IN RE ESTATE OF V. RICHARD BECHTEL, DECEASED. EVALYN MEARS, APPELLANT,
v.
EVELYNE R. BECHTEL ET AL., APPELLEES
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The appellate court reviewed its prior decision regarding the ownership of bearer bonds in an estate. The court acknowledged errors in its previous reasoning concerning the Dead Man's Statute and the timing of the widow's signature on a safety deposit box lease, but ultimately affirmed its original conclusion that the bonds belonged to the estate.
1. Yes, the widow is bound by the prior order because her participation in the litigation, though in a fiduciary capacity, asserted her personal interest, making her posture tantamount to a personal appearance. 2. Yes, the prior opinion contained errors regarding the Dead Man's Statute waiver and the lease signing date, necessitating a review of the original judgment.
[1] A party who asserts a position favoring their own personal interest and contrary to the interest of an estate, even when appearing in a fiduciary capacity, may be bound b…
[2] The introduction into evidence of a deposition containing a decedent's communications with a witness constitutes a waiver of the Dead Man's Statute.
Previewing 2 of 4 headnotes on this case. FLexlaw’s editorially structured points of law — every proposition, pinpointed — are reserved for members.
Join FLexlaw to unlock all legal intelligence“At the trial, while Mrs. Bechtel (now Mears) was nominally appearing in a fiduciary capacity, she was actually asserting a position favoring her own personal interest and contrary to the interest of the estate. We suggest no impropriety, but simply point out that her posture in the litigation was tantamount to a personal appearance.”
Reasoning for why the widow is bound by the prior order despite not being formally served.
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Join FLexlaw to unlock all legal intelligenceIn a prior appeal, the court held that bearer bonds in a jointly-owned safety deposit box should be included in the decedent's estate. Upon remand, th…
The full statement of facts, procedural history, and disposition for this case are member content.
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GRIMES, Acting Chief Judge.
In the first appearance of this case before our court we reversed the judgment below and held that certain bearer bonds which were located in a jointly-owned safety deposit box on the date of the decedent’s death should be included in the inventory of the assets of the estate. Bechtel v. Estate of Bechtel, 330 So. 2d 217 (Fla.2d DCA 1976). Upon remand the successful appellant filed a petition for production of estate assets pursuant to the opinion of this court which had ruled that “. . . the bonds in question were owned by the decedent. . ” Believing himself to be bound by our prior opinion, the trial judge entered an order directing the widow to deliver physical possession of the. bearer bonds to a newly appointed administrator ad litem.
On appeal the widow first contends that the order is not binding upon her be cause the court never had jurisdiction over her in her individual capacity. Admittedly she was never served by process and, strictly speaking, she was not a party to the previous proceeding. Nevertheless, we hold that she cannot refuse to comply with the court’s order. At the trial, while Mrs. Bechtel (now Mears) was nominally appearing in a fiduciary capacity, she was actually asserting a position favoring her own personal interest and contrary to the interest of the estate. We suggest no impropriety, but simply point out that her posture in the litigation was tantamount to a personal appearance. Cf. First Wis. Nat. Bank of Milwaukee v. Donian, 343 So. 2d 943 (Fla.2d DCA 1977). That the issues were clearly drawn is demonstrated by the following colloquy between the court and her attorney which took place at the trial.
THE COURT: Basically, the issues are whether the bonds belong to Mrs. Bechtel as survivor of the tenancy or whether they go into the intestate estate.
MR. VEGA: That is the only issue I see, your Honor. That is the only issue I see and I can submit the written memorandum.
To say that the widow has not had her day in court on this point is to exalt form over substance.
The widow also contends that we erred in certain particulars with respect to our former opinion. Since this is the same lawsuit over which we have not lost jurisdiction, she contends that we should correct the error pursuant to the rationale of Beverly Beach Properties, Inc. v. Nelson, 68 So. 2d 604 (Fla. 1953). In our prior opinion we held that the court erred in finding that there had been a waiver of the Dead Man’s Statute which would permit the widow to testify concerning a communication with her husband prior to his death. In support of our ruling we correctly stated that the mere fact that the opposing party had taken her deposition could not waive the protection of the statute. The widow now points out that the successful appellant (now the appellee) introduced the widow’s deposition at the trial. We have examined the record and find this to be so. Therefore, we must acknowledge that the judge correctly admitted the testimony in the first place because the introduction into evidence of the deposition which contained the decedent’s communications with the widow would constitute a waiver of the Dead Man’s Statute. Small v. Shure, 94 So. 2d 371 (Fla. 1957); Bordacs v. Kimmel, 139 So. 2d 506 (Fla.3d DCA 1962).
