 2004) (“basic fairness, due process, would be offended if the state could back out of the agreement after the defendant has fully performed”). What is more, it is at best ironic that the action countermanded by the Commission was that of the very office, that of the State Attorney, which has the constitutional responsibility for charging and prosecuting offenses, upon which the application of section 379.366(4)(b) entirely depends. We cannot approve such a result.

For these reasons, the license revocation and fine under.'review are reversed and the cause is remanded with instructions to dismiss the administrative complaint.

PADOVANO and CLARK, JJ., concur.


Cases With Similar Vibessemantic neighbors from the corpus


Citator

Cited By

  • ….” (emphasis supplied). Thus, the Commission was correct in construing the disposition in Rachowicz’s case as a conviction under section 379.365(2). Rachowicz, however, relies on our decision in Griffis v. Fla. Fish & Wildlife Conservation Comm’n, 57 So. 3d 929 (Fla. 1st DCA 2011) to argue that a suspension based on a plea is “unacceptable.” His reliance on Griffis is misplaced. In Griffis, we reversed a stone crab endorsement revocation because we found that Griffis’s plea could not support an administra…

Authorities Cited (15 total)

View all 15 cited authorities →

Full citator, related cases, and AI research tools

Open in FLexlaw