JOSEPH GARBACIK, PETITIONER,
v.
WAL-MART TRANSPORTATION, LLC, ETC., ET AL., RESPONDENT

Fla. 5th DCA | 2006-06-16
No. 5D06-719
THOMPSON and SAWAYA, JJ., concur.
932 So. 2d 500 Florida District Court of Appeal, Fifth District (2006) Positive Treatment
Cited by 9 cases

AI-generated. These summaries, headnotes, and key points are machine-generated and may contain errors or omissions. Always verify against the full opinion text below. Not legal advice.

Synopsis

Garbacik sought a protective order to prevent discovery of his mental health records after withdrawing his emotional anguish claim. The Fifth District DCA granted certiorari, holding that a waiver of the psychotherapist-patient privilege can be revoked when a plaintiff abandons the mental condition claim that initially placed it at issue.


Holding

Yes. The court held that a waiver of the psychotherapist-patient privilege is not irrevocable and can be reinstated when a plaintiff abandons the claim for emotional distress damages that initially placed the mental condition at issue. Once the mental anguish claim is withdrawn, further discovery into the plaintiff's mental health becomes irrelevant and not reasonably calculated to lead to admissible evidence.


Headnotes

[1] A psychotherapist-patient privilege can be revoked to reinstate the privilege if the patient abandons a claim for damages for emotional distress, even after voluntarily s…

[2] The psychotherapist-patient privilege is not irrevocably waived when a patient initially places their mental condition at issue but subsequently withdraws the claim for m…

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Key Quotes

“One purpose of the waiver or exclusionary portions of the rule and the statute is to prevent a party from using the privilege as both a sword and a shield, that is, seeking to recover for damage to the emotions on the one hand while hiding behind the privilege on the other.”

Establishes the fundamental policy rationale for allowing revocation of waived privilege when mental condition claims are abandoned.

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Facts & Procedural History

Garbacik sued Wal-Mart Transportation for injuries from a trucking accident, initially claiming emotional anguish. He underwent a neuropsychological e…

The full statement of facts, procedural history, and disposition for this case are member content.

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Opinion of the Court
MONACO, J.

MONACO, J.

Joseph Garbacik petitions this court for a writ of certiorari to review a non-final order denying Mr. Garbacik’s motion for protective order. By his motion Mr. Gar-bacik sought to prohibit further discovery in this civil action concerning his mental condition. More specifically, he sought to prohibit a deposition of and discovery from his psychologist, Dr. Legler. Because the challenged order departs from the essential requirements of law, and would cause material injury through the remainder of the suit, and because the petitioner is, therefore, without an adequate remedy at law, we grant the petition. See Beverly Enterprises-Florida, Inc. v. Ives, 832 So. 2d 161, 162 (Fla. 5th DCA 2002), review denied, 845 So. 2d 890 (Fla.2003); Quarles & Brady, LLP v. Birdsall, 802 So. 2d 1205 (Fla. 2d DCA 2002).

In 2004, Mr. Garbacik sued the respondent, Wal-Mart Transportation, LLC, seeking damages for personal injuries that resulted from a trucking accident. After the action was removed to federal court, Mr. Garbacik voluntarily dismissed the case. In 2005, Mr. Garbacik filed a new complaint in state court, but this time he added the respondents, Ronald and Sharon Choma as defendants, along with Wal-Mart Transportation. He claimed in his later complaint that he was involved in a subsequent automobile accident involving Mr. and Mrs. Choma, and that the injuries he suffered were inseparable from those he incurred in the earlier accident involving the truck owned by Wal-Mart Transportation.

Between the dismissal of the initial case, and the filing of the second case, Mr. Garbacik underwent a neuropsychological evaluation by Dr. Legler. The report, which was disseminated to the respondents, indicated that Mr. Garbacik was suffering from depression and post-concussion syndrome, as well as “pain disorder” associated with psychological factors and his medical condition.

