RAFAEL DEARCE, PETITIONER,
v.
STATE OF FLORIDA, RESPONDENT

Fla. 1st DCA | 1981-10-29
No. AB-312
ROBERT P. SMITH, Jr., C.J., and McCORD and ERVIN, JJ., concur.
405 So. 2d 283 Florida District Court of Appeal, First District (1981) Negative Treatment
Cited by 25 cases

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Synopsis

A trial court disqualified a criminal defendant's chosen counsel due to potential conflicts of interest arising from the attorney's prior or related representation of prosecution witnesses. The appellate court held that while the trial court must fully inform the defendant of the risks, the defendant has a constitutional right to waive the conflict and proceed with counsel of choice, provided adequate safeguards protect the witnesses' privileged communications.


Holding

A defendant has a constitutional Sixth Amendment right to counsel of his choice and may waive the right to conflict-free counsel, provided the trial court fully informs him of the disabilities and adverse consequences the conflict places on his defense. The disqualification order is reversed with directions to allow the defendant to elect to proceed with his chosen counsel after being fully informed of the consequences, with the trial court imposing safeguards to protect witnesses' privileged communications.


Headnotes

[1] A criminal defendant has a constitutionally protected right to counsel of their choice, which is not unlimited but is afforded some protection by the Sixth Amendment.

[2] A trial court may disqualify defense counsel in a criminal case only after ensuring the defendant fully understands the potential disabilities and adverse consequences of…

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Key Quotes

“In a criminal case, the existence of a conflict of interest is not determinative because the defendant has a constitutionally guaranteed right to counsel of his choice.”

Establishes the fundamental principle that criminal defendants' right to chosen counsel cannot be eliminated merely by conflict of interest

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Facts & Procedural History

DeArce was charged with possession and conspiracy to possess over 2,000 pounds of cannabis along with 19 co-defendants. His counsel, Ms. Dougherty, ha…

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Opinion of the Court
PER CURIAM.

PER CURIAM.

Petitioner/defendant seeks review of an order of the trial court which disqualifies his attorney, Ms. Dougherty, from further representing him in this criminal case. We find that the order violates the essential requirements of law, that there will be no adequate remedy on appeal, and grant certiorari.

Petitioner was charged, along with nineteen co-defendants, with possession of more than 2,000 pounds of cannabis and conspiracy to possess more than 2,000 pounds of cannabis. He was arraigned in December, 1980, with trial scheduled for the end of February, 1981. A week before the scheduled trial, petitioner filed a request for the court to determine whether his counsel had a conflict of interest.

A hearing was held where interested persons could raise any conflict of interest objections they might wish to assert. The State and former co-defendants, Hassing and Gillett, who had cooperated with the State and were going to be state witnesses against petitioner, objected to Dougherty being permitted to represent petitioner. They argued that Dougherty should be disqualified due to the confidential relationship that existed between Dougherty and three State witnesses: Fahrney, Hassing and Gillett.

The alleged conflict with Fahrney is that Dougherty, while with the public defender’s office, represented Fahrney at the hearing where he plead guilty.

As to Hassing, it was alleged that Hass-ing was represented by attorney Corrigan, who was John Barley’s partner when Hass-ing became his client. Dougherty is now in John Barley’s firm.

The alleged conflict with Gillett is more complex. Gillett stated that he was represented by attorney Haggard, who also represented four other co-defendants. Joe Aloi was employed by Haggard to investigate the case. Aloi was also employed at the public defender’s office when Dougherty was there and has been employed by Dougherty in connection with her representation of petitioner. At the hearing, Gillett moved to disqualify Dougherty, alleging that Aloi had gained confidential information from Haggard, which Haggard gained as a result of his attorney-client relationship with Gillett, and that the information was relayed to Dougherty.

The petitioner testified that he was aware of the various possible conflicts and waived any challenges he might have to claim ineffective assistance of counsel based on these conflicts.

The trial court ruled that although petitioner had effectively waived any right to claim ineffective assistance of counsel based on a conflict of interest, petitioner’s counsel would be disqualified from further representation of petitioner. Respondents cite to Sears, Roebuck & Co. v. Stansbury, 374 So. 2d 1051 (Fla. 5th DCA 1979) and Andrews v. Allstate Insurance Co., 366 So. 2d 462 (Fla. 4th DCA 1978) to support the trial court’s action. However, neither of these cases address the issue raised by the case before us. Sears, Roebuck & Co. and Andrews each involved a motion to disqualify made by a party, rather than a potential witness, and both were civil cases, rather than criminal. A conflict of interest claim in a civil dispute is resolved essentially by determining whether there was an attorney-client relationship between the moving party and opposing counsel which involved matters related to the pending suit. If there was such a relationship, the attorney is disqualified. In a criminal case, the existence of a conflict of interest is not determinative because the defendant has a constitutionally guaranteed right to counsel of his choice. In United States v. Armedo-Sarmiento, 524 F. 2d 591 (2nd Cir.1975), a case similar to the one before us, the Government moved to disqualify the law firm retained by the defendants on the grounds that the law firm had in previous criminal cases represented three individuals the Government planned to call as witnesses. Two of the witnesses were unwilling to waive their attorney-client privileges as to confidential communications with the law firm that might be used by defense counsel in cross-examining them. The district court entered an order disqualifying the law firm and the circuit court reversed stating:

