TJADA T. SMITH, APPELLANT,
v.
STATE OF FLORIDA, APPELLEE
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Smith, a witness in criminal charges against Brown, failed to appear at a scheduled trial after being subpoenaed. The State initiated contempt proceedings against her, resulting in adjudications of guilt and 60-day probation sentences in two cases. The appellate court reversed both adjudications due to fundamental error in the contempt proceedings, specifically the issuance of a legally deficient order to show cause that was not supported by an affidavit or verified pleading as required by Florida Rules of Criminal Procedure.
The court reversed Smith's adjudications of guilt for contempt of court and her sentences in both cases due to fundamental error. The order to show cause was legally deficient because the State initiated the proceeding by unsworn oral motion without supporting the essential facts with an affidavit or verified pleading as required by Rule 3.840(a). Additionally, the order itself failed to direct Smith to show cause why she should not be held in contempt, and nothing on the face of the order indicated she was being charged with criminal contempt.
[1] Indirect criminal contempt proceedings must be initiated by an order to show cause supported by an affidavit or a verified pleading detailing the essential facts constitu…
[2] An order to show cause in an indirect criminal contempt proceeding must clearly state that the defendant is required to show cause why they should not be held in contempt…
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Join FLexlaw to unlock all legal intelligence“A criminal contempt, except as provided in rule 3.830 concerning direct con-tempts, shall be prosecuted in the following manner... The judge, on the judge's own motion or on affidavit of any person having knowledge of the facts, may issue and sign an order directed to the defendant, stating the essential facts constituting the criminal contempt charged and requiring the defendant to appear before the court to show cause why the defendant should not be held in contempt of court.”
This quote establishes the statutory requirement that orders to show cause in contempt proceedings must be supported by affidavit or issued on the judge's own motion, not on unsworn motions.
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Join FLexlaw to unlock all legal intelligenceMs. Smith reported offenses allegedly committed by Mr. Brown, leading to criminal charges against him in two cases. Smith was subpoenaed to testify as…
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In this consolidated appeal, Tjada T. Smith appeals adjudications of guilt for contempt of court and the sentences imposed thereon in two cases. The State concedes reversible error as to one of the two cases. We reverse the adjudications of guilt and sentences in both cases due to fundamental error that occurred as a result of a legally deficient order to show cause in this indirect criminal contempt proceeding.
Apparently, Ms. Smith reported to law enforcement that she was the victim of one or more offenses allegedly committed by a Mr. Brown, which resulted in the State filing charges against him in either or both trial court case numbers 12-CF-5210 and 12-CF-5263. The trial court clerk’s docketing statements for those cases reflects that the charge in case number 12-CF-5210 was aggravated assault with a deadly weapon and the charges in case number 12-CF-5263 were throwing a deadly missile at, within, or into a vehicle; burglary of a conveyance with assault or battery; and aggravated battery with a deadly weapon. Ms. Smith did not appear on September 24, 2012, the day that a trial was scheduled in case number 12-CF-5210 and perhaps in case number 12-CF-5263.
*653The State dropped the charges in both cases. It immediately initiated contempt proceedings against Ms. Smith, apparently by making an oral motion for an order to show cause. The appellate record reveals only limited information about how the State presented its motion. A transcript of the proceeding or proceedings at which the State made its oral motion and presented its argument for the issuance of an order to show cause was not included in the appellate record. It appears that the State did not file a written motion, an affidavit, or any sort of verified pleading in support of or requesting the issuance of an order to show cause. Several days after the scheduled trial, the trial court issued a single order to show cause directed to Ms. Smith. That order is styled as “State of Florida [v. Brown],” case numbers 2012-CF-5210 and 2012-CF-5263. Significantly, the order to show cause makes no reference to “contempt.” The body of the order states, in pertinent part:
THIS CAUSE coming on for approval of the Court, and the Court being advised by The State of Florida that the State’s Witness, Tjada Theresa Smith, was served with a subpoena on August 2nd, 2012 for Jury Trial the week of September 24th, 2012 by CSA # 3455. On the referenced subpoena date; September 24th, the witness failed to appear before this court for jury trial it is
ORDERED AND ADJUDGED that the said Tjada Theresa Smith, is to appear ... and show cause why she failed to appear.
