MARIA L. CLAIR, APPELLANT,
v.
LINDI E. PERRY, APPELLEE

Fla. 4th DCA | 2011-08-10
No. 4D09-2214
POLEN and CIKLIN, JJ„ concur.
66 So. 3d 1078 Florida District Court of Appeal, Fourth District (2011) Caution
Cited by 13 cases

AI-generated. These summaries, headnotes, and key points are machine-generated and may contain errors or omissions. Always verify against the full opinion text below. Not legal advice.

Synopsis

Maria Clair appealed a trial court's decision to grant Perry a new trial after the court initially excluded testimony from Perry's treating physician regarding permanency of injuries. The appellate court affirmed, holding that the trial court did not abuse its discretion because Perry had provided sufficient notice of the permanency issue through discovery disclosures and medical records, and Clair suffered no prejudice.


Holding

The trial court did not abuse its discretion in granting a new trial. Although the characterization of Dr. Theofilos as a fact or expert witness was not dispositive, Clair was not prejudiced by surprise because she was placed on notice through discovery disclosures that permanency would be an issue and had access to the medical records supporting the opinion.


Headnotes

[1] A trial court has discretion to grant a new trial to permit the presentation of testimony previously excluded.

[2] Exclusion of witness testimony for failure to disclose in discovery is a drastic remedy to be invoked only under compelling circumstances.

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Key Quotes

“The trial court's discretion is "guided largely by a determination as to whether use of the undisclosed witness will prejudice the objecting party."”

Establishes the primary test for whether testimony should be excluded based on nondisclosure in discovery

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Facts & Procedural History

Perry was injured in a motor vehicle accident and Clair admitted negligence. At trial, Clair objected to Dr. Theofilos's testimony about whether Perry…

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Opinion of the Court
LEVINE, J.

On Motion for Rehearing

LEVINE, J.

We grant the motion for rehearing, withdraw our prior opinion issued on February 16, 2011, and substitute this opinion in its place.

The issue presented in this appeal is whether the trial court abused its discretion by ordering a new trial to permit appellee to present witness testimony that had been excluded by the court during trial. We find no abuse of the trial court’s discretion in reconsidering its prior order excluding the witness’s testimony, and we affirm.

Appellee was injured in a motor vehicle accident. Appellant admitted to negligence, and the matter proceeded to trial on the issue of damages. At trial, appellee wanted to introduce the testimony of her treating physician, Dr. Theofilos. Appellant objected to a portion of Dr. Theofilos’s testimony regarding whether appellee sustained a permanent injury on the basis that his testimony constituted an expert opinion, which would have required appel-lee to notify appellant of the opinion before trial pursuant to Rule 1.280(b)(4). The trial court found that the non-disclosure of Dr. Theofilos’s permanency opinion during discovery constituted “trial by ambush,” and the court excluded that portion of Dr. Theofilos’s testimony.

After the jury determined that appellee sustained no permanent injury, appellee filed a motion for new trial and once again reiterated her position that she was not required to disclose Dr. Theofilos’s opinion in the course of discovery. At the motion hearing, appellant’s counsel conceded that the “issue ... isn’t whether Theofilos is to be considered an expert witness or a treating physician.” Instead, appellant’s counsel argued that appellant was prejudiced in her ability to mount a defense because she had no notice of the substance of Dr. Theo-filos’s testimony. The trial court found that appellee disclosed sufficient information in discovery to put appellant on notice that Dr. Theofilos might testify about the permanency of appellee’s injuries. Thus, the court determined that its original decision to exclude Dr. Theofilos’s testimony regarding permanency of the injury was erroneous. The court granted appellee a new trial, and this appeal ensues.

We review the trial court’s order granting a new trial for an abuse of discretion. Brown v. Estate of Stuckey, 749 So.2d 490, 497-98 (Fla.1999).

Appellant argues on appeal that Dr. Theofilos’s opinion on permanency constitutes expert testimony as a matter of law. As such, appellant claims that the opinion should have been disclosed in discovery. Rule 1.280(b)(4), governing discovery of expert witnesses, provides that a party is entitled to the “facts known and opinions held by experts ... acquired or developed in anticipation of litigation or for trial.”

We need not decide whether Dr. Theofi-los’s permanency opinion in this case constituted expert testimony, and we decline appellant’s invitation to hold that a permanency opinion is always formulated in anticipation of litigation.1 The trial court’s *1080initial decision to exclude Dr. Theofilos’s testimony and its decision to grant a new trial were both motivated by a fear of “trial by ambush.” The characterization of Dr. Theofilos as a fact witness or an expert witness was not dispositive. Thus, the issue in this appeal is whether appellant was prejudiced in her ability to mount a defense because she had no notice of the substance of Dr. Theofilos’s testimony. We agree with the trial court’s ruling on the motion for a new trial that appellant suffered no prejudice in this case.