We are mindful of the factors on which the court below based its decision, including in particular the witnesses’ interests in preserving the confidentiality of their privileged communications, but the district court did not give sufficient weight to the appellants’ rights. Although the right to an attorney of one’s choosing is not unlimited, the Sixth Amendment does give some protection to a criminal defendant’s selection of retained counsel... . Of course, a defense counsel’s conflict of interests may impair his effectiveness in assisting his client, or in confronting witnesses on behalf of his client. The client, however, may waive his Sixth Amendment rights to effective assistance of counsel and to confrontation of witnesses, just as he may knowingly and intelligently waive any constitutional right.

When it appears that defense counsel has a potential conflict of interest due to the receipt of privileged communications from a state’s witness, it is the trial court’s duty to insure that the defendant fully understands the disabilities the conflict places on his defense and the adverse consequences that may result from such representation. See, e. g., U. S. v. Garcia, 517 F. 2d 272 (5th Cir.1975); In re Taylor, 567 F. 2d 1183 (2nd Cir.1977); U.S. v. Armedo-Sarmiento, supra. However, if the defendant, after being fully informed of the ramifications of his decision, chooses to waive his right to conflict-free counsel, he may do so.

Although we find that the hearing below was sufficient to apprise the petitioner of the nature of the potential conflicts, we do not find that petitioner was sufficiently made aware of the limitations that might be placed on his defense due to those conflicts. Therefore, the trial court order of disqualification is quashed with directions that the defendant be given the opportunity to elect to proceed with his present counsel after being fully informed of the consequences that might result from such representation. Further, if petitioner elects to proceed with his present attorney,

“it is to be understood that the witnesses will be entitled to full protection in preserving the confidentiality of their privileged communications .. . and they may refrain from answering any questions from [defense counsel] which are based on privileged communication. Moreover, the trial judge will, in his conduct of the trial, exert every reasonable effort to prevent inadvertent disclosures of confidential information.” U.S. v. Armedo-Sarmiento at 593.

ROBERT P. SMITH, Jr., C.J., and McCORD and ERVIN, JJ., concur.


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Citator

Cited By (13 total)

  • Endress v. COE, 433 So. 2d 1280 (Fla. 2d DCA 1983)
    …ged during the time counsel served as an assistant state attorney. In Re Advisory Opinion on Professional Ethics No. 361, 77 N.J. 199, 390 A. 2d 118 (1978). Cf., Trautman v. General Motors Corp., 426 So. 2d 1183 (Fla. 5th DCA 1983); DeArce v. State, 405 So. 2d 283 (Fla. 1st DCA 1981); Sears, Roebuck & Co. v. Stansbury, 374 So. 2d 1051 (Fla. 5th DCA 1979). Furthermore, the test to disqualify defense counsel in a criminal proceeding will not always be the same as the test that may disqualify counsel in a civil…
  • …er disqualifying certain counsel from representing the petitioner Beth S., in a suit filed below against the respondents Grant Associates, Inc., et al. We have jurisdiction to entertain this petition. Art. V, § 4(b)(3), Fla. Const.; DeArce v. State, 405 So. 2d 283 (Fla. 1st DCA 1981). The sole basis for counsel’s disqualification below is that the respondents have deposed counsel in the cause and have elicited testimony relating to one count of a five-count complaint filed herein, thereby allegedly making co…
  • Roberts v. State, 573 So. 2d 964 (Fla. 2d DCA 1991)
    …ned a waiver of conflict of interest. The trial court questioned both defendants regarding this waiver and found it to have been voluntary. Although Roberts argues otherwise, we believe this inquiry satisfied the standard set out in DeArce v. State, 405 So. 2d 283 (Fla. 1st DCA 1981), and United States v. Alvarez, 580 F. 2d 1251 (5th Cir.1978). Following this ruling the state moved to sever the two defendants’ trials because of potential violations of Bruton v. United States, 391 U.S. 123, 88 S.Ct. 1620, 20 L…

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