DANIELS
v.
RAILROAD COMPANY
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The Supreme Court dismissed Daniels v. Railroad Company for lack of jurisdiction, holding that the certified questions presented were improper for review under the certificate of division procedure because they required the Court to resolve disputed facts and effectively transfer the entire case rather than address only a discrete legal point. The Court established that certificates of division could only raise pure questions of law arising during the progress of a cause, and could not involve factual determinations about witness credibility or the characterization of facts that properly belonged to a jury.
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Mr. Justice SWAYNE delivered the opinion of the court.
This case is brought before us by a certificate that the opinions of the judges of the Circuit Court below were opposed upon the points set forth; the proceeding having been taken under the sixth section of the act of the 29th of April, 1802.
To come properly before us, the case must be within the appellate jurisdiction of this court. In order to create such jurisdiction in any case, two things must concur: the Constitution must give the capacity to take it, and an act of Congress must supply the requisite authority.*
The original jurisdiction of this court, and its power to receive appellate jurisdiction, are created and defined by the Constitution; and the legislative department of the government can enlarge neither one nor the other. But it is for Congress to determine how far, within the limits of the capacity of this court to take, appellate jurisdiction shall be given, and when conferred, it can be exercised only to the extent and in the manner prescribed by law. In these respects it is wholly the creature of legislation. †
The section referred to of the act of 1802 mentions several particulars, all of which must appear in the certificate. They are jurisdictional, and a defect as to either is fatal.
The one which has most frequently been the subject of discussion, and which it is necessary to consider in this case, is “ the point upon which the disagreement of the judges” occurs.
It must be a question of law, and not of fact.‡
It must arise in the progress of the cause, and not incidentally, or in relation to a collateral matter, after the rendition of the judgment or decree. Where the question certified was as to the amount of the bond to be given upon the allowance of a writ of error, and where it was as to the retaxation of costs after the principal of the judgment had been collected, this court held that it could not take jurisdiction.§ It cannot arise upon a motion for a new trial, the decision resting in the discretion of the court, and not being subject to exception.*
It may arise upon a special verdict, or a motion in arrest of judgment.†
The question, whether a demurrer shall be sustained ? is not sufficiently definite. The precise legal point involved, upon which the judges were divided in opinion, should be stated. The court is not bound to look beyond the certificate to ascertain the point.‡
Nothing which may be decided according to the discretion of the court can be made the subject of examination here in this way.§
But if in connection with the discretion which the court below is asked to exercise, questions are presented which involve the right of the matter in controversy, this court will entertain them.ǁ
Except under peculiar circumstances, this court will not take cognizance of a question certified upon a division proformd. ¶
The determination of the questions certified does not. affect the right to bring up the whole case, by a writ of error or appeal, after it is terminated in the court below.** When-a certificate of .division is brought into this court, only the points certified are before us. The cause remains in the Circuit Court, and may be proceeded in by that court according to its discretion.††
"Where the question certified was, whether a letter written by a cashier without the knowledge of the directors was binding on the bank, this court declined to answer, because the solution of the question depended in part upon facts not stated in the certificate.*
The whole case cannot be transferred to this court. Chief Justice Marshall says:† “ A construction which would authorize such transfer, would counteract the policy which forbids writs of error or appeal until the judgment or decree be final. If an interlocutory judgment or decree could be brought into this court, the same case might again be brought up after a final decision; and all the delays and expense incident to a repeated revision of the same cause be incurred. So if the whole cause, instead of an insulated point, could be adjourned, the judgment or decree which would be finally given by the Circuit Court might be brought up by writ of error or appeal, and the whole subject be re-examined. Congress did not intend to expose suitors to this inconvenience; and the language of the provision does not, we think, admit of this construction. A division on a point, in the progress of a cause, on which the judges may be divided in opinion, not the whole cause, is to be certified to this court.”