In Binger v. King Pest Control, 401 So.2d 1310 (Fla.1981), the supreme court held that a trial court may exercise its discretion to exclude testimony from a witness not disclosed in discovery pursuant to a pretrial order. The trial court’s discretion is “guided largely by a determination as to whether use of the undisclosed witness will prejudice the objecting party.” Id. at 1314. “Prejudice” under Binger is “surprise in fact.” Id. In addition to prejudice, the supreme court instructed lower courts to consider other factors in exercising their discretion, including the following:

(i) the objecting party’s ability to cure the prejudice or, similarly, his independent knowledge of the existence of the witness; (ii) the calling party’s possible intentional, or bad faith, noncompliance with the pretrial order; and (iii) the possible disruption of the orderly and efficient trial of the case (or other cases).

Id. Exclusion of witness testimony, however, is a “drastic” remedy and should be invoked “only under the most compelling of circumstances.” Dep’t of Health & Rehab. Svcs. v. J.B. By & Through Spivak, 675 So.2d 241, 244 (Fla. 4th DCA 1996).

This court has held that “allowing parties at trial to substantially change the essential import of pretrial testimony of any kind without prior disclosure in discovery” presents the same kind of “surprise in fact” and should be analyzed using the same factors discussed in Binger. Menard v. Univ. Radiation Oncology Assocs., LLP, 976 So.2d 69, 72 (Fla. 4th DCA 2008). Thus, a party’s attempt to introduce testimony at trial, the substance of which was not disclosed in discovery, may run afoul of Binger.

In this case, the trial court’s pretrial order required the parties to exchange the “names and addresses of all potential fact witnesses, and a summary of the nature of their testimony.” Appellee listed Dr. Theofilos as a “[tjreating healthcare provider” on her expert witness list and explained that he would “testify as to the injuries sustained” by appellee. Appellee also expressed in her pleadings and interrogatories that she sustained a permanent injury, and another physician was permitted to offer a permanency opinion at trial without objection. Appellant was also provided with all of Dr. Theofilos’s medical records, containing all of the data upon which the doctor formed his permanency opinion. Thus, appellant was on notice that permanency would be an issue at trial and that appellee’s physicians might express an opinion on the lasting nature of her condition. See Scarlett v. Ouellette, 948 So.2d 859 (Fla. 3d DCA 2007). Appellant was fully aware of Dr. Theofilos’s role in treating appellee, and appellee was not engaged in any bad faith tactics to hide this opinion.

Moreover, appellant knew that appellee claimed a severe, chronic injury, but appel*1081lant chose not to depose the physician most recently treating that condition. Under such circumstances, the fault for any “surprise” at trial lies with appellant. See Ganey v. Goodings Million Dollar Midway, Inc., 360 So.2d 62 (Fla. 1st DCA 1978) (holding that a defendant was not entitled to a new trial when a plaintiffs physician rendered a permanency opinion at trial that had not been disclosed before trial). In any event, appellant’s claims of “surprise” are dubious, given that appellant’s counsel expressed at trial that he was “not surprised at all to hear that Dr. Theofilos found a permanent injury.”

Accordingly, we find no abuse of discretion in the trial court’s decision to reconsider its decision to exclude Dr. Theofilos’s permanency testimony under Binger. Therefore, we affirm.

Affirmed.

POLEN and CIKLIN, JJ„ concur.


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Citator

Cited By

  • …a.1981), requires a finding of such prejudice before discretion may be exercised. In the Binger context, prejudice is “surprise in fact.” Id. Further, exclusion is a drastic remedy to be utilized only in compelling circumstances. See Clair v. Perry, 66 So. 3d 1078, 1080 (Fla. 4th DCA 2011); see also Harrell v. Aztec Envtl., Inc., 921 So. 2d 805 (Fla. 1st DCA 2006). There are a number of factors available for the trial court’s consideration in determining whether to exercise its discretionary power to exclude…
  • The Field Club, Inc. v. Alario, 180 So. 3d 1138 (Fla. 2d DCA 2015)
    …rt opinions on her injuries and their significance. See § 92.231(2), Fla. Stat. (2015) (“Any expert or skilled witness who -shall have testified in any cause shall be allowed a witness fee ... and the same shall be taxed as costs.”); Clair v. Perry, 66 So. 3d 1078, 1079 n. 1 (Fla. 4th DCA 2011) (“[A] treating physician is not generally classified as an expert witness. Nevertheless, the rule is not absolute, and a treating physician may be deemed an expert in certain circumstances.” (citations omitted)). There…
  • Enzo Rojas v. Yagmerys Rodriguez, 185 So. 3d 710 (Fla. 3d DCA 2016)
    …o as to warrant the exclusion of the neurosurgeon’s testimony. We hold that it was not. Under Florida law, “[exclusion of witness testimony ... is a drastic remedy that should be invoked only under the most compelling circumstances.” Clair v. Perry, 66 So. 3d 1078, 1080 (Fla. 4th DCA 2011) (citation and quotations omitted). Although defendant argued post-trial and on appeal that the testimony was inadmissible under Daubert, and while the trial court based its ruling upon this alleged inadmissibility under Dau…

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