SAMUEL F. SPARKS, PETITIONER,
v.
STATE OF FLORIDA, RESPONDENT

Fla. | 1973-02-07
No. 42039
ROBERTS, Acting C. J., and BOYD, McCAIN and DEKLE, JJ., concur.
273 So. 2d 74 Florida Supreme Court (1973) Negative Treatment
Cited by 42 cases

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Holding

An indictment or information alleging an offense "on or about" a date is not fatally vague unless time is material to the crime or the accused is prejudiced.


Headnotes

[1] An indictment or information alleging the commission of an offense "on or about" a stated date is not fatally vague unless time is material to the crime or the accused is…

[2] The common law rule requiring a definite date in an indictment or information is discarded when the reason for the rule has ceased to exist.

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Facts & Procedural History

Petitioner was convicted of violating state securities laws, with the information alleging the offense occurred "on or about" a specific date. He chal…

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Opinion of the Court
ADKINS, Justice.

ADKINS, Justice.

By petition for writ of certiorari, we have for review a decision of the District Court of Appeal, Fourth District (Sparks v. State, 256 So.2d 537), which allegedly conflicts with several prior decisions of this Court and the other District Courts of the State on the same point of law. Fla.Const., art. V, § 4, F.S.A. We have considered the cases cited for conflict and have determined that we have jurisdiction.

Petitioner, Samuel F. Sparks, was convicted on a charge of violating the State securities laws. The conviction was affirmed on appeal. Sparks challenges the validity of the direct information which charged him with selling the securities in violation of applicable law “on or about the 15th day of May, 1967.” A standard form was used for the information with the words “or about” added. Sparks challenges the use of “or about,” contending that the date of the commission of the crime with which he is charged is not specifically stated.

Florida Rules of Criminal Procedure, Rule 3.140(d)(3), 33 F.S.A., requires that the information state “as definitely as possible” the time of the commission of the crime. This Court has held that “at or about” is not specific enough to satisfy the common law rule requiring a definite date (Morgan v. State, 13 Fla. 671 (1869-1871) Term); Straughter v. State, 83 Fla. 683, 92 So. 569 (1922); Pickeron v. State, 94 Fla. 268, 113 So. 707 (1927); and Skipper v. State, 114 Fla. 312, 153 So. 853 (1934)), and that the allegation of the time of the offense is a matter of substance, and not of form. Dickson v. State, 20 Fla. 800 (1884); Pickeron v. State, supra, and Skipper v. State, supra. The reason for requiring a definite date is to show that the prosecution is not barred by the statute of limitations. Morgan v. State, 51 Fla. 76, 40 So. 828 (1906).

However, it is not necessary to state the exact date of the offense if that date is not known; it is acceptable to state that the commission of the crime occurred within set limits if those limits are specifically stated. Overstreet v. Whiddon, 130 Fla. 231, 177 So. 701 (1937). It is not even essential that the date proved at trial be the date stated in the indictment or information. Hunter v. State, 85 Fla. 91, 95 So. 115 (1923), and Straughter v. State, supra. While the bar against the use of “on or about” continues to be applied within the State (State v. Chapman, 240 So.2d 491 (Fla.App.3d, 1970)), the exceptions have made the ironclad bar meaningless as a protection of the accused, and CrPR, Rule 3.140(d)(3), has erased the common law requirement of a definite date.

The courts of many states have receded from the bar on the use of “on or about” on the basis of statutory construction. State v. Harp, 31 Kan. 496, 3 P. 432 (1884); Rema v. State, 52 Neb. 375, 72 N.W. 474 (1897); State v. McDonald, 16 S.D. 78, 91 N.W. 447 (1902); Brunner v. State, 154 Md. 655, 141 A. 346 (Ct.App.1928); State v. Forler, 38 Wash.2d 39, 227 P.2d 727 (1951); People v. LaMarca, 3 N.Y.2d 452, 165 N.Y.S.2d 753, 144 N.E.2d 420 (Ct.App.1957); and State v. McKeehan, 91 Idaho 808, 430 P.2d 886 (1967).

