THE STATE OF FLORIDA, APPELLANT,
v.
RICHARD BERNARD, APPELLEE
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Florida appealed a trial court's dismissal of a second heroin charge based on former jeopardy. The court held that in non-jury trials, jeopardy attaches when the court begins hearing evidence, not when witnesses are sworn, and that a nolle prosequi entered before jeopardy attaches does not bar reprosecution.
In a non-jury trial, jeopardy attaches when the court begins to hear evidence, not merely when witnesses are sworn. Because the state entered a nolle prosequi before any evidence was presented and before the trial judge's not guilty finding, jeopardy had not attached, and the nolle prosequi did not bar subsequent prosecution under the double jeopardy prohibition.
[1] In a non-jury trial, jeopardy attaches when the court begins to hear evidence.
[2] A nolle prosequi or dismissal entered before jeopardy attaches does not prevent further prosecution of the offense.
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Join FLexlaw to unlock all legal intelligence“in a non-jury trial, jeopardy commences at a point where the presentation of proof begins, that is, when the court begins to hear evidence”
Establishes the controlling rule for when jeopardy attaches in bench trials
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Join FLexlaw to unlock all legal intelligenceOn May 6, 1969, Richard Bernard was charged with unlawful sale and possession of heroin. On May 14, 1970, the case was ready for trial in a non-jury p…
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This is an appeal by the state from an order of the Criminal Court of Record of . Dade County, Florida, dismissing an information on the ground of former jeopardy. The appellee has cross assigned as error the granting of the motion for continuance.
It appears that on May 6, 1969, the defendant, Richard Bernard was charged with unlawful sale of heroin and the unlawful possession of heroin. He entered a plea of not guilty and waived trial by jury. On May 14, 1970, the case appeared on the trial calendar ready for trial. All the witnesses were sworn and the witness rule was invoked. Thereupon the trial judge indicated he was ready to proceed to take testimony and resolve the issues in the non-jury trial. After the witnesses were sworn the court granted the defendant’s motion to exclude the testimony on the ground that the state had not complied with the discovery provisions of the Florida Rules of Criminal Procedure. The state then announced a nolle prosequi over defendant’s objection. Thereafter the court upon motion of the defense found the defendant not guilty.
On May 20, the state filed a second information charging the defendant with the same offenses.
The defendant moved to dismiss the latter information on the ground of former jeopardy. The trial judge granted defendant’s motion and dismissed the cause.
The state seeks reversal of the trial court’s order of dismissal and argues that the court erred in ruling that the defendant was entitled to dismissal of his case on the ground of former jeopardy. It is the state’s contention that jeopardy had not attached because no evidence had been heard. The defendant takes the position that jeopardy in a non-jury trial attached upon the swearing of the witnesses.
In jury trials, it is well settled that a person is in legal jeopardy when he is put on trial before a competent court on a sufficient indictment or information and a jury has been impaneled and sworn. Allen v. State (1906), 52 Fla. 1, 41 So. 593, 120 Am.St.Rep. 188, 10 Ann.Cas. 1085.
The sole question for our determination is: When does jeopardy attach in a non-jury trial P We have found no Florida decision on the point. However, it is our view and we so hold that in a non-jury trial, jeopardy commences at a point where the presentation of proof begins, that is, when the court begins to hear evidence. This is in accordance with the current majority American rule, although the rule is stated with some variation. Clawans v. Rives, 70 App.D.C. 107, 104 F.2d 240, 242, 122 A.L.R. 1436 (1939); 22 C.J.S. Criminal Law § 241, p. 636 et seq.; 21 Am.Jur. 2d, Criminal Law, § 175, p. 236.
The due process clause of the Fourteenth Amendment does not prevent a state from forcing a defendant to submit to a second trial where, during the first trial, the court, at the request and for the convenience of the prosecutor and over the objection of the defendant, declared a mistrial and continued the cause. Brock v. North Carolina (1953), 344 U.S. 424, 73 S.Ct. 349, 97 L.Ed. 456, overruled in part by Benton v. Maryland (1969), 395 U.S. 784, 794, 89 S.Ct. 2056, 23 L.Ed.2d 707.
A nolle prosequi, or a dismissal, before jeopardy attaches, does not operate as an acquittal or prevent further prosecution of the offense under the prohibition against former jeopardy, Bassing v. Cady (1908), 208 U.S. 386, 391-392, 28 S.Ct. 392, 52 L.Ed. 540, 13 Ann.Cas. 905. See also Mead v. State, Fla.App. 1959, 110 So.2d 504.