Wal-Mart Transportation took the deposition of Mr. Garbacik, during which he was questioned about Dr. Legler’s report without an assertation of privilege. Later, however, when Wal-Mart Transportation scheduled the deposition of Dr. Legler, Mr. Garbacik filed a motion in which he asked the trial court to allow him to withdraw his claim of mental anguish. In addition, Mr. Garbacik moved for a protective order, seeking to prohibit further discovery concerning his mental condition, and to prohibit the deposition of Dr. Legler. While the trial court granted Mr. Garba-cik’s motion to amend his complaint to withdraw the claim of mental anguish, it denied the motion for a protective order, saying essentially that he would allow discovery to proceed, and would decide later whether he would admit into evidence the information concerning Mr. Garbacik’s mental condition. Mr. Garbacik then timely filed his petition for writ of certiorari.

Mr. Garbacik argues that the information being sought by Wal-Mart Transportation from Dr. Legler is protected by the psychotherapist-patient privilege articulated in section 90.503, Florida Statutes (2003). That statute protects certain communications of a patient with a licensed or certified psychologist, or with a certified mental health counselor. Subsection (2) of the statute provides:

(2) A patient has a privilege to refuse to disclose, and to prevent any other person from disclosing, confidential communications or records made for the purpose of diagnosis or treatment of the patient’s mental or emotional condition, including alcoholism and other drug addiction, between the patient and the psychotherapist, or persons who are participating in the diagnosis or treatment under the direction of the psychotherapist. This privilege includes any diagnosis made, and advice given, by the psychotherapist in the course of that relationship.

Section 90.503(4) identifies the exceptions to this privilege, as follows:

(4) There is no privilege under this section:
(a) For communications relevant to an issue in proceedings to compel hospitalization of a patient for mental illness, if the psychotherapist in the course of diagnosis or treatment has reasonable cause to believe the patient is in need of hospitalization.

(b) For communications made in the course of a court-ordered examination of the mental or emotional condition of the patient.

(c) For communications relevant to an issue of the mental or emotional condition of the patient in any proceeding in which the patient relies upon the condition as an element of his or her claim or defense or, after the patient’s death, in any proceeding in which any party re lies upon the condition as an element of the party’s claim or defense.

(Emphasis added).

In order to take advantage of exception (c) a party seeking otherwise privileged information must demonstrate that the patient has placed his or her mental condition in issue. Quinney v. Quinney, 890 So. 2d 407 (Fla. 5th DCA 2004); Palm Beach County School Bd. v. Morrison, 621 So. 2d 464 (Fla. 4th DCA 1993); Sykes By & Through Sykes v. St. Andrews School, 619 So. 2d 467 (Fla. 4th DCA 1993). Here, it is undisputed that at the outset of this case Mr. Garbacik had placed his mental and emotional condition in issue by seeking damages for “emotional anguish.” When he did so, he initially waived the privilege. The issue, however, concerns the effect of the withdrawal of the mental anguish claim on the waiver. Indeed, Wal-Mart Transportation admirably concedes that “the Plaintiff is correct that if mental anguish claims are withdrawn from a case, the opposing party generally may not discover the Plaintiffs psychiatric history.” Wal-Mart Transportation argues, however, that once waived, the privilege cannot be called back into existence. Curiously, and though it might at first appear to be counterintuitive, this category of waiver does not appear to be irrevocable.

In Sykes, the Fourth District held that a waiver of the psychotherapist/patient privilege could be revoked so as to reinstate the privilege, if the patient abandons his or her claim for damages for emotional distress, even though the patient has already voluntarily submitted to a mental examination by a defense expert. In so holding, the court stated:

One purpose of the waiver or exclusionary portions of the rule and the statute is to prevent a party from using the privilege as both a sword and a shield, that is, seeking to recover for damage to the emotions on the one hand while hiding behind the privilege on the other. It is beyond question that petitioner initially intended to put her mental condition in issue and to recover damages for her own emotional stress. She subsequently abandoned that attempt. Thus, her mental condition is no longer in issue except as respondents intend to make it so in furtherance of their own litigation strategy. Petitioner has dropped the sword. No damage has been done. The original examination and the expert’s deposition are now irrelevant and immaterial to petitioner’s claim for damages. Since the reason for piercing the shield of privilege no longer exists, the shield should again be available.

See Sykes, 619 So. 2d at 469. The court reasoned that “[I]n the context in which discovery is now sought petitioner is not making an issue of her own mental or emotional condition.” Id. For that reason, the court held that the privilege had not been irrevocably waived. We agree with the reasoning of our sister court, and the logic of its conclusion. See also Bolin v. State, 793 So. 2d 894, 898 (Fla.2001).