Where it appears the whole case has been divided into points — some of which may never arise, if those which precede them in the certificate are decided in a particular way— the case will be dismissed for want of jurisdiction.‡
The questions must be separate and distinct, and each one must be particularly stated with reference to that part of the case upon which it arose. They must not be “ such as involve or imply conclusions or judgment by the judges upon the weight or effect of the testimony or facts adduced in the cause. ”§
The question must not be general nor abstract, nor a mixed one of law and fact. If it be either, this court cannot take jurisdiction.ǁ [See infra, p. 294, Havemeyer v. Iowa County, 2.—Rep.]
In the case before us the questions certified are, “ whether, in point of law, upon the facts as stated and proved, the action could be maintained; and whether, consequently, the jury should be instructed that, under the facts as proved, the plaintiff could not recover ?”
Upon looking into the record, we find a body of facts stated as having been proved, and the testimony of numerous witnesses set forth at length, as respectively given. The entire case is brought before us, as if we were called upon to discharge the twofold functions of a court and jury. At the threshold arises an important question of fact, not without difficulty. It is, whether the plaintiff is to be regarded as a passenger, or a servant of the defendant, at the time he received, upon the locomotive, the injury for which he sues? Upon the determination of this question depend the legal principles to be applied. They must be very different, as the solution may be one way or the other. The Constitution wisely places the trial of such questions within the province of a jury, and it cannot be taken from them without the consent of both parties. Here, such consent is given; but it is ineffectual to clothe us with a power not conferred by law. In the light of the authorities to which we have referred, it is sufficient to add that the questions certified are not such that we can consider them.
According to the settled practice, the case will, therefore, be dismissed for want of jurisdiction, and remanded -to the Circuit Court, with an order to proceed in it according to law.
Dismissed, and order accordingly.
* Marbury v. Madison, 1 Cranch, 137; Sheldon v. Sill, 8 Howard, 448.
† Durousseau v. United States, 6 Cranch, 314; United States v. Moore, 3 Id. 159; Barry v. Mercein, 5 Howard, 119.
‡ Dennistoun v. Stewart, 18 Id. 565.
§ Devereaux v. Marr, 12 Wheaton, 213; Bank United States v. Green, 6 Peters, 26.
* United States v. Daniel, 6 Wheaton, 545.
† Somerville Executors v. Hamilton, 4 Id. 230; United States v. Kelly, 11 Id. 417.
‡ United States v. Briggs, 5 Howard, 208.
§ Davis v. Braden, 10 Peters, 288.
ǁ United States v. The City of Chicago, 7 Howard, 185.
¶ Webster a. Howard, 1 Id. 54; United States v. Stone, 14 Peters, 524.
** Ogle v. Lee, 2 Cranch, 33; United States v. Bailey, 9 Peters, 273.
†† Kennedy et al. v. The Bank of the State of Georgia, 8 Howard, 610.
* United States v. The City Bank of Columbus, 19 Howard, 384.
† United States v. Bailey, 9 Peters, 278.
‡ Nesmith et al. v. Sheldon et al. 6 Id. 41.
§ Dennistoun v Stewart, Id. 18, 565.
ǁ Ogilvie et al. v. The Knox Insurance Company, Id. 577
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United States v. Waddell & Others, 112 U.S. 76 (U.S. 1884)…ture for any possible objection to the information, without pointing to any distinct proposition of law on Avhich the judges divided. De Wolf v. Usher, 3 Pet. 269; Sadler v. Hoover, 7 How. 646 ; Wilson v. Barnum, 8 How. 258; Daniels v. Railroad Co., 3 Wall. 250; Havemeyer v. Iowa County, 3 Wall. 294; Ward v. Chamberlain, 2 Black, 430. If we look beyond the certificate of the judges to the demurrer itself, Ave find no ground of demurrer assigned Avhich raises any other question than the two we have discuss…
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Join FLexlaw to unlock all legal intelligenceAuthorities Cited
- Marbury v. Madison, 1 Cranch 137 (U.S. 1803)
- Ogden, 12 Wheat. 213 (U.S. 1827)
- The United States v. Stone, 14 Pet. 524 (U.S. 1840)
- Ogle v. Lee, 2 Cranch 33 (U.S. 1804)
- Bank of the United States v. William Green and others, 6 Pet. 26 (U.S. 1832)