The action of the state attorney terminated the pending case before the trial judge announced that he was finding the defendant not guilty. Wilson v. Renfroe, Fla.1956, 91 So.2d 857, 859, affirming 9 Fla.Supp. 146 (Cir.Ct., Leon County, 1956); 1958-1959 Op.Att’y Gen. 699 (No. 058-0169; 1958); cf. Balkis v. Speleos, Fla.App.1965, 173 So.2d 735. Therefore, the not guilty finding by the court is of no force and effect.
*40We find the defendant’s cross-assignment of error to be without merit.
For the reasons stated, the order appealed by the state is reversed.
Reversed.
(dissenting).
It is my view that jeopardy attaches in a trial of a criminal cause without jury when the trial starts. It seems artificial and without basis in reason to hold that the trial is only begun when the court hears testimony. When the court calls the case for trial and no preliminary motion is granted then the trial has started. A subsequent refusal of the State to proceed is at the State’s peril.
The majority cites several cases that hold that jeopardy does not attach until the court begins to hear the evidence. In the case sub judice they make the common mistake of confusing the taking of testimony with that of evidence. Crosby v. State, 90 Fla. 381, 106 So. 741, 747 (1925); In re Fisher’s Estate, 47 Idaho 668, 279 P. 291 (1929); Mick v. Mart, 65 A. 851 (N.J. 1907); Commonwealth ex rel. Hendrickson v. Myers, 393 P. 224, 144 A.2d 367, 370 (1958); 13 Fla.Jur. Evidence § 3 (1957). Applying the correction definition to the majority’s reasoning we come to the conclusion that when the first witness is sworn, regardless of whether testimony has or has not been taken, eo instanti the trial judge begins to take note of the evidence and jeopardy attaches.
In the instant case, the cause was called for trial and it was only after evidence was offered and objection sustained that the State attempted to enter a nolle prose-qui. The refusal of the State to proceed was a unilateral announcement and terminated the trial. The trial judge correctly held that the subsequent prosecution was barred.
I would affirm.
PEARSON, Judge
(dissenting).
It is my view that jeopardy attaches in a trial of a criminal cause without jury when the trial starts. It seems artificial and without basis in reason to hold that the trial is only begun when the court hears testimony. When the court calls the case for trial and no preliminary motion is granted then the trial has started. A subsequent refusal of the State to proceed is at the State’s peril.
The majority cites several cases that hold that jeopardy does not attach until the court begins to hear the evidence. In the case sub judice they make the common mistake of confusing the taking of testimony with that of evidence. Crosby v. State, 90 Fla. 381, 106 So. 741, 747 (1925); In re Fisher’s Estate, 47 Idaho 668, 279 P. 291 (1929); Mick v. Mart, 65 A. 851 (N.J. 1907); Commonwealth ex rel. Hendrickson v. Myers, 393 P. 224, 144 A. 2d 367, 370 (1958); 13 Fla.Jur. Evidence § 3 (1957). Applying the correction definition to the majority’s reasoning we come to the conclusion that when the first witness is sworn, regardless of whether testimony has or has not been taken, eo instanti the trial judge begins to take note of the evidence and jeopardy attaches.
In the instant case, the cause was called for trial and it was only after evidence was offered and objection sustained that the State attempted to enter a nolle prose-qui. The refusal of the State to proceed was a unilateral announcement and terminated the trial. The trial judge correctly held that the subsequent prosecution was barred.
I would affirm.
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Previewing 3 of 7 citing cases — full citator treatment, depth of discussion, and citing context are member features.
Join FLexlaw to unlock all legal intelligenceAuthorities Cited (11 total)
- Benton v. Maryland, 395 U.S. 784 (U.S. 1969)
- Brock v. North Carolina, 344 U.S. 424 (U.S. 1953)
- Crosby v. State, 90 Fla. 381 (Fla. 1925)
- Bassing v. Cady, 208 U.S. 386 (U.S. 1908)
- Allen v. State, 52 Fla. 1 (Fla. 1906)
- F. K. G. Co., Inc. v. Keys Bottled GAS Co., 91 So. 2d 857 (Fla. 1957)
- Wilson v. Renfroe, 91 So. 2d 857 (Fla. 1956)
- Clawans v. Rives, 104 F.2d 240 (D.C. Cir. 1939)
- The Honorable Thomas N. Balikes v. Speleos, 173 So. 2d 735 (Fla. 3d DCA 1965)
- Mead v. State, 110 So. 2d 504 (Fla. 2d DCA 1959)