CAROLINE SYKES, A MINOR, BY AND THROUGH HER PARENTS AND NEXT FRIENDS, PHILIP SYKES, AND MARTHA SYKES, AND PHILIP SYKES AND MARTHA SYKES, INDIVIDUALLY, PETITIONERS,
v.
ST. ANDREWS SCHOOL, BRIAN DOUCHETTE, ROBERT DOUCHETTE, LORRAINE DOUCHETTE AND TOM SUGALSKI, RESPONDENTS

Fla. 4th DCA | 1993-06-09
No. 93-0724
WARNER and KLEIN, JJ., concur.
619 So. 2d 467 Florida District Court of Appeal, Fourth District (1993) Positive Treatment
Cited by 18 cases

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Synopsis

This case concerns whether a party who initially claims emotional damages, thereby waiving their psychotherapist-patient privilege, can later reassert that privilege after abandoning their claim. The court held that the privilege can be reasserted once the mental condition is no longer an element of the claim or defense.


Holding

No, the psychotherapist-patient privilege was not irrevocably waived. Once the mother abandoned her claim for emotional distress, her mental condition was no longer an element of her claim or defense, and the privilege should be available.


Headnotes

[1] A party's psychotherapist/patient privilege is waived when the party places their mental or emotional condition at issue in a legal proceeding.

[2] A party who waives the psychotherapist/patient privilege by placing their mental condition at issue does not irrevocably waive the privilege if they subsequently abandon…

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Key Quotes

“The psychotherapist/patient privilege: [I]s based on the recognition that a patient of a psychologist is expected to ‘bare his or her soul’ and reveal matters of a private nature in order to receive help, but will not do so if the psychologist can be compelled to reveal these innermost thoughts and confidences on the witness stand.”

Explains the basis and importance of the psychotherapist-patient privilege.

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Facts & Procedural History

The petitioners filed suit for damages related to alleged sexual batteries against their daughter. The mother initially sought damages for her own emo…

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Opinion of the Court
HERSEY, Judge.

HERSEY, Judge.

Petitioner, Martha Sykes, seeks certiorari review of an order requiring her to sign medical authorizations which permit the defense to obtain her psychiatric records and to depose her former psychotherapists.

In the underlying action, petitioner, her husband and their daughter, filed suit against St. Andrews school and a number of individuals seeking damages for batteries and sexual batteries alleged to have been committed against the daughter. The complaint asks for damages for substantial emotional harm to the daughter. Originally the complaint also sought recovery for emotional and mental harm to petitioner, the mother, but this claim was later abandoned.

Before petitioner abandoned her own claim for mental distress she was examined without objection by a defense psychiatric expert, and subsequently her attorneys deposed the defense expert. The defendants thereafter filed a motion to compel petitioner to sign medical authorizations to permit the defendants to obtain her previous psychiatric records and to depose her former psychotherapists. At the hearing on this motion defendants argued that they were entitled to depose petitioner’s psychotherapists and obtain her psychiatric records because she had made a claim for emotional damages in the complaint. Defendants also contended that the information was necessary to their defense, because in view of the conclusions of the defense psychiatric expert based on his examination of petitioner, the defendants were going to contend that the injuries suffered by the daughter were “the result of a dysfunctional childhood and her mother's emotional problems, not the alleged rapes.”

Petitioner’s attorney made it clear at the hearing that the plaintiffs were abandoning any claim of emotional harm to petitioner, stating inter alia of that claim: “I am abandoning it. I’ll state that unequivocally for the record. I’m limiting my damages to what the Sykes’ have to pay to make [the daughter] whole.” Accordingly, argues petitioner, her psychotherapist/patient privilege should prevail, as she was no longer relying on her mental condition as an element of her claim or defense in the case. When the trial court asked the defense how they could get past the privilege, defense counsel replied:

Because he’s [petitioner’s counsel] going to have a chance with this Motion in Limine. He’s plead [sic] this for two years now. I don’t believe now on the eve of trial we should be denied this discovery in South Carolina. We are not going to get back there again and have another opportunity. It can be held out of trial. He has his Motion in Limine. It’s not fair now after two years to say we cannot get information relating to allegations they have pled.

The trial court granted the motion.

Petitioner contends that the trial court departed from the essential requirements of the law in compelling discovery of information protected by the psychotherapist/patient privilege, which is spelled out in section 90.503, Florida Statutes (1991).

The psychotherapist/patient privilege:

[I]s based on the recognition that a patient of a psychologist is expected to ‘bare his or her soul’ and reveal matters of a private nature in order to receive help, but will not do so if the psychologist can be compelled to reveal these innermost thoughts and confidences on the witness stand.

Compare Cantor v. Toyota Motor Sales, USA, Inc., 546 So. 2d 766, 767 (Fla. 5th DCA 1989) (mother’s statements to her psychologist concerning her daughter’s mental condition were protected by psychotherapist/patient privilege in action arising from auto accident involving daughter in which only the daughter’s mental condition was put at issue).

