JAMES R. ENDRESS, PETITIONER,
v.
HARRY LEE COE, III, AS JUDGE OF THE CIRCUIT COURT FOR THE THIRTEENTH JUDICIAL CIRCUIT OF FLORIDA, RESPONDENT

Fla. 2d DCA | 1983-06-29
No. 83-1240
GRIMES, A.C.J., and CAMPBELL and SCHOONOVER, JJ., concur.
433 So. 2d 1280 Florida District Court of Appeal, Second District (1983) Caution
Cited by 12 cases

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Synopsis

Petitioner challenges a trial court order disqualifying his attorney Norman Cannella, a former chief assistant state attorney, from representing him on a first-degree murder charge. The appellate court quashes the disqualification order, holding that mere possibility of ethical impropriety or public perception is insufficient to disqualify defense counsel absent actual involvement in the case or advantage gained by the former prosecutor.


Holding

A former assistant state attorney should not be automatically disqualified from acting as defense counsel absent a showing of participation in the investigation, involvement in the case itself, or some advantage gained working to the disadvantage of the state. The mere possibility of ethical impropriety or appearance of impropriety alone is insufficient for disqualification. The trial court must ensure on remand that the defendant fully understands any potential disabilities or adverse consequences of the representation.


Headnotes

[1] A former assistant state attorney should not be automatically disqualified from representing a defendant investigated or charged during their tenure absent a showing of p…

[2] The mere possibility of public perception of ethical impropriety is insufficient, on its own, to disqualify defense counsel in a criminal proceeding.

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Key Quotes

“Absent a showing of participation to any extent in the investigation leading to a criminal charge, or some involvement in the case itself, or some advantage gained that would work to the disadvantage of the state, a former assistant state attorney should not be automatically disqualified from acting as defense counsel”

Establishes the governing legal standard for disqualification of former prosecutors serving as defense counsel - requiring actual involvement or demonstrable advantage, not mere appearance of impropriety

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Facts & Procedural History

James Endress faced a first-degree murder charge and sought representation by Norman Cannella, a former chief assistant state attorney. The state conc…

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Opinion of the Court
PER CURIAM.

PER CURIAM.

Petitioner, James R. Endress, petitions this court for a writ of certiorari to quash the order disqualifying Norman Cannella from representing petitioner on a first-degree murder charge. We grant certiorari.

In the instant case, the state concedes that Mr. Cannella had no substantial involvement in the case involving petitioner. The state never even contends that there is any advantage gained or lost by reason of Norman Cannella’s prior position as chief assistant state attorney. At the disqualification hearing, Judge Coe asked: “Does this ease involve some matters that are sensitive or confidential?” The state responded: “No, Sir. No, Sir. It does not.” Shortly thereafter, Judge Coe again asked: “Let me make sure I have got it straight now. There is no question here of Mr. Cannella, by virtue of having been in the state attorney’s office, coming into possession of any matters that are sensitive or confidential regarding this case?” The state responded: “I have no knowledge of any matters.” The closest allegation of any involvement is the vague reference in the transcript to some conversations between the assistant state attorneys responsible for prosecuting the case and Mr. Cannella regarding possible plea negotiations.

At the hearing, the assistant state attorney indicated that he had “conversed with Mr. Can-nella about the Endress matter, specifically the homicide, on one occasion. We did not talk about the facts.

However, we discussed plea negotiations.” There is no indication that any such conversations worked to the advantage or disadvantage of either party. Absent a showing of participation to any extent in the investigation leading to a criminal charge, or some involvement in the case itself, or some advantage gained that would work to the disadvantage of the state, a former assistant state attorney should not be automatically disqualified from acting as defense counsel for a defendant investigated or charged during the time counsel served as an assistant state attorney. In Re Advisory Opinion on Professional Ethics No. 361, 77 N.J. 199, 390 A. 2d 118 (1978).

Cf., Trautman v. General Motors Corp., 426 So. 2d 1183 (Fla. 5th DCA 1983); DeArce v. State, 405 So. 2d 283 (Fla. 1st DCA 1981); Sears, Roebuck & Co. v. Stansbury, 374 So. 2d 1051 (Fla. 5th DCA 1979).

Furthermore, the test to disqualify defense counsel in a criminal proceeding will not always be the same as the test that may disqualify counsel in a civil proceeding.

The state’s primary allegation is that Mr. Cannella should be disqualified based on the possibility of a public perception of ethical improprieties. The possibility of the appearance of impropriety alone is not sufficient to disqualify Mr. Cannella in this case.1

The trial court did not base its disqualification order solely on the possibility of an ethical impropriety but also on the feeling that the petitioner was being “painted into a corner.” While Mr. Cannel-la presented the trial judge with a court reporter’s transcript of a conference between Mr. Cannella and the petitioner wherein the petitioner was informed of the circumstances of Mr. Cannella’s previous involvement, the record reveals that the trial court never questioned the petitioner personally. On remand, the trial court shall insure that the petitioner fully understands the disabilities a potential conflict may place on his defense and the adverse consequences that may result from such representation.

Accordingly, certiorari is granted, the disqualification order is quashed, and the cause is remanded for further proceedings consistent with this opinion.

GRIMES, A.C.J., and CAMPBELL and SCHOONOVER, JJ., concur. . Mr. Cannella presented to the trial judge a staff opinion from The Florida Bar which cited previous authority that would lead us to conclude that there was no ethical impropriety here.


Cases With Similar Vibessemantic neighbors from the corpus


Citator

Cited By

  • State v. King, 447 So. 2d 395 (Fla. 1st DCA 1984)
    …ld work to the disadvantage of the state,” and petitioner has neither established nor alleged any “actual prejudice.” In these circumstances petitioner has not demonstrated entitlement to disqualification of respondent’s counsel. See Endress v. Coe, 433 So. 2d 1280 (Fla. 2d DCA 1983); DeArce v. State, 405 So. 2d 283 (Fla. 1st DCA 1981). The petition for writ of certiorari is denied. MILLS, J., and McCORD (Ret.), Associate Judge, concur. . The order also recites that the court conducted an inquiry in accorda…
  • State v. DE LA OSA, 28 So. 3d 201 (Fla. 4th DCA 2010)
    …s necessary, the test for disqualification of counsel in a civil case does not apply in a criminal case where the defendant’s Sixth Amendment rights are involved. See Freeman v. State, 503 So. 2d 997, 998 (Fla. 3d DCA 1987); see also Endress v. Coe, 433 So. 2d 1280, 1281 (Fla. 2d DCA 1983) (observing “the test to disqualify defense counsel in a criminal proceeding will not always be the same as the test that may disqualify counsel in a civil proceeding”). The Sixth Amendment right to counsel includes a crimin…
  • Morrow v. State, 436 So. 2d 243 (Fla. 2d DCA 1983)
    …PER CURIAM. In view of the state’s affidavits filed below in this case and in the absence of the state’s concessions as made in Endress v. Coe, 433 So. 2d 1280 (Fla. 2d DCA 1983), we cannot say that the result reached by the circuit judge herein conflicts with Endress, supra, or otherwise departs from the essen [*244] tial requirements of law. Therefore, this petition for writ of certiorari is DENIED. BO…

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