In a similar vein the widow also asserts that our statement in the opinion that she did not sign the safety deposit box lease until after her husband’s death is also erroneous. We have examined the record on this point and find that the evidence is conflicting. Since the trial judge originally ruled for the widow, we should give her the benefit of the doubt and concede that there is evidence in the record to support the conclusion that she signed the safety deposit box lease within a few days after it was opened in the name of her and her husband.
In view of these errors which have been brought to our attention, we have undertaken the obligation to review once again the correctness of the original final judgment. But once again we find it wanting. Given the admissibility of the widow’s testimony concerning her husband’s comments, and acknowledging the fact that she signed the lease shortly after the safety deposit box was opened, the evidence still falls short of meeting the legal requisites for proving a tenancy by the entirety in the bearer bonds. The reasoning set forth in our original opinion continues to be valid, and the cases cited therein remain applicable.
The other points raised by the widow are without merit and need not be discussed.
AFFIRMED.
SCHEB and OTT, JJ., concur.
Cases With Similar Vibessemantic neighbors from the corpus
Citator
Cited By
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Bolin v. State, 642 So. 2d 540 (Fla. 1994)…e the protection of the statute where no part of the deposition was offered in evidence.”); In re Estate of McCoy, 445 So. 2d 680 (Fla. 2d DCA 1984); Harrell v. Florida First National Bank, 354 So. 2d 420 (Fla. 1st DCA 1978); In re Estate of Bechtel 348 So. 2d 927 (Fla. 2d DCA 1977), cert. denied, 360 So. 2d 1247 (Fla.1978); Bordacs v. Kimmel, 139 So. 2d 506 (Fla. 3d DCA 1962). This is the appropriate rule to apply in connection with the spousal privilege. A discovery deposition is designed to elicit what a…
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Polk v. Crittenden, 537 So. 2d 156 (Fla. 5th DCA 1989)…DCA 1968), cert. discharged, 225 So. 2d 510 (Fla.1969). A more difficult question, presented in this case, is the extent of the waiver where a deposition of the barred witness is not only taken, but filed in the proceeding. In re Estate of Bechtel, 348 So. 2d 927 (Fla. 2d DCA 1977), cert. denied, 360 So. 2d 1247 and 360 So. 2d 1249 (Fla.1978), and Boling, the Second District held that a barred proof introduced by way of an affidavit or deposition by the party who has the right to bar the proof, or without ob…
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Winterton v. Roma Kaufmann, 504 So. 2d 439 (Fla. 3d DCA 1987)…irety occurs when there exist five unities: (1) unity of marriage; (2) unity of possession; (3) unity of interest; (4) unity of title; and (5) unity of time. Bechtel v. Estate of Bechtel, 330 So. 2d 217, 219 (Fla. 2d DCA 1976), aff'd [after] remand, 348 So. 2d 927 (Fla. 2d DCA 1977). All five unities are present in this case. This includes the unity of title. Bearer bonds, by their nature, are not titled in the name of one or more persons. The joint funds that Roma and Veit used to purchase the bearer bonds n…
Previewing 3 of 5 citing cases — full citator treatment, depth of discussion, and citing context are member features.
Join FLexlaw to unlock all legal intelligenceAuthorities Cited
- Beverly Beach Props., Inc. v. Nelson, 68 So. 2d 604 (Fla. 1953)
- First Wis. Nat'l Bank of Milwaukee v. Armand S. Donian and Phyllis Donian, 343 So. 2d 943 (Fla. 2d DCA 1977)
- Bordacs v. Kimmel, 139 So. 2d 506 (Fla. 3d DCA 1962)
- Small v. Rose Shure by her Conservator City Nat'l Bank & Tr. Co. of Chicago, 94 So. 2d 371 (Fla. 1957)
- Evelyne R. Bechtel v. Est. of V. Richard Bechtel, 330 So. 2d 217 (Fla. 2d DCA 1976)
- Castillo v. State, 330 So. 2d 217 (Fla. 3d DCA 1976)