Respondents rely upon another portion of the statute to support the order under review. The pertinent statutory provision from section 90.503 states:

(4) There is no privilege under this section:
(c) For communications relevant to an issue of the mental or emotional condition of the patient in any proceeding in which he relies upon the condition as an element of his claim or defense or, after the patient’s death, in any proceeding in which any party relies upon the condition as an element of his claim or defense.

Thus, it appears that the statutory privilege does not apply if a patient in an action relies on his mental or emotional condition as an element of his claim or defense, but the burden rests on the party seeking to depose a psychotherapist to show that the patient has introduced his mental condition as an issue in the case. See Cantor; see also Yoho v. Lindsley, 248 So. 2d 187, 192 (Fla. 4th DCA 1971).

As an alternative position respondents argue that petitioner waived the psychotherapist/patient privilege by voluntarily submitting to a mental examination by a defense expert, then deposing that expert. The specific provision upon which respondents rely is contained in rule 1.360 of the Florida Rules of Civil Procedure. That provision, 1.360(b)(2), provides:

(2) By requesting and obtaining a report of the examination so ordered or requested or by taking the deposition of the examiner, the party examined waives any privilege that party may have in that action or any other involving the same controversy regarding the testimony of every other person who has examined or may thereafter examine that party concerning the same condition.

Petitioner initially placed her mental and emotional condition in issue by seeking damages for her own emotional distress. In doing so, she activated the waiver provisions of both the statute and the rule. The issue is whether such a waiver is irrevocable. There is a dearth of authority on this question.

One purpose of the waiver or exclusionary portions of the rule and the statute is to prevent a party from using the privilege as both a sword and a shield, that is', seeking to recover for damage to the emotions on the one hand while hiding behind the privilege on the other. It is beyond question that petitioner initially intended to put her mental condition in issue and to recover damages for her own emotional stress. She subsequently abandoned that attempt. Thus, her mental condition is no longer in issue except as respondents intend to make it so in furtherance of their own litigation strategy. Petitioner has dropped the sword. No damage has been done. The original examination and the expert’s deposition are now irrelevant and immaterial to petitioner’s claim for damages. Since the reason for piercing the shield of privilege no longer exists, the shield should again be available.

There is no residual effect from petitioner’s earlier position that causes prejudice to the defense. Had she taken a voluntary nonsuit and filed a new complaint omitting any allegations as to her own mental distress, it seems fairly clear that the waiver provisions would not be operable in the new action. The fact that she simply abandoned that claim while proceeding with the initial action should not make a legal difference. In the context in which discovery is now sought petitioner is not making an issue of her own mental or emotional condition. For that reason we hold that the privilege has not been irrevocably waived.

We grant the petition for writ of certiorari and quash the order under review.

CERTIORARI GRANTED; ORDER QUASHED.

WARNER and KLEIN, JJ., concur.


Cases With Similar Vibessemantic neighbors from the corpus


Citator

Cited By

  • Bolin v. State, 793 So. 2d 894 (Fla. 2001)
    …bstantial evidence that the letter was a voluntary waiver of Bolin’s spousal privilege. Finally, even if the letter was deemed a waiver, the waiver was revoked by Bolin again objecting to the use of Coby’s testimony. See Sykes v. St Andrews School, 619 So. 2d 467, 469 (Fla. 4th DCA 1993) (waiver of psychotherapist/ patient privilege revocable). While we recognize that information revealed after a privilege is waived cannot be concealed by reinvoking the privilege, see Hamilton v. Hamilton Steel Corp., 409 So…
  • Nelson v. Womble, 657 So. 2d 1221 (Fla. 5th DCA 1995)
    …not entitled to invoke the psychotherapist-patient privilege because she has placed her mental condition at issue. See Arzola v. Reigosa, 534 So. 2d at 883; Yoho v. Lindsley, 248 So. 2d 187 (Fla. 4th DCA 1971). See also Sykes v. St. Andrews School, 619 So. 2d 467, 469 (Fla. 4th DCA 1993) where it was held: One purpose of the waiver or exclusionary portions of the rule and the statute is to prevent a party from using the privilege as both a sword and a shield, that is, seeking to recover for damage to the em…
  • Garbacik v. Wal-Mart Transp., LLC, 932 So. 2d 500 (Fla. 5th DCA 2006)
    …e that the patient has placed his or her mental condition in issue. Quinney v. Quinney, 890 So. 2d 407 (Fla. 5th DCA 2004); Palm Beach County School Bd. v. Morrison, 621 So. 2d 464 (Fla. 4th DCA 1993); Sykes By & Through Sykes v. St. Andrews School, 619 So. 2d 467 (Fla. 4th DCA 1993). Here, it is undisputed that at the outset of this case Mr. Garbacik had placed his mental and emotional condition in issue by seeking damages for “emotional anguish.” When he did so, he initially waived the privilege. The issue,…

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