The courts of many other states have also receded from the old rule, without relying on statutory authority. The courts of Connecticut and Louisiana have chosen to treat the words “or about” as surplusage. Rawson v. State, 19 Conn. 292 (1848), and State v. Alford, 206 La. 100, 18 So.2d 666 (1944). Alabama found the words to be synonymous with “approximately,” and therefore acceptable. Shiflett v. State, 37 Ala.App. 300, 67 So.2d 284 (1953). Arizona and Alaska have relied upon their rules of criminal procedure to discard the common *76law rule. State v. Martin, 2 Ariz.App. 510, 410 P.2d 132 (1966), and Selman v. State, 411 P.2d 217 (Alaska 1966).

However, the common law rule against the use of “on or about” in stating the date of the offense in an indictment or information still applies in some states in those cases where time is material to the crime charged (State v. Lee, 202 Or. 592, 276 P.2d 946 (1954); State v. McDonald, supra; and People v. LaMarca, supra), or where time goes to the essence of the crime. Bell v. State, 217 Ind. 323, 27 N.E. 2d 362 (1940); State v. District Court, 125 Mont. 481, 240 P.2d 854 (1952); State v. Pickles, 46 N.J. 542, 218 A.2d 609 (1966); Brunner v. State, supra; and Rema v. State, supra.

We hold that an indictment or information alleging the commission of an offense “on or about” a stated date is not fatally vague in the absence of a showing that time is material to the crime charged or that the accused is prejudiced by the use of the phrase. Because of the availability of a motion for statement of particulars and our discovery proceedings, defendant is no longer in the position of having to prepare a defense just from the four corners of the indictment or information. The reason for the common law rule having ceased, the rule is discarded and previous holdings based upon the common law rule are overruled.

The writ of certiorari previously issued is discharged.

It is so ordered.

ROBERTS, Acting C. J., and BOYD, McCAIN and DEKLE, JJ., concur.


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Citator

Cited By (21 total)

  • Lightbourne v. State, 438 So. 2d 380 (Fla. 1983)
    …r information state the exact date of the offense if such date is not known. Rather the indictment or information in such cases will be deemed sufficient if it is alleged that the offense occurred within stated specific time limits. Sparks v. State, 273 So. 2d 74 (Fla.1973); State v. Bandi, 338 So. 2d 75 (Fla. 4th DCA 1976), cert. denied, 344 So. 2d 323 (Fla.1977). The statement of particulars given by the state narrowed the time period for the alleged offense to sometime between 5:30 p.m. on January 16, 19…
  • State v. Beamon, 298 So. 2d 376 (Fla. 1974)
    …ton v. Mayo, 153 Fla. 611, 15 So. 2d 327 (1943). The above rules are to be distinguished, however, from an information charging a violation “on or about’’ a named date; this has been expressly held by this Court to be sufficient in Sparks v. State, 273 So. 2d 74 (Fla.1973). We said there: “However, it is not necessary to state the exact date of the offense if that date is not known; it is acceptable to state that the commission of the crime occurred within set limits if those limits are specifically stated…
  • Melvee Tucker v. State, 459 So. 2d 306 (Fla. 1984)
    …ic rule of pleading. Modern discovery procedures have vitiated the danger of prejudice in the preparation of a defense and have led to a relaxation of strict pleading requirements. See, e.g., York v. State, 432 So. 2d 51 (Fla.1983); Sparks v. State, 273 So. 2d 74 (Fla. [*309] 1973). Double jeopardy safeguards are a part of both procedural rules, see, e.g., Florida Rule of Criminal Procedure 3.190(e)(2), and substantive law. Amend. Y, U.S. Const; art. I, § 9, Fla. Const.; Blockburger v. United States. We the…

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