A hearing on the order to show cause was held on November 1, 2012. Ms. Smith attended this hearing with her attorney. No evidence was introduced and no testimony was presented by either the State or Ms. Smith during the portion of the hearing concerning Ms. Smith’s failure to appear. Ms. Smith’s attorney argued that Ms. Smith was not served with the subpoena and thus she did not willfully and knowingly fail to appear. The trial court indicated that the return of service was part of the court file1 and concluded that the defense was not legally sufficient. It orally found that Ms. Smith “failed to appear as noticed on the date and time in question which appeared to be September 24, 2012 at 8:00 for a jury trial [in] the cause [Brown,1 case number 12-5210.” Based on the foregoing finding, the court determined “[t]hat as a consequence she is in contempt of court.” The trial court did not mention case number 12-CF-5263 in its oral finding, despite the fact that the prosecutor had listed the three counts in that case when asked by the trial court to describe the nature of the underlying charges.2
After the trial court determined that Ms. Smith was in contempt of court, the State requested that the court impose *654some period of jail time. The court then heard Ms. Smith’s testimony with respect to mitigation and the sanctions to be imposed. It delayed sentencing to give Ms. Smith an opportunity to make arrangements for the care of her young children.
A sentencing hearing was held on November 14, 2012. At that hearing the prosecutor requested that Ms. Smith be sentenced to either a few days in jail or a short term of probation. The trial court orally pronounced that Ms. Smith was to be sentenced to sixty days’ probation and that during her probation she was to complete a domestic violence course.
On the same day as the sentencing hearing, the trial court rendered a written “Judgment and Sentence” in case number 12-CF-016434 and a separate written “Judgment and Sentence” in case number 12-CF-016436, which were not the same case numbers as the case numbers for the underlying criminal charges against Mr. Brown. Apparently,' the clerk of the trial court had created new court files with new case numbers for the purpose of the contempt proceedings, but the parties in this appeal have not explained, and the record does not reveal, the correlation of the new case numbers to the case numbers for the underlying charges against Mr. Brown. While both of these judgments listed the charges against Ms. Smith as “contempt of court,” they did not indicate whether the trial court adjudicated Ms. Smith guilty or whether it withheld adjudication. Additionally, neither judgment contained “a recital of the facts constituting the contempt of which the defendant [had] been found and adjudicated guilty.” Fla. R. Crim. P. 3.840(f).3 After Ms. Smith’s notices of appeal were filed in each of these cases, the trial court rendered a separate single order of probation that adjudicated her guilty of “contempt of court” in the two separate cases.
The trial court never identified the type of contempt for which Ms. Smith was adjudicated guilty. However, in this district when a subpoenaed witness is not tardy, but actually does not appear at a court proceeding, any effort to bring the missing witness into court to establish that her nonappearance was an act of willful contempt must be addressed under the rules applicable to indirect criminal contempt. See Kelley v. Rice, 800 So.2d 247, 253 (Fla. 2d DCA 2001).4 This is true because the witness is not present in the courtroom to allow for a summary proceeding and the acts that may or may not *655make the nonappearance a willful contempt necessarily occurred outside the courtroom.
The State concedes that because the record does not reflect the reason Ms. Smith was found in contempt in one of the two cases, the “order” in the “second” case must be vacated. Unfortunately, on this record, it is not entirely clear which case number should be considered the “second” case. One difficulty in making this determination arises from the shift in case numbers. Another difficulty arises from the confusion in the record regarding which of Mr. Brown’s cases was set for a trial and required Ms. Smith’s testimony as the victim.
