JERALD ANTHONY TUBBS, APPELLANT,
v.
STATE OF FLORIDA, APPELLEE
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Jerald Tubbs appeals the denial of his motion to withdraw a guilty plea, arguing the plea was involuntary because the trial court conditioned acceptance of the negotiated plea on his waiver of appellate rights. The appellate court reversed, holding that Tubbs stated a facially sufficient claim not conclusively refuted by the record and is entitled to an evidentiary hearing.
Yes. The trial court erred in summarily denying the motion without a hearing because Tubbs filed a facially sufficient motion that is not conclusively refuted by the record. A motion to withdraw a plea can only be denied without a hearing if conclusively refuted by the record, and here the unrecorded sidebar and the changed plea terms support Tubbs' allegations of coercion.
[1] A defendant seeking to withdraw a plea after sentencing must demonstrate a manifest injustice.
[2] A plea may be deemed involuntary if a trial judge implies that a harsher sentence will be imposed if the defendant rejects a negotiated plea or exercises a right to appea…
Previewing 2 of 5 headnotes on this case. FLexlaw’s editorially structured points of law — every proposition, pinpointed — are reserved for members.
Join FLexlaw to unlock all legal intelligence“To avoid the potential for coercion, a judge must neither state nor imply alternative sentencing possibilities which hinge upon future procedural choices, such as the exercise of a defendant's right to trial.”
Establishes the governing legal standard prohibiting judges from conditioning sentences on procedural choices like waiving appellate rights.
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Join FLexlaw to unlock all legal intelligenceTubbs was charged with firearm possession by a convicted felon, cocaine possession, and cannabis possession, facing up to 30 years imprisonment. He ne…
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Jerald Anthony Tubbs appeals from the summary denial of his motion to withdraw plea, pursuant to Florida Rule of Criminal Procedure 3.170(Z). We agree with 'Mr. Tubbs that he is entitled to an evidentiary hearing on the motion because it is facially sufficient and is not conclusively refuted by the record.
I.
Mr. Tubbs was charged with possession of a firearm by a convicted felon, possession of cocaine, and possession of less than 20 grams cannabis. Because of his prior record he faced a lengthy prison sentence of up to 30 years. After an unsuccessful motion to suppress, Mr. Tubbs entered into a plea agreement with the State. The plea agreement called for a 13-year prison sentence, with a 10-year mandatory minimum. And the agreement allowed Mr. Tubbs to appeal the denial of his motion to suppress.
After almost completing the process of accepting the plea, the trial court abruptly stated that it would not accept the agreement. Following a bench conference that wasn’t transcribed, Mr. Tubbs tendered and the court accepted a revised plea agreement that eliminated Mr. Tubbs’ right to appeal the denial of his motion to suppress.
Mr. Tubbs subsequently filed a timely motion to withdraw his plea pursuant to Florida Rule of ' Criminal Procedure 3.170(Z ), alleging that his plea was involuntary. Mr. Tubbs’ motion alleged that during the side-bar the court informed the parties that it would not accept the agreed-upon negotiated plea and sentence due solely to the reservation of the right to *1258appeal. His motion further alleged that the court, conditioned its acceptance of a plea on whether Mr. Tubbs (1) waived his right to appeal, or (2) pled open to the court, retaining his right to appeal, upon which the court would sentence him to more than the agreed upon 13 years, but less than 80 years. A successor trial judge summarily denied the motion to withdraw plea. The court found that the motion was conclusively refuted by the plea colloquy, in which the judge advised Mr. Tubbs that by entering his plea, he was forfeiting certain constitutional rights. Mr. Tubbs testified that he understood and still wished to enter his plea.
II.
Pursuant to Florida Rule of Criminal Procedure 3.170(0, a defendant seeking to withdraw a plea after sentencing must show a manifest injustice requiring correction. Flemming v. State, 204 So.3d 950, 951 (Fla. 1st DCA 2016). “Examples of situations where withdrawal is necessary to correct a manifest injustice include cases where the defendant proves that he received ineffective assistance of counsel or where the defendant’s plea was involuntary.” Nelfrard v. State, 34 So.3d 221, 222 (Fla. 4th DCA 2010) (citing Williams v. State, 316 So.2d 267, 274 (Fla. 1975)). When engaging in plea discussions with a defendant, “[t]o avoid the potential for coercion, a judge must neither state nor imply alternative sentencing possibilities which hinge upon future procedural choices, such as the exercise of a defendant’s right to trial.” State v. Warner, 762 So.2d 507, 514 (Fla. 2000). Thus, pleas have been found involuntary under rule 3.170(l) when the trial judge indicates that a harsher sentence would be given if the defendant opts against a negotiated plea and wishes to pursue a motion to suppress. Opas v. State, 868 So.2d 598 (Fla. 5th DCA 2004). See also Taylor v. State, 870 So.2d 72, 73 (Fla. 2d DCA 2003) (“[T]he trial court’s statements strongly implied that Taylor would receive a harsher sentence if he did not accept the plea at that time.”). Cf. Fudge v. State, 45 So.3d 982 (Fla. 3d DCA 2010) (finding a sentence vindictive where it was increased because the defendant refused to waive his right to appeal); Correa v. State, 892 So.2d 1067 (Fla. 2d DCA 2004) (same).