Moreover, in the present case, once Mr. Garbacik abandoned his effort to collect damages for injuries having a mental anguish component, his psychological state became generally irrelevant. Since the appellee has not made clear to us how further discovery into Mr. Garbacik’s mental health is “reasonably calculated” to lead to admissible evidence, we are unable to see how these inquiries could properly be the subject of discovery in any event. Fla. R. Civ. P. 1.280(b)(1).

Wal-Mart Transportation’s fallback positions appear to be that despite the abandonment of the mental anguish claim, (a) Dr. Legler’s testimony and re port are relevant for impeachment purposes; and (b) the discovery might have some bearing on the remaining claims in the complaint, such as the demand for damages for loss of capacity for the enjoyment of life. We are unpersuaded by either of these arguments.

If we allowed an invasion of the privilege because the material could be used for impeachment purposes, we might just as well ignore the privilege in its entirety. If that were the law, there would be virtually no case where the report of a mental health professional could not be obtained by the opposing party. Section 90.503 would be useless.

Moreover, we have previously rejected the argument that a patient places his or her mental or emotional state at issue because of the reference in the complaint to loss of “enjoyment of life.” In Partner-Brown v. Bornstein, 734 So. 2d 555, 556 (Fla. 5th DCA 1999), for example, this Court stated:

The allusion to loss of enjoyment of life, without more, does not place the mental or emotional condition of the plaintiff at issue so as to waive the protection of section 90.503.

If we were to adopt the position asserted here by the respondent, it would render the above statute a nullity and inject the issue of mental anguish into virtually every personal injury case. That is not the law and it is not what we held in Nelson v. Womble, 657 So. 2d 1221 (Fla. 5th DCA 1995). It should be apparent that physical pain and suffering, absent mental anguish, can impair the enjoyment of life.

Accordingly, we grant the petition for writ of certiorari and quash the discovery order issued by the trial court with respect to further discovery of Mr. Garbacik’s mental condition, and in particular with respect to the deposition of Dr. Legler and his report.

PETITION GRANTED; ORDER QUASHED.

THOMPSON and SAWAYA, JJ., concur.


Cases With Similar Vibessemantic neighbors from the corpus


Citator

Cited By

  • …h the petitioner complains, the section 90.503(4)(c) exception applies only when the patient—rather than some party who opposes the patient in litigation—places his mental or emotional condition in issue. See, e.g., Garbacik v. Wal-Mart Transp. LLC, 932 So. 2d 500 (Fla. 5th DCA 2006); Palm Beach County Sch. Bd. v. Morrison, 621 So. 2d 464 (Fla. 4th DCA 1993). Because the patient in the present litigation, the petitioner, has not placed his mental or emotional condition in issue, the section 90.503(4)(c) excep…
  • Sajiun v. Hernandez, 226 So. 3d 875 (Fla. 4th DCA 2017)
    …al matter or communication waives the privilege if the person ... consents to disclosure of, any significant part of the matter or communication. The waiver of the psychotherapist privilege is not irrevocable. See Garbacik v. Wal-Mart Transp., LLC, 932 So. 2d 500, 503 (Fla. 5th DCA 2006); Sykes ex rel. Sykes v. St. Andrew’s Sch., 619 So. 2d 467, 469 (Fla. 4th DCA 1993). However, a revocation of a waiver will not reinstate the privilege as to already disclosed information. See Bolin v. State, 793 So. 2d 894,…
  • August Urbanek v. Urbanek, 46 So. 3d 1235 (Fla. 4th DCA 2010)
    …nd the waiver cannot be revoked. See § 90.507, Fla. Stat. (2009). We grant the petition and quash the order. We hold that any initial waiver of the privilege was revoked when petitioner withdrew the affidavit. See Garbacik v. Wal-Mart Transp. LLC., 932 So. 2d 500, 503 (Fla. 5th DCA 2006); Commercial Carrier Corp. v. Kelley, 903 So. 2d 240 (Fla. 5th DCA 2005); Cohen v. Cohen, 813 So. 2d 1060 (Fla. 4th DCA 2002); Sykes By & [*1237] Through Sykes v. St. Andrews Sch., 619 So. 2d 467 (Fla. 4th DCA 1993). Petition…

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