Without regard to the error that the State concedes, it is clear to us that the contempt proceedings were fundamentally flawed from the moment of their initiation by the State. Fundamental error occurred at that early stage of the proceeding with the issuance of a legally deficient order to show cause. See Mix v. State, 827 So.2d 397, 399 (Fla. 2d DCA 2002). Rule 3.840 governs the prosecution of indirect criminal contempt proceedings. With respect to orders to show cause, it provides:
A criminal contempt, except as provided in rule 3.830 concerning direct con-tempts, shall be prosecuted in the following manner:
(a) Order to Show Cause. The judge, on the judge’s own motion or on affidavit of any person having knowledge of the facts, may issue and sign an order directed to the defendant, stating the essential facts constituting the criminal contempt charged and requiring the defendant to appear before the court to show cause why the defendant should not be held in contempt of court. The order shall specify the time and place of the hearing, with a reasonable time allowed for preparation of the defense after service of the order on the defendant.
Fla. R. Crim. P. 3.840(a).
Here, it is arguable that the order stated the essential facts constituting the criminal contempt charged, but it did not direct Ms. Smith that she was to show cause why she “should not be held in contempt of court” and nothing on the face of the order indicated that she was being charged with criminal contempt of court. Without regard to these deficiencies, predicating the finding of contempt on the State’s unsworn motion for an order to show cause amounted to fundamental error in this case. See Proctor v. State, 764 So.2d 752, 753 (Fla. 2d DCA 2000). We reach this conclusion because the criminal contempt proceeding was initiated by the State, rather than by the judge, and the essential facts were not supported by an affidavit, as required by rule 3.840(a), or a suitable alternative to support the order to show cause, such as a verified pleading. See Starchk v. Wittenberg, 411 So.2d 1000, 1001 (Fla. 5th DCA 1982) (holding that an unverified pleading was insufficient to support the request for an order to show cause, but observing that “[sjince a prosecuting attorney is allowed to verify an information on sworn facts given him by a person with personal knowledge, such verification has been held sufficient when the prosecuting attorney is charging a criminal contempt of court”). Based on this fundamental error, we reverse Ms. Smith’s adjudications of guilt for contempt of court and her sentences on those adjudications in both cases. Our reversal is without prejudice to the initiation of new proceedings *656that conform with rule 3.840.5 See Mix, 827 So.2d at 399.
Reversed and remanded.
KELLY and LaROSE, JJ., Concur.
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Bret Mayo v. Kerry Mayo O/ B/ O Natalie Gracyn Mayo and Madeline Olivia Mayo, 260 So. 3d 497 (Fla. 2d DCA 2018)…. 2d 259, 260 (Fla. 2d DCA 1992) (holding that show cause order was sufficient because it incorporated and attached the former wife's sworn petition). Nor did the order put Mayo on notice that he was facing criminal contempt. See Smith v. State, 144 So. 3d 651, 655 (Fla. 2d DCA 2014); Bray, 574 So. 2d at 1116; Wendel v. Wendel, 958 So. 2d 1039, 1040 (Fla. 1st DCA 2007). The contempt proceedings were fundamentally flawed from the start, and as such reversal is required due to these deficiencies even in…
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Authorities Cited (11 total)
- Gidden v. State, 613 So. 2d 457 (Fla. 1993)
- Telisia Shaonte Kelley v. Rice, 800 So. 2d 247 (Fla. 2d DCA 2001)
- Starchk v. Wittenberg, 411 So. 2d 1000 (Fla. 5th DCA 1982)
- Porter v. Volie A. Williams, Jr., 392 So. 2d 59 (Fla. 5th DCA 1981)
- MIX v. State, 827 So. 2d 397 (Fla. 2d DCA 2002)
- Speer v. State, 742 So. 2d 373 (Fla. 1st DCA 1999)
- James v. State, 385 So. 2d 1145 (Fla. 3d DCA 1980)
- Proctor v. State, 764 So. 2d 752 (Fla. 2d DCA 2000)
- Sramek v. State, 946 So. 2d 1235 (Fla. 2d DCA 2007)
- Martinez v. State, 799 So. 2d 313 (Fla. 2d DCA 2001)