When a trial court' rules on a motion to withdraw plea it may only deny a legally sufficient motion without a hearing if the motion is conclusively refuted by the record. See, e.g., Jones v. State, 885 So.2d 449, 452 (Fla. 1st DCA 2004). “Because the defendant bears the burden of proof, when a defendant files a facially sufficient motion to withdraw a plea, the trial court must either afford the defendant an evidentiary hearing or accept the defendant’s allegations in the motion as true except to the extent that they are conclusively refuted by the record.” Sheppard v. State, 17 So.3d 275, 283 (Fla. 2009) (quoting Iaconetti v. State, 869 So.2d 695, 699 (Fla. 2d DCA 2004)). “When determining ‘whether an allegation is conclusively refuted by the record, [a trial court] may rely on the sworn testimony the defendant has given in the plea colloquy. Any allegations that contradict those-answers should not be entertained.’ ” Johnson v. State, 22 So.3d 840, 844 (Fla. 1st DCA 2009) (citation omitted).
Here, Mr. Tubbs filed a facially sufficient motion alleging that his plea was involuntary because of the trial court’s unrecorded side-bar statements indicating that Mr. Tubbs would receive a more severe sentence if he did not take a negotiated plea and waive his right to appeal. See Fudge v. State, 45 So.3d at 983 (noting that a defendant’s refusal to waive his appellate rights is not a valid basis for imposing a harsher sentence).. The record doesn’t conclusively refute Mr. Tubbs’ allegations. It *1259only shows that the trial court held an unrecorded side-bar right after stating that it couldn’t accept a plea deal previously agreed to by the State and Mr. Tubbs. Immediately after the unrecorded sidebar, the court accepted a new plea agreement that was identical to what had been agreed to before, except that Mr. Tubbs waived his right to appeal. In addition, the standard plea colloquy questions from the trial judge regarding the voluntariness of the plea asked after the side-bar—“Has anybody threatened you or coerced you or promised you anything to get you to do this?”—do not conclusively refute Mr. Tubbs’ coercion allegations. See, e.g., Voshell v. State, 187 So.3d 370, 371 (Fla. 1st DCA 2016) (“The attached plea colloquy transcript indicates the trial court conducted only a general inquiry into whether ‘anybody’ had ‘threatened, coerced, intimidated’ or ‘promised’ Appellant ‘anything])]’ This questioning does not conclusively refute his assertions.”).
III.
Accordingly, we reverse the denial of the motion to withdraw plea and remand with directions to hold an evidentiary hearing. Because of this disposition, we do not reach the merits of Mr. Tubbs’ motion to suppress argument.
WOLF, OSTERHAUS, and KELSEY, JJ„ CONCUR.
Cases With Similar Vibessemantic neighbors from the corpus
Citator
Cited By
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Heath L. Kramer v. State (Fla. 1st DCA 2021)…t he advised Kramer against withdrawing the plea because he thought the State would seek a harsher sentence after trial. Counsel also believed that a motion to withdraw the plea as involuntary would have been frivolous. We agree. See Tubbs v. State, 229 So. 3d 1256, 1258 (Fla. 1st DCA 2017). The record shows that the trial court conducted a plea colloquy that substantially complied with the requirements of Florida Rule of Criminal Procedure 3.172(c). The court informed Kramer of the maximum sentence for each…
Authorities Cited (13 total)
- Williams v. State, 316 So. 2d 267 (Fla. 1975)
- State v. Warner, 762 So. 2d 507 (Fla. 2000)
- Sheppard v. State, 17 So. 3d 275 (Fla. 2009)
- Nelfrard v. State, 34 So. 3d 221 (Fla. 4th DCA 2010)
- Iaconetti v. State, 869 So. 2d 695 (Fla. 2d DCA 2004)
- Johnson v. State, 22 So. 3d 840 (Fla. 1st DCA 2009)
- Taylor v. State, 870 So. 2d 72 (Fla. 2d DCA 2003)
- Correa v. State, 892 So. 2d 1067 (Fla. 2d DCA 2004)
- Flemming v. State, 204 So. 3d 950 (Fla. 1st DCA 2016)
- Weston Opas v. State, 868 So. 2d 598 (Fla. 5th